| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings | 
| Anthera Phamaceuticals (ANTH) | Deutsche Bank | $70.00 | 1-Star | |||
| KAR Holdings (tba) | Goldman Sachs | $400.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| Asian Financial (DYP) | 
 Piper Jaffray 
Roth Capital Partners  
 | 
$69.00 | n.a. | |||
| China Blood (CNDZF) | Rodman & Renshaw | $15.00 | n/c | |||
| PlainsCapital (PCB) | J.P. Morgan | $140.00 | n.a. | |||
| rue21 | 
 BofA Merrill Lynch 
Goldman Sachs 
J.P. Morgan 
 | 
$125.00 | 3-Stars | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Echo Global Logitcs (ECHO) | 
 Morgan Stanley 
Citi 
 | 
5.70 | $13.00 | $15.00 | $79.80 | 2-Stars | 
| Fortinet (tba) | 
 Morgan Stanley 
J.P. Morgan 
Deutsche Bank 
 | 
$100.00 | 3-Stars | |||
| Foursquare Capital (FSQR) | 
 BofA Merrill Lynch 
Morgan Stanley 
 | 
25.00 | $20.00 | $20.00 | $500.00 | 1-Star | 
| Gomez (GOMZ) | 
 Credit Suisse 
Deutsche Bank 
 | 
$80.50 | n.a. | |||
| Ladder Capital Realty Finance (LCG) | 
 J.P. Morgan 
Wells Farge Securities 
Citi 
 | 
20.00 | $20.00 | $20.00 | $400.00 | 1-Star | 
| Omeros (OMER) | Deutsche Bank Securities | 6.82 | $10.00 | $12.00 | $75.02 | 1-Star | 
| Shanda Games Limited (GAME) | 
 Goldman Sachs (Asia) 
J.P. Morgan 
 | 
63.04 | $10.50 | $12.50 | $725.00 | 3-Stars | 
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % | 
| Weeks of Sept. 14, 2009 | Manager(s) | Offered | Raised | Price | 9/18/09 | Change | 
| CreXus Investment (CXS) | 
 Deutsche Bank 
Merrill Lynch 
 | 
13.33 | $200.00 | $15.00 | $14.60 | -2.67% |