| SG Blocks |
SGBX |
Industrials |
7/16/2017 |
1.5 |
$5.00 |
$4.92 |
$0.00 |
0.00% |
S/O |
| Altice USA |
ATUS |
Telecommunications |
6/22/2017 |
63.9 |
$30.00 |
$32.71 |
$0.00 |
0.00% |
S/O |
| Safety, Income and Growth |
SAFE |
Financials |
6/22/2017 |
10.3 |
$20.00 |
$19.00 |
$0.00 |
0.00% |
S/O |
| Athenex |
ATNX |
Health Care |
6/14/2017 |
6.0 |
$11.00 |
$12.56 |
$14.42 |
31.09% |
S/O |
| Plymouth Industrial REIT |
PLYM |
Financials |
6/9/2017 |
2.9 |
$19.00 |
$18.39 |
$18.10 |
-4.74% |
S/O |
| ShotSpotter |
SSTI |
Technology |
6/7/2017 |
2.8 |
$11.00 |
$14.38 |
$15.05 |
36.82% |
S/O |
| Appian |
APPN |
Technology |
5/25/2017 |
6.3 |
$12.00 |
$15.01 |
$17.19 |
43.25% |
S/O |
| WideOpenWest |
WOW |
Telecommunications |
5/25/2017 |
18.2 |
$17.00 |
$16.50 |
$17.21 |
1.24% |
S/O |
| SMART Global Holdings |
SGH |
Technology |
5/24/2017 |
5.3 |
$11.00 |
$13.45 |
$15.75 |
43.18% |
S/O |
| Bright Scholar Education Holdings |
BEDU |
Consumer Services |
5/18/2017 |
15.0 |
$10.50 |
$13.40 |
$12.32 |
17.33% |
S/O |
| G1 Therapeutics |
GTHX |
Health Care |
5/17/2017 |
7.0 |
$15.00 |
$15.00 |
$16.85 |
12.33% |
S/O |
| A.S.V. |
ASV |
Industrials |
5/12/2017 |
3.8 |
$7.00 |
$7.85 |
$8.32 |
18.86% |
S/O |
| Gardner Denver Holdings |
GDI |
Consumer Goods |
5/12/2017 |
41.3 |
$20.00 |
$21.10 |
$20.72 |
3.60% |
S/O |
| Solaris Oilfield Infrastructure |
SOI |
Oil & Gas |
5/12/2017 |
10.1 |
$12.00 |
$11.55 |
$10.90 |
-9.17% |
S/O |
| Veritone |
VERI |
Technology |
5/12/2017 |
2.5 |
$15.00 |
$13.07 |
$13.69 |
-8.73% |
S/O |
| Five Point Holdings |
FPH |
Financials |
5/10/2017 |
21.0 |
$14.00 |
$15.04 |
$14.56 |
4.00% |
S/O |
| Guaranty Bancshares |
GNTY |
Financials |
5/9/2017 |
2.0 |
$27.00 |
$30.10 |
$30.30 |
12.22% |
S/O |
| KKR Real Estate Finance Trust |
KREF |
Financials |
5/5/2017 |
10.3 |
$20.50 |
$22.13 |
$21.20 |
3.41% |
S/O |
| Ovid Therapeutics |
OVID |
Health Care |
5/5/2017 |
5.0 |
$15.00 |
$12.25 |
$12.60 |
-16.00% |
S/O |
| Antero Resources Midstream Management |
AMGP |
Oil & Gas |
5/4/2017 |
37.3 |
$23.50 |
$22.00 |
$20.45 |
-12.98% |
S/O |
| Biohaven Pharmaceutical Holding |
BHVN |
Health Care |
5/4/2017 |
9.9 |
$17.00 |
$17.50 |
$26.80 |
57.65% |
S/O |
| UroGen Pharma Ltd. |
URGN |
Health Care |
5/4/2017 |
4.5 |
$13.00 |
$13.98 |
$17.45 |
34.23% |
S/O |
| Carvana |
CVNA |
Consumer Services |
4/28/2017 |
15.0 |
$15.00 |
$11.10 |
$19.53 |
30.20% |
S/O |
| China Rapid Finance Limited |
XRF |
Financials |
4/28/2017 |
10.0 |
$6.00 |
$6.40 |
$6.59 |
9.83% |
S/O |
| Cloudera |
CLDR |
Technology |
4/28/2017 |
15.0 |
$15.00 |
$18.10 |
$17.02 |
13.47% |
S/O |
| Emerald Expositions Events |
EEX |
Consumer Services |
4/28/2017 |
15.5 |
$17.00 |
$19.50 |
$21.37 |
25.71% |
S/O |
| NCS Multistage Holdings |
NCSM |
Oil & Gas |
4/28/2017 |
9.5 |
$17.00 |
$19.50 |
$22.06 |
29.76% |
S/O |
| Zymeworks |
ZYME |
Health Care |
4/28/2017 |
4.5 |
$13.00 |
$13.00 |
$9.54 |
-26.62% |
S/O |
| Floor & Decor Holdings |
FND |
Consumer Goods |
4/27/2017 |
8.8 |
$21.00 |
$32.05 |
$46.31 |
120.52% |
S/O |
| Select Energy Services |
WTTR |
Oil & Gas |
4/21/2017 |
8.7 |
$14.00 |
$14.02 |
$11.86 |
-15.29% |
S/O |
| Cadence Bancorporation |
CADE |
Financials |
4/13/2017 |
7.5 |
$20.00 |
$0.00 |
$22.14 |
10.70% |
S/O |
| Tocagen |
TOCA |
Health Care |
4/13/2017 |
8.5 |
$10.00 |
$12.45 |
$14.85 |
48.50% |
S/O |
| Warrior Met Coal |
HCC |
Basic Materials |
4/13/2017 |
16.7 |
$19.00 |
$18.00 |
$15.49 |
-18.47% |
S/O |
| Yext |
YEXT |
Technology |
4/13/2017 |
10.5 |
$11.00 |
$13.41 |
$13.08 |
18.91% |
S/O |
| Netshoes (Cayman) Ltd. |
NETS |
Consumer Goods |
4/12/2017 |
8.3 |
$18.00 |
$16.10 |
$19.67 |
9.28% |
S/O |
| Azul S.A. |
AZUL |
Consumer Services |
4/11/2017 |
28.5 |
$20.06 |
$21.50 |
$20.76 |
3.49% |
S/O |
| Okta |
OKTA |
Technology |
4/7/2017 |
11.0 |
$17.00 |
$23.51 |
$25.94 |
52.59% |
S/O |
| Elevate Credit |
ELVT |
Financials |
4/6/2017 |
12.4 |
$6.50 |
$7.76 |
$8.29 |
27.54% |
S/O |
| Schneider National |
SNDR |
Industrials |
4/6/2017 |
29.0 |
$19.00 |
$19.00 |
$20.96 |
10.32% |
S/O |
| Hess Midstream Partners LP |
HESM |
Oil & Gas |
4/5/2017 |
14.8 |
$23.00 |
$25.60 |
$19.09 |
-17.00% |
S/O |
| Alteryx |
AYX |
Technology |
3/24/2017 |
9.0 |
$14.00 |
$15.50 |
$19.27 |
37.64% |
S/O |
| MuleSoft |
MULE |
Technology |
3/17/2017 |
13.0 |
$17.00 |
$24.75 |
$26.89 |
58.18% |
S/O |
| ProPetro Holding |
PUMP |
Oil & Gas |
3/17/2017 |
25.0 |
$14.00 |
$14.50 |
$12.55 |
-10.36% |
S/O |
| Canada Goose Holdings |
GOOS |
Consumer Goods |
3/16/2017 |
20.0 |
$12.78 |
$16.08 |
$22.35 |
74.88% |
S/O |
| Ardagh Group S.A. |
ARD |
Industrials |
3/15/2017 |
16.2 |
$19.00 |
$22.91 |
$21.85 |
15.00% |
S/O |
| Presidio, Inc. |
PSDO |
Technology |
3/10/2017 |
16.7 |
$14.00 |
$14.25 |
$15.64 |
11.71% |
S/O |
| BeyondSpring |
BYSI |
Health Care |
3/9/2017 |
0.2 |
$20.00 |
$16.80 |
$30.01 |
50.05% |
S/O |
| J.Jill |
JILL |
Consumer Goods |
3/9/2017 |
11.7 |
$13.00 |
$12.65 |
$12.26 |
-5.69% |
S/O |
| Snap |
SNAP |
Technology |
3/2/2017 |
200.0 |
$17.00 |
$24.48 |
$17.27 |
1.59% |
S/O |
| Hamilton Lane |
HLNE |
Financials |
3/1/2017 |
11.9 |
$16.00 |
$18.02 |
$21.69 |
35.56% |
S/O |
| Clipper Realty |
CLPR |
Financials |
2/10/2017 |
5.7 |
$13.50 |
$13.50 |
$12.72 |
-5.78% |
S/O |
| Foundation Building Materials |
FBM |
Consumer Services |
2/10/2017 |
12.8 |
$14.00 |
$15.50 |
$13.62 |
-2.71% |
S/O |
| Sachem Capital |
SACH |
Financials |
2/10/2017 |
2.6 |
$5.00 |
$5.04 |
$4.69 |
-6.20% |
S/O |
| Kimbell Royalty Partners, LP |
KRP |
Oil & Gas |
2/3/2017 |
5.0 |
$18.00 |
$20.64 |
$16.19 |
-10.06% |
S/O |
| Ramaco Resources |
METC |
Basic Materials |
2/3/2017 |
6.0 |
$13.50 |
$13.55 |
$5.22 |
-61.33% |
S/O |
| Invitation Homes |
INVH |
Financials |
2/1/2017 |
77.0 |
$20.00 |
$20.00 |
$21.29 |
6.45% |
S/O |
| Laureate Education |
LAUR |
Consumer Services |
2/1/2017 |
35.0 |
$14.00 |
$13.25 |
$18.50 |
32.14% |
S/O |
| Jagged Peak Energy |
JAG |
Oil & Gas |
1/27/2017 |
31.6 |
$15.00 |
$14.33 |
$12.01 |
-19.93% |
S/O |
| JELD-WEN Holding |
JELD |
Basic Materials |
1/27/2017 |
25.0 |
$23.00 |
$26.12 |
$34.89 |
51.70% |
S/O |
| Jounce Therapeutics |
JNCE |
Health Care |
1/27/2017 |
6.5 |
$16.00 |
$17.25 |
$15.74 |
-1.63% |
S/O |
| REV Group |
REVG |
Consumer Goods |
1/27/2017 |
12.5 |
$22.00 |
$25.00 |
$29.79 |
35.41% |
S/O |
| AnaptysBio |
ANAB |
Health Care |
1/26/2017 |
5.0 |
$15.00 |
$17.00 |
$23.40 |
56.00% |
S/O |
| ObsEva SA |
OBSV |
Health Care |
1/26/2017 |
6.5 |
$15.00 |
$11.65 |
$5.93 |
-60.47% |
S/O |
| Keane Group |
FRAC |
Oil & Gas |
1/20/2017 |
26.8 |
$19.00 |
$21.65 |
$13.81 |
-27.32% |
S/O |
| trivago N.V. |
TRVG |
Technology |
12/16/2016 |
26.1 |
$11.00 |
$11.85 |
$19.40 |
76.36% |
S/O |
| WildHorse Resource Development |
WRD |
Oil & Gas |
12/14/2016 |
27.5 |
$15.00 |
$15.06 |
$11.31 |
-24.60% |
S/O |
| Athene Holding Ltd. |
ATH |
Financials |
12/9/2016 |
27.0 |
$40.00 |
$44.05 |
$49.87 |
24.68% |
S/O |
| Ichor Holdings, Ltd. |
ICHR |
Technology |
12/9/2016 |
5.9 |
$9.00 |
$9.77 |
$23.25 |
158.33% |
S/O |
| SenesTech |
SNES |
Basic Materials |
12/8/2016 |
1.9 |
$8.00 |
$8.16 |
$5.95 |
-25.63% |
S/O |
| Polar Power |
POLA |
Industrials |
12/7/2016 |
2.4 |
$7.00 |
$9.00 |
$4.95 |
-29.29% |
S/O |
| Innovative Industrial Properties |
IIPR |
Financials |
12/1/2016 |
3.4 |
$20.00 |
$19.15 |
$17.37 |
-13.15% |
S/O |
| Smart Sand |
SND |
Basic Materials |
11/4/2016 |
11.7 |
$11.00 |
$10.99 |
$8.04 |
-26.91% |
S/O |
| GDS Holdings Ltd. |
GDS |
Technology |
11/2/2016 |
19.3 |
$10.00 |
$10.41 |
$8.94 |
-10.60% |
S/O |
| Acushnet Holdings |
GOLF |
Consumer Goods |
10/28/2016 |
19.3 |
$17.00 |
$17.95 |
$19.15 |
12.65% |
S/O |
| BlackLine |
BL |
Technology |
10/28/2016 |
8.6 |
$17.00 |
$23.70 |
$37.35 |
119.71% |
S/O |
| Quantenna Communications |
QTNA |
Technology |
10/28/2016 |
6.7 |
$16.00 |
$15.50 |
$20.58 |
28.63% |
S/O |
| Myovant Sciences Ltd. |
MYOV |
Health Care |
10/27/2016 |
14.5 |
$15.00 |
$13.26 |
$11.60 |
-22.67% |
S/O |
| ZTO Express (Cayman) |
ZTO |
Industrials |
10/27/2016 |
72.1 |
$19.50 |
$16.57 |
$14.00 |
-28.21% |
S/O |
| Ra Pharmaceuticals |
RARX |
Health Care |
10/26/2016 |
7.1 |
$13.00 |
$13.00 |
$22.58 |
73.69% |
S/O |
| Forterra |
FRTA |
Industrials |
10/20/2016 |
18.4 |
$18.00 |
$16.50 |
$7.06 |
-60.78% |
S/O |
| iRhythm Technologies |
IRTC |
Health Care |
10/20/2016 |
6.3 |
$17.00 |
$26.05 |
$39.64 |
133.18% |
S/O |
| CRISPR Therapeutics AG |
CRSP |
Health Care |
10/19/2016 |
4.0 |
$14.00 |
$14.00 |
$15.04 |
7.43% |
S/O |
| Mammoth Energy Services |
TUSK |
Oil & Gas |
10/14/2016 |
7.8 |
$15.00 |
$13.26 |
$16.25 |
8.33% |
S/O |
| Azure Power Global |
AZRE |
Utilities |
10/12/2016 |
3.4 |
$18.00 |
$14.60 |
$16.00 |
-11.11% |
S/O |
| Extraction Oil & Gas |
XOG |
Oil & Gas |
10/12/2016 |
33.3 |
$19.00 |
$21.85 |
$12.96 |
-31.79% |
S/O |
| AzurRx BioPharma |
AZRX |
Health Care |
10/11/2016 |
1.0 |
$5.50 |
$4.98 |
$3.61 |
-34.36% |
S/O |
| Camping World Holdings |
CWH |
Consumer Services |
10/7/2016 |
11.4 |
$22.00 |
$22.50 |
$29.91 |
35.95% |
S/O |
| Everspin Technologies |
MRAM |
Technology |
10/7/2016 |
5.0 |
$8.00 |
$8.02 |
$22.55 |
181.88% |
S/O |
| Advanced Disposal Services |
ADSW |
Consumer Services |
10/6/2016 |
19.3 |
$18.00 |
$0.00 |
$23.07 |
28.17% |
S/O |
| AquaVenture Holdings |
WAAS |
Consumer Goods |
10/6/2016 |
6.5 |
$18.00 |
$21.95 |
$16.00 |
-11.11% |
S/O |
| Coupa Software |
COUP |
Technology |
10/6/2016 |
7.4 |
$18.00 |
$0.00 |
$31.06 |
72.56% |
S/O |
| Obalon Therapeutics |
OBLN |
Health Care |
10/6/2016 |
5.0 |
$15.00 |
$15.00 |
$10.12 |
-32.53% |
S/O |
| Nutanix |
NTNX |
Technology |
9/30/2016 |
14.9 |
$16.00 |
$37.00 |
$18.34 |
14.63% |
S/O |
| Fulgent Genetics |
FLGT |
Health Care |
9/29/2016 |
4.2 |
$9.00 |
$9.18 |
$7.34 |
-18.44% |
S/O |
| MedEquities Realty Trust |
MRT |
Financials |
9/29/2016 |
19.9 |
$12.00 |
$11.59 |
$12.24 |
2.00% |
S/O |
| Tabula Rasa HealthCare |
TRHC |
Technology |
9/29/2016 |
4.3 |
$12.00 |
$14.88 |
$14.24 |
18.67% |
S/O |
| AC Immune SA |
ACIU |
Health Care |
9/23/2016 |
6.0 |
$11.00 |
$15.66 |
$9.14 |
-16.91% |
S/O |
| Apptio |
APTI |
Technology |
9/23/2016 |
6.0 |
$16.00 |
$22.55 |
$17.49 |
9.31% |
S/O |
| Gridsum Holding |
GSUM |
Technology |
9/23/2016 |
6.7 |
$13.00 |
$15.75 |
$9.02 |
-30.62% |
S/O |
| Valvoline |
VVV |
Consumer Goods |
9/23/2016 |
30.0 |
$22.00 |
$23.10 |
$23.54 |
7.00% |
S/O |
