IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)		 Price
Low		 Price
High		 Est $ Vol
(millions)		 Expected
To Trade		 SCOOP
Rating
2016-09-23 iRhythm Technologies IRTC J.P. Morgan/ Morgan Stanley 0.00 $86.25 TBA S/O
2016-09-21 SenesTech SNES Roth Capital Partners 0.00 $28.75 TBA S/O
2016-09-19 Smart Sand SND Credit Suisse/ Goldman Sachs 0.00 $100.00 TBA S/O
2016-09-16 Sancilio Pharmaceuticals SPCI UBS Investment Bank/ Piper Jaffray 0.00 $86.25 Withdrawn S/O
2016-09-14 Extraction Oil & Gas XOG Credit Suisse/ Barclays/ Goldman Sachs 0.00 $100.00 TBA S/O
2016-09-14 PES Logistics Partners, L.P. PESL BofA Merrill Lynch/ Credit Suisse 0.00 $250.00 Withdrawn S/O
2016-09-14 Philadelphia Energy Solutions PESC BofA Merrill Lynch/ Credit Suisse 15.15 $15.00 $18.00 $250.00 Withdrawn S/O
2016-09-13 loanDepot LDI Morgan Stanley/ Goldman Sachs/ Wells Fargo Securities/ Barclays/ UBS Investment Bank/ Citigroup 30.00 $16.00 $18.00 $510.00 Withdrawn S/O
2016-09-09 CRISPR Therapeutics AG CRSP Citigroup/ Piper Jaffray/ Barclays 0.00 $90.00 TBA S/O
2016-09-09 Everspin Technologies MRAM Stifel/ Needham & Company 0.00 $45.00 TBA S/O
2016-09-09 Obalon Therapeutics OBLN UBS Investment Bank/ Canaccord Genuity/ Stifel 0.00 $75.00 TBA S/O
2016-09-09 Polar Power POLA Joseph Gunnar 0.00 $17.25 TBA S/O
2016-09-08 Coupa Software COUP Morgan Stanley/ J.P. Morgan/ Barclays/ RBC Capital Markets 6.70 $14.00 $16.00 $100.50 Thursday S/O
2016-09-02 Avista Healthcare Public Acquisition AHPA Credit Suisse 30.00 $10.00 $10.00 $300.00 TBA S/O
2016-09-02 Fulgent Genetics FLGT Credit Suisse/ Piper Jaffray 4.60 $12.00 $14.00 $59.80 Wednesday S/O
2016-09-02 Mammoth Energy Services TUSK TBA 0.00 $100.00 TBA S/O
2016-08-29 CapStar Financial Holdings CSTR Keefe, Bruyette & Woods/ Sandler O’Neill + Partners, L.P 2.59 $15.00 $15.00 $40.00 Priced S/O
2016-08-26 Apptio APTI Goldman, Sachs/ J.P. Morgan/ BofA Merrill Lynch 6.00 $16.00 $16.00 $96.00 Priced S/O
2016-08-26 Digicel Group Ltd DCEL J.P. Morgan/ UBS Investment Bank/ Citigroup/ Barclays/ Credit Suisse/ Deutsche Bank Securities 124.14 $13.00 $16.00 $1800.00 Withdrawn S/O
2016-08-26 e.l.f. Beauty ELF J.P. Morgan/ Morgan Stanley 8.33 $17.00 $17.00 $141.70 Priced S/O
2016-08-26 Gridsum Holding GSUM Goldman Sachs (Asia)/ Citigroup 6.70 $13.00 $13.00 $87.10 Priced S/O
2016-08-24 Novan NOVN Piper Jaffray 4.10 $11.00 $11.00 $45.10 Priced S/O
2016-08-23 Saban Capital Acquisition SCACU Deutsche Bank Securities/ Goldman Sachs 20.00 $10.00 $10.00 $200.00 Priced S/O
2016-08-22 The Trade Desk TTD Citigroup/ Jefferies/ RBC Capital Markets 4.66 $18.00 $18.00 $84.00 Priced S/O
2016-08-19 Everbridge EVBG Credit Suisse/ BofA Merrill Lynch 7.50 $12.00 $12.00 $90.00 Priced S/O
2016-08-19 FB Financial FBK J.P. Morgan/ UBS/ Keefe, Bruyette & Woods (A Stifel Company) 5.88 $19.00 $19.00 $111.80 Priced S/O
2016-08-19 THAR PHARMACEUTICALS THAR SunTrust Robinson Humphrey 0.00 $50.00 TBA S/O
2016-08-10 Blue Coat BLCT Morgan Stanley/ J.P. Morgan/ Credit Suisse/ Goldman, Sachs 0.00 $100.00 Withdrawn S/O
2016-08-05 Bank of N.T. Butterfield & Son Ltd NTB Goldman Sachs/ Citigroup/ Sandler O'Neill + Partners 10.64 $23.50 $23.50 $250.00 S/O
2016-08-02 Bioventus BIOV J.P. Morgan/ Piper Jaffray 8.82 $16.00 $18.00 $150.00 Withdrawn S/O
2016-08-02 inVentiv Group Holdings IVH Credit Suisse/ Morgan Stanley/ Goldman Sachs/ Jefferies 0.00 $100.00 Withdrawn S/O
2016-07-29 AmeriQuest AMQ Raymond James/ Stephens 0.00 $75.00 Withdrawn S/O
2016-07-28 Microphase TBA Joseph Gunnar 0.00 $11.50 TBA S/O
2016-07-26 M I Acquisitions MACQU Chardan Capital Markets 5.00 $10.00 $10.00 $50.00 Priced S/O
2016-07-22 Ironshore TBA BofA Merrill Lynch/ Citigroup/ J.P. Morgan/ UBS Investment Bank 0.00 $100.00 TBA S/O
2016-07-21 Advanced Inhalation Therapies (AIT) Ltd. AITPU Joseph Gunnar & Co. 0.33 $15.00 $15.00 $5.00 Withdrawn S/O
2016-07-15 Airgain AIRG Northland Capital Markets/ Wunderlich 1.50 $8.00 $8.00 $12.00 Priced S/O
2016-07-14 Royal Resources Partners LP ORRI Credit Suisse/ Citigroup/ Morgan Stanley/ Wells Fargo Securities/ Barclays/ BofA Merrill Lynch 0.00 $100.00 Withdrawn S/O
2016-07-14 Twist Beauty S.a r.l. & Partners S.C.A ABEA BofA Merrill Lynch/ J.P. Morgan/ Goldman Sachs 0.00 $150.00 Withdrawn S/O
2016-07-13 Aegis Identity Software AIDM TBA 2.00 $5.00 $5.00 $10.00 TBA S/O
2016-07-13 AzurRx BioPharma AZRX WallachBeth Capital/ Network 1 Financial Securities 1.70 $6.00 $8.00 $11.90 TBA S/O
2016-07-13 Motif Bio plc MTFB SunTrust Robinson Humphrey/ Ladenburg Thalmann 0.00 $40.00 TBA S/O
2016-07-11 Protagonist Therapeutics PTGX Leerink Partners/ Barclays/ BMO Capital Markets 7.50 $12.00 $12.00 $90.00 Priced S/O
2016-07-08 CBS Radio TBA TBA 0.00 $100.00 TBA S/O
2016-07-08 First Hawaiian FHB Goldman Sachs/ BofA Merrill Lynch/ BNP PARIBAS/ Barclays/ Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan/ Citigroup/ Morgan Stanley/ UBS Investment Bank 21.10 $23.00 $23.00 $485.00 Priced S/O
2016-07-08 Forterra FRTA Goldman Sachs/ Citigroup/ Credit Suisse 0.00 $100.00 TBA S/O
2016-07-07 Cellect Biomed Ltd. APOP Rodman & Renshaw (a unit of H.C. Wainwright & Co.) 1.40 $10.00 TBA S/O
2016-07-01 Kinsale Capital Group KNSL J.P. Morgan/ William Blair/ RBC Capital Markets 6.60 $16.00 $16.00 $105.60 Priced S/O
2016-07-01 Performance Health Holdings PHC Credit Suisse/ Baird 0.00 $100.00 Withdrawn S/O
2016-07-01 Stellar Acquisition III STLRU Maxim Group LLC 6.50 $10.00 $10.00 $65.00 Friday S/O
2016-07-01 YETI Holdings YETI BofA Merrill Lynch/ Morgan Stanley/ Baird/ Piper Jaffray/ Jefferies/ William Blair 0.00 $100.00 TBA S/O
2016-06-30 Atomera ATMR National Securities Corporation 3.20 $7.50 $7.50 $24.00 Priced S/O
2016-06-30 Full Spectrum FMAX Joseph Gunnar & Co. 1.88 $7.00 $9.00 $15.00 Postponed S/O
2016-06-30 Morgan Properties Trust MPT BofA Merrill Lynch/ Goldman Sachs/ J.P. Morgan/ Morgan Stanley 0.00 $800.00 Withdrawn S/O
2016-06-29 National Commercial Bank Jamaica Ltd NJC J.P.Morgan/ Macquarie Capital 16.10 $13.00 $15.00 $225.40 Withdrawn S/O
2016-06-28 Talend SA TLND Goldman Sachs/ J.P. Morgan/ Barclays/ Citigroup 5.25 $18.00 $18.00 $94.50 Priced S/O
2016-06-22 Armstrong Resource Partners, L.P. ARPS Raymond James/ FBR 0.00 $22.00 Withdrawn S/O
2016-06-22 Centennial Resource Development CDEV Credit Suisse/ Barclays 0.00 $100.00 TBA S/O
2016-06-20 Acushnet Holdings GOLF J.P. Morgan/ Morgan Stanley/ Nomura/ UBS Investment Bank 0.00 $100.00 TBA S/O
2016-06-20 Conyers Park Acquisition CPAAU Deutsche Bank Securities/ Goldman Sachs 37.50 $10.00 $10.00 $375.00 Priced S/O
2016-06-17 TPI Composites TPIC J.P. Morgan/ Morgan Stanley 6.25 $11.00 $11.00 $68.75 Priced S/O
2016-06-16 OrthoPediatrics KIDS Piper Jaffray/ Stifel 0.00 $75.00 TBA S/O
2016-06-14 TGLT S.A. TGLT J.P. Morgan/ Morgan Stanley 0.00 $50.00 TBA S/O
2016-06-13 Camping World Holdings CWH Goldman Sachs/ J.P. Morgan 0.00 $200.00 TBA S/O
2016-06-10 Kadmon Holdings KDMN Citigroup/ Jefferies 6.25 $12.00 $12.00 $75.00 Priced S/O
2016-06-10 LINE Corporation LN Morgan Stanley/ Nomura/ Goldman Sachs Japan/ J.P. Morgan 35.00 $32.84 $32.84 $1149.40 Priced S/O
2016-06-07 Global Market Group GMC Roth Capital Partners 2.00 $6.00 $7.00 $13.00 Withdrawn S/O
2016-06-06 Alma Maritime Ltd. AAM BofA Merrill Lynch/ UBS Investment Bank 11.25 $19.00 $21.00 $225.00 Withdrawn S/O
2016-06-03 Syros Pharmaceuticals SYRS Cowen and Company/ Piper Jaffray 4.00 $12.50 $12.50 $50.00 Priced S/O
2016-06-01 JELD-WEN Holding TBA Barclays/ Citigroup/ Credit Suisse/ J.P. Morgan 0.00 $100.00 TBA S/O
2016-05-31 AC Immune SA ACIU Credit Suisse/ Jefferies/ Leerink Partners 6.00 $11.00 $11.00 $66.00 Priced S/O
2016-05-31 Valvoline VVV BofA Merrill Lynch/ Citigroup/ Morgan Stanley/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan 30.00 $22.00 $22.00 $660.00 Priced S/O
2016-05-26 Paragon Commercial PBNC Raymond James 0.74 $34.00 $34.00 $25.00 S/O
2016-05-26 Twilio TWLO Goldman Sachs/ J.P. Morgan 10.00 $15.00 $15.00 $150.00 Priced S/O
2016-05-24 Selecta Biosciences SELB UBS Investment Bank/ Stifel 5.00 $14.00 $14.00 $70.00 Priced S/O
2016-05-23 Highland Acquisition HLACU Ladenburg Thalmann 25.00 $10.00 $10.00 $250.00 TBA S/O
2016-05-19 AgEagle Aerial Systems UAVSU Northland Capital Markets/ Roth Capital Partners 2.73 $4.25 $4.25 $11.70 Postponed S/O
2016-05-09 Athene Holding Ltd. ATH TBA 0.00 $100.00 TBA S/O
2016-04-19 Viveve Medical VIVE Ladenburg Thalmann/ Craig-Hallum Capital Group 2.70 $5.00 $5.00 $13.50 S/O
2016-04-18 Gemphire Therapeutics GEMP Jefferies/ RBC Capital Markets 3.00 $10.00 $10.00 $30.00 Priced S/O
2016-04-11 AdvancePierre Foods Holdings APFH Barclays/ Credit Suisse/ Morgan Stanley 18.60 $21.00 $21.00 $390.60 Priced S/O
2016-04-01 Global Medical REIT GMR Wunderlich/ Oppenheimer 13.00 $10.00 $10.00 $130.40 S/O
2016-03-30 United Guaranty UGC J.P. Morgan/ Morgan Stanley 0.00 $100.00 TBA S/O
2016-03-11 GEF Acquisition GEFAU Maxim Group/ EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 TBA S/O
2016-03-04 Hunting Dog Capital HDCC W. R. Hambrecht + Co. 0.00 $50.00 TBA S/O
2016-02-05 Colony Global Acquisition CCACU Credit Suisse 30.00 $10.00 $10.00 $300.00 TBA S/O
2016-01-25 Tactile Systems Technology TCMD Piper Jaffray/ William Blair/ Canaccord Genuity 4.00 $10.00 $10.00 $40.10 Priced S/O
2016-01-05 Visterra VIST Leerink Partners/ Stifel 0.00 $69.00 TBA S/O
2016-01-04 Tabula Rasa HealthCare TRHC Wells Fargo Securities/ UBS Investment Bank/ Piper Jaffray 4.30 $13.00 $15.00 $60.20 Thursday S/O
2015-12-23 Cancer Prevention Pharmaceuticals CPP Aegis Capital 1.25 $12.00 $14.00 $16.25 TBA S/O
2015-12-23 Nutanix NTNX Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ RBC Capital Markets 14.00 $11.00 $13.00 $168.00 Friday S/O
2015-12-15 Sutherland Asset Management SLD TBA 0.00 $125.00 TBA S/O
2015-11-17 Pulte Acquisition PLTEU Chardan Capital Markets 7.00 $10.00 $10.00 $70.00 TBA S/O
2015-11-10 Monster Digital (common stock) MSDI Axiom Capital Management/ WestPark Capital 2.25 $4.50 $4.50 $10.10 Priced S/O
2015-11-09 Dundon Capital Acquisition DCAU UBS Investment Bank 40.00 $10.00 $10.00 $400.00 TBA S/O
2015-10-23 PMV Acquisition PMVU Cantor Fitzgerald/ Stifel 10.00 $10.00 $10.00 $100.00 TBA S/O
2015-10-21 Viventia Bio VITA Leerink Partners/ Cowen and Company/ Guggenheim Securities 0.00 $86.25 TBA S/O
2015-10-07 McGraw-Hill Education MHED Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays 0.00 $100.00 TBA S/O
2015-10-02 SIRVA SRVA Goldman Sachs 0.00 $175.00 TBA S/O
2015-10-01 NB Capital Acquisition NBCPU Citigroup 25.00 $10.00 $10.00 $250.00 TBA S/O
2015-09-25 AquaVenture Holdings WAAS Citigroup/ Deutsche Bank Securities/ RBC Capital Markets 6.50 $18.00 $20.00 $123.50 Thursday S/O
2015-09-24 Bioceres S.A. BIOX Piper Jaffray/ Itaú BBA 0.00 $80.50 TBA S/O
2015-09-03 PointClickCare PCLK J.P. Morgan/ Goldman Sachs/ RBC Capital Markets 0.00 $100.00 TBA S/O
2015-08-04 Neiman Marcus Group TBA TBA 0.00 $100.00 TBA S/O
2015-07-02 Conifer Holdings CNFR BMO Capital Markets/ Raymond James 3.10 $10.50 $10.50 $32.60 Priced S/O