IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)
Price
Low
Price
High
Est $ Vol
(millions)
Expected
To Trade
SCOOP
Rating
2017-07-14 BJ Services BJS Goldman Sachs/ Morgan Stanley/Credit Suisse 0.00 $100.00 TBA S/O
2017-07-14 Four Springs Capital Trust FSPR RBC Capital Markets/ SunTrust Robinson Humphrey 5.60 $17.00 $19.00 $100.00 Withdrawn S/O
2017-07-12 CEBA Midstream, LP CEBA Barclays/ RBC Capital Markets/ UBS Investment Bank 0.00 $100.00 Withdrawn S/O
2017-07-12 I-AM Capital Acquisition IAMU Maxim Group LLC 5.00 $10.00 $10.00 $50.00 TBA S/O
2017-07-10 Torrid CURV BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Jefferies 0.00 $100.00 TBA S/O
2017-07-07 Tremont Mortgage Trust TRMT UBS Investment Bank/ Citigroup/ RBC Capital Markets 0.00 $100.00 TBA S/O
2017-07-07 Zealand Pharma A/S ZLND Morgan Stanley/ Goldman Sachs 0.00 $86.25 TBA S/O
2017-07-06 Pensare Acquisition WRLSU EarlyBirdCapital 25.00 $10.00 $10.00 $250.00 TBA S/O
2017-07-03 Capitol Investment Corp. IV CIC.U Citigroup 35.00 $10.00 $10.00 $350.00 TBA S/O
2017-07-03 Sienna Biopharmaceuticals SNNA J.P. Morgan/ Cowen/ BMO Capital Markets 4.33 $14.00 $16.00 $65.00 Thursday S/O
2017-06-30 Clementia Pharmaceuticals CMTA Morgan Stanley/ Leerink Partners 0.00 $115.00 TBA S/O
2017-06-30 Redfin RDFN Goldman Sachs/ Allen & Company/ BofA Merrill Lynch/ RBC Capital Markets 9.23 $12.00 $14.00 $120.00 Friday S/O
2017-06-29 Industrea Acquisition INDUU FBR/ B. Riley & Co. 20.00 $10.00 $10.00 $200.00 Thursday S/O
2017-06-28 Osprey Energy Acquisition OSPRU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-06-28 RBB Bancorp RBB Sandler O’Neill/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 3.00 $22.00 $24.00 $69.00 Wednesday S/O
2017-06-26 BEST Inc. TBA Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank 0.00 $750.00 TBA S/O
2017-06-23 Calyxt CLXT Citigroup/ Credit Suisse/ JefferiesWells/ Fargo Securities 7.00 $8.00 $8.00 $56.00 Priced S/O
2017-06-23 Kala Pharmaceuticals KALA J.P. Morgan/ BofA Merrill Lynch 6.00 $15.00 $15.00 $90.00 Priced S/O
2017-06-23 PetIQ PETQ Jefferies/ William Blair 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-06-23 YogaWorks YOGA Cowen/ Stephens/ Guggenheim Securities 5.00 $12.00 $14.00 $65.00 Postponed S/O
2017-06-21 Federal Street Acquisition FSACU Citigroup/ BofA Merrill Lynch 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-21 Vencore Holding VNCR Goldman Sachs/ Wells Fargo Securities 0.00 $250.00 TBA S/O
2017-06-13 CompuLab Ltd. CPUL Maxim Group LLC 0.00 $23.00 TBA S/O
2017-06-13 Venator Materials PLC VNTR BofA Merrill Lynch/ Goldman Sachs/ BofA Merrill Lynch/ J.P. Morgan 0.00 $100.00 TBA S/O
2017-06-09 PQ Group Holdings PQG Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse 0.00 $100.00 TBA S/O
2017-06-07 TPG Pace Holdings TPGH-U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-02 Aileron Therapeutics ALRN BofA Merrill Lynch/ Jefferies 3.75 $15.00 $15.00 $56.25 Priced S/O
2017-06-02 Dova Pharmaceuticals DOVA J.P. Morgan/ Jefferies/ Leerink Partners 4.42 $17.00 $17.00 $75.06 Priced S/O
2017-06-01 Blue Apron Holdings APRN Goldman Sachs/ Morgan Stanley/ Citigroup/ Barclays 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-06-01 Mersana Therapeutics MRSN J.P. Morgan/ Cowen/ Leerink Partners 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-06-01 Tintri TNTR Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) 8.57 $7.00 $7.00 $60.00 Priced S/O
2017-05-31 Byline Bancorp BY BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) 5.70 $19.00 $19.00 $108.30 Priced S/O
2017-05-31 Esquire Financial Holdings ESQ Sandler O’Neill & Partners 2.36 $14.00 $14.00 $33.09 Priced S/O
2017-05-30 Hennessy Capital Acquisition Corp. III HCAC.U Credit Suisse/ Stifel 22.50 $10.00 $10.00 $225.00 Priced S/O
2017-05-24 Granite Point Mortgage Trust GPMT J.P. Morgan/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch 10.00 $19.50 $19.50 $195.00 Priced S/O
2017-05-22 Ranger Energy Services RNGR Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2017-05-12 Athenex ATNX Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan 6.00 $11.00 $11.00 $66.00 Priced S/O
2017-05-12 Oasis Midstream Partners LP OMP Morgan Stanley/ Citigroup/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ RBC Capital Markets 0.00 $100.00 TBA S/O
2017-05-11 Loton LIVX BMO Capital Markets 0.00 $100.00 TBA S/O
2017-05-10 US LBM Holdings LBM Barclays/ RBC Capital Markets/ Credit Suisse 0.00 $100.00 TBA S/O
2017-05-08 Contura Energy CTRA Citigroup/ Jefferies 0.00 $100.00 TBA S/O
2017-05-05 Ironshore TBA BofA Merrill Lynch/ Citigroup/ J.P. Morgan/ UBS Investment Bank 0.00 $100.00 Withdrawn S/O
2017-05-04 Advantage Solutions ADV Goldman Sachs/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-05-04 BioLight Life Sciences Ltd. BOLT Feltl and Company/ Rodman & Renshaw (a unit of H.C. Wainwright & Co.) 2.14 $4.60 $6.60 $10.90 Withdrawn S/O
2017-05-02 Nine Energy Service NINE J.P. Morgan/ Goldman Sachs/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2017-05-02 ShotSpotter SSTI Roth Capital Partners/ Northland Capital Markets 2.80 $11.00 $11.00 $30.80 Priced S/O
2017-04-28 Avenue Therapeutics ATXI Oppenheimer 5.50 $6.00 $6.00 $33.00 Priced S/O
2017-04-28 Co-Diagnostics CODX WallachBeth Capital/ Network 1 Securities 1.18 $6.00 $6.00 $7.07 Priced S/O
2017-04-28 GPM Petroleum LP GPMP Raymond James/ Wells Fargo Securities/ RBC Capital Markets 0.00 $100.00 TBA S/O
2017-04-28 SMART Global Holdings SGH Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel 5.30 $11.00 $11.00 $58.30 Priced S/O
2017-04-27 Appian APPN Morgan Stanley/ Goldman, Sachs/ Barclays 6.25 $12.00 $12.00 $75.00 Priced S/O
2017-04-26 KBL Merger Corp. IV KBLMU Ladenburg Thalmann 10.00 $10.00 $10.00 $100.00 Priced S/O
2017-04-25 Dole Food Company DOLE Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/RBC Capital Markets 0.00 $100.00 TBA S/O
2017-04-25 TPG RE Finance Trust TRTX BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays 11.00 $20.00 $20.00 $225.50 Priced S/O
2017-04-18 Bright Scholar Education Holdings BEDU Morgan Stanley/ Deutsche Bank Securities 15.00 $10.50 $10.50 $157.50 Priced S/O
2017-04-18 Newater Technology NEWA ViewTrade Securities 1.40 $4.00 $5.00 $6.30 TBA S/O
2017-04-17 TPG Pace Energy Holdings TPGE-U Deutsche Bank Securities/ Goldman, Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-04-13 G1 Therapeutics GTHX J.P. Morgan/ Cowen and Company 7.00 $15.00 $15.00 $105.00 Priced S/O
2017-04-13 Tapstone Energy TE BofA Merrill Lynch/ Citigroup 0.00 $100.00 TBA S/O
2017-04-11 Altice USA ATUS J.P. Morgan/ Morgan Stanley/ Citigroup/ Goldman, Sachs/ BofA Merrill Lynch/ Barclays/ BNP PARIBAS/ Credit Agricole CIB/ Deutsche Bank Securities/ RBC Capital Markets 63.94 $30.00 $30.00 $1918.30 Priced S/O
2017-04-11 Ovid Therapeutics OVID Citigroup/ Cowen and Company 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-04-10 Safety, Income and Growth SAFE BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James 10.25 $20.00 $20.00 $205.00 Priced S/O
2017-04-10 Vine Resources VRI Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ HSBC 0.00 $500.00 TBA S/O
2017-04-07 Biohaven Pharmaceutical Holding BHVN Morgan Stanley/ Piper Jaffray/ Barclays Capital 9.90 $17.00 $17.00 $168.30 Priced S/O
2017-04-07 Five Point Holdings FPH Citigroup/ J.P. Morgan 21.00 $14.00 $14.00 $294.00 Priced S/O
2017-04-07 UroGen Pharma Ltd. URGN Jefferies/ Cowen and Company 4.47 $13.00 $13.00 $58.15 Priced S/O
2017-04-06 Guaranty Bancshares GNTY Sandler O’Neill + Partners/ Stephens 2.00 $27.00 $27.00 $54.00 Priced S/O
2017-04-04 Gardner Denver Holdings GDI Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley 41.30 $20.00 $20.00 $820.00 Priced S/O
2017-04-04 KKR Real Estate Finance Trust KREF Wells Fargo Securities/ Morgan Stanley/ KKR 10.25 $20.50 $20.50 $210.13 Priced S/O
2017-04-04 Sidoti SDTI W.R. Hambrecht / Sidoti & Company 3.00 $9.00 $11.00 $30.00 Withdrawn S/O
2017-04-04 Verona Pharma plc VRNA Jefferies/ Stifel 5.77 $13.50 $13.50 $77.86 S/O
2017-04-03 Zymeworks ZYME Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity 4.50 $13.00 $13.00 $58.50 Priced S/O
2017-03-31 Carvana CVNA Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 China Rapid Finance Limited XRF Morgan Stanley/ Credit Suisse/ Jefferies 10.00 $6.00 $6.00 $60.00 Priced S/O
2017-03-31 Cloudera CLDR Morgan Stanley/ J.P. Morgan/ Allen & Company 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 Emerald Expositions Events EEX BofA Merrill Lynch/ Barclays/ Goldman, Sachs 15.50 $17.00 $17.00 $263.50 Priced S/O
2017-03-31 Frontier Group Holdings FRNT Citigroup/ Deutsche Bank Securities/ Evercore ISI/ J.P. Morgan 0.00 $100.00 TBA S/O
2017-03-29 National Energy Services Reunited NESRU Maxim Group/ National Bank of Canada Financial 21.00 $10.00 $10.00 $210.00 Priced S/O
2017-03-28 Antero Resources Midstream Management AMGP Morgan Stanley/ Barclays/ J.P. Morgan 37.25 $23.50 $23.50 $875.38 Priced S/O
2017-03-27 Akcea Therapeutics AKCA Cowen and Company/ Stifel/ Wells Fargo Securities 15.63 $8.00 $8.00 $125.00 Priced S/O
2017-03-27 Ecolomondo EECO Chardan Capital Markets 2.00 $6.50 $7.50 $14.00 Withdrawn S/O
2017-03-24 A.S.V. ASV Roth Capital Partners 3.80 $7.00 $7.00 $26.60 Priced S/O
2017-03-23 WideOpenWest WOW UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital 18.23 $17.00 $17.00 $310.00 Priced S/O
2017-03-21 Forum Merger FMCIU EarlyBirdCapital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-21 Lumena Pharmaceuticals LIVR Citigroup/ Cowen and Company/ Leerink Partners 0.00 $75.00 Withdrawn S/O
2017-03-17 Cadence Bancorporation CADE Goldman, Sachs/ J.P. Morgan/ Sandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) 7.50 $20.00 $20.00 $150.00 Priced S/O
2017-03-17 Playa Hotels & Resorts B.V. PLYA BofA Merrill Lynch/ Deutsche Bank Securities 0.00 $100.00 Withdrawn S/O
2017-03-15 Netshoes (Cayman) Ltd. NETS Goldman, Sachs/ J.P. Morgan/ Bradesco BBI/ Allen & Company/ Jefferies 8.25 $18.00 $18.00 $148.50 Priced S/O
2017-03-15 Solaris Oilfield Infrastructure SOI Credit Suisse/ Goldman, Sachs 10.10 $12.00 $12.00 $121.20 Priced S/O
2017-03-15 Veritone VERI Wunderlich/ Craig-Hallum Capital Group 2.50 $15.00 $15.00 $37.50 Priced S/O
2017-03-13 Colony Global Acquisition CCACU Credit Suisse 30.00 $10.00 $10.00 $300.00 Withdrawn S/O
2017-03-13 Okta OKTA Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company 11.00 $17.00 $17.00 $187.00 Priced S/O
2017-03-13 Yext YEXT Morgan Stanley/ J.P. Morgan/ RBC Capital Markets 10.50 $11.00 $11.00 $115.50 Priced S/O
2017-03-09 NCS Multistage Holdings NCSM Credit Suisse/ Citigroup/ Wells Fargo Securities 9.50 $17.00 $17.00 $161.50 Priced S/O
2017-03-09 Tocagen TOCA Leerink Partners/ Evercore ISI/ Stifel 8.50 $10.00 $10.00 $85.00 Priced S/O
2017-03-08 Modern Media Acquisition Corp. MMDMU Macquarie Capital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-08 Quintana Shipping Ltd.Quintana Shipping Ltd. QSP Morgan Stanley/ Deutsche Bank Securities/ Jefferies 0.00 $100.00 Withdrawn S/O
2017-03-07 Kayne Anderson Acquisition KAACU Citigroup/ Deutsche Bank Securities/ Credit Suisse 35.00 $10.00 $10.00 $350.00 Priced S/O
2017-03-07 Warrior Met Coal HCC Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets 16.66 $19.00 $19.00 $316.70 Priced S/O
2017-03-02 Select Energy Services WTTR Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan 8.70 $14.00 $14.00 $121.80 Priced S/O
2017-03-02 Silver Run Acquisition Corp II SRUNU Citigroup 90.00 $10.00 $10.00 $900.00 Priced S/O
2017-02-28 Adama Agricultural Solutions Ltd. ADAM Goldman, Sachs/ BofA Merrill Lynch 23.50 $16.00 $18.00 $399.50 Withdrawn S/O
2017-02-24 Alteryx AYX Goldman, Sachs/ J.P. Morgan/ Citigroup 9.00 $14.00 $14.00 $126.00 Priced S/O
2017-02-22 Braeburn Pharmaceuticals BBRX J.P. Morgan/ BofA Merrill Lynch 7.69 $18.00 $21.00 $150.00 Withdrawn S/O
2017-02-17 MuleSoft MULE Goldman, Sachs/ J.P. Morgan/ BoA Merrill Lynch 13.00 $17.00 $17.00 $221.00 Priced S/O
2017-02-17 Vantage Energy Acquisition VEACU Citigroup/ Credit Suisse/ Goldman, Sachs 48.00 $10.00 $10.00 $480.00 Priced S/O
2017-02-15 AgEagle Aerial Systems UAVSU Northland Capital Markets/ Roth Capital Partners 2.73 $4.25 $4.25 $11.70 Withdrawn S/O
2017-02-15 Canada Goose Holdings GOOS CIBC Capital Markets/ Credit Suisse/ Goldman, Sachs/ RBC Capital Markets 20.00 $12.78 $12.78 $255.60 Priced S/O
2017-02-15 Matlin & Partners Acquisition MPACU Cantor Fitzgerald & Co. 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-02-14 Liberty Oilfield Services BDFC Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI 0.00 $50.00 TBA S/O
2017-02-13 Boston Omaha BOMN Cowen and Company 6.54 $13.00 $13.00 $85.00 S/O
2017-02-10 FDO Holdings FND BofA Merrill Lynch/ Barclays/ Credit Suisse / UBS Investment Bank 0.00 $150.00 TBA S/O
2017-02-10 FTS International FTSI Credit Suisse/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-02-10 J.Jill JILL BofA Merrill Lynch/Morgan Stanley/ Jefferies 11.67 $13.00 $13.00 $151.70 Priced S/O
2017-02-10 Mauser Group N.V. MSR BofA Merrill Lynch/ Citigroup/ Credit Suisse 12.62 $20.00 $22.00 $265.00 Withdrawn S/O
2017-02-10 Visterra VIST Leerink Partners/ Stifel 3.85 $12.00 $14.00 $50.10 Withdrawn S/O
2017-02-08 CBS Radio CBSR Goldman Sachs/ BofA Merrill Lynch/ Credit Suisse/ Wells Fargo Securities 0.00 $100.00 Withdrawn S/O
2017-02-08 ProPetro Holding PUMP Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 25.00 $14.00 $14.00 $350.00 Priced S/O
2017-02-06 Azul S.A. AZUL Citigroup/ Itaú BBA/ Deutsche Bank Securities 28.48 $20.06 $20.06 $571.30 Priced S/O
2017-02-06 SG Blocks SGBX Joseph Gunnar & Co. 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-02-02 Snap SNAP Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities 200.00 $17.00 $17.00 $3400.00 Priced S/O
2017-02-01 Bioceres S.A. BIOX Piper Jaffray/ Itaú BBA 0.00 $80.50 Withdrawn S/O
2017-02-01 Hamilton Lane HLNE J.P. Morgan/ Morgan Stanley 11.88 $16.00 $16.00 $190.00 Priced S/O
2017-02-01 PointClickCare PCLK J.P. Morgan/ Goldman Sachs/ RBC Capital Markets 0.00 $100.00 Withdrawn S/O
2017-01-23 Avaya Holdings AVYA Morgan Stanley/ Goldman Sachs/ J.P. Morgan 0.00 $1000.00 Withdrawn S/O
2017-01-17 Claire’s Inc. CLRS Credit Suisse/ J.P. Morgan/ Goldman Sachs 0.00 $100.00 Withdrawn S/O
2017-01-13 Foundation Building Materials FBM Deutsche Bank Securities/ Barclays/ RBC Capital Markets/ Citigroup/ Baird 12.80 $14.00 $14.00 $179.20 Priced S/O
2017-01-13 Viventia Bio VITA Leerink Partners/ Cowen and Company/ Guggenheim Securities 0.00 $86.25 Withdrawn S/O
2016-12-30 IASIS Healthcare IAS J.P. Morgan/ BofA Merrill Lynch/ Barclays 0.00 $100.00 Withdrawn S/O
2016-12-23 FinTech Acquisition Corp. II FNTEU Cantor Fitzgerald & Co. 15.30 $10.00 $10.00 $153.00 Priced S/O
2016-12-22 Schneider National SNDR Morgan Stanley/ UBS Investment Bank 28.95 $19.00 $19.00 $550.00 Priced S/O
2016-12-21 Immuron Ltd (stock) IMRN Joseph Gunnar/ Rodman & Renshaw (a unit of H.C. Wainwright & Co.) 0.61 $9.99 $9.99 $6.10 Priced S/O
2016-12-21 Kleopatra Holdings 2 S.C.A (Klöckner Pentaplast) KP Citigroup/ Credit Suisse/ Goldman Sachs 0.00 $100.00 TBA S/O
2016-12-19 Jagged Peak Energy JAG Citigroup/ Credit Suisse/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Wells Fargo Securities 31.60 $15.00 $15.00 $473.99 Priced S/O
2016-12-09 Gores Holdings II GSHTU Deutsche Bank Securities 37.50 $10.00 $10.00 $375.00 Priced S/O
2016-12-05 JBS Foods International B.V. JBS TBA 0.00 $500.00 TBA S/O
2016-11-22 Presidio, Inc. PSDO J.P. Morgan/ Citigroup 16.67 $14.00 $14.00 $233.30 Priced S/O
2016-11-21 ENDRA Life Sciences NDRAU National Securities Corporation/ Dougherty & Company 1.68 $5.00 $5.00 $8.40 Priced S/O
2016-11-18 Optiv OPTV Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup 0.00 $100.00 TBA S/O
2016-11-17 Ardagh Group S.A. ARD Citigroup/ Deutsche Bank Securities/ Goldman, Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 16.20 $19.00 $19.00 $307.80 Priced S/O
2016-11-16 Gadsden Growth Properties GADS National Securities Corporation 5.00 $9.00 $11.00 $50.00 TBA S/O
2016-11-15 BeyondSpring BYSI Rodman & Renshaw (a Unit of H.C. Wainwright & Co.) 0.17 $20.00 $20.00 $3.48 Priced S/O
2016-11-14 Frankly FKLY.U Roth Capital Partners/ Joseph Gunnar 2.40 $4.50 $6.00 $12.60 TBA S/O
2016-11-14 Ichor Holdings, Ltd. ICHR Deutsche Bank Securities/ Stifel 5.88 $9.00 $9.00 $52.90 Priced S/O
2016-11-10 JWiz, Inc. JWIZ Joseph Gunnar & Co. 0.00 $11.50 TBA S/O
2016-11-10 WildHorse Resource Development WRD Barclays/ BofA Merrill Lynch/ BMO Capital Markets/ Citigroup/ Wells Fargo Securities 27.50 $15.00 $15.00 $412.50 Priced S/O
2016-10-28 Atlantic Acquisition ATACU Chardan 4.00 $10.00 $10.00 $40.00 TBA S/O
2016-10-28 Sachem Capital SACH Joseph Gunnar 2.60 $5.00 $5.00 $13.00 Priced S/O
2016-10-28 Stars Acquisition STACU Chardan 4.00 $10.00 $10.00 $40.00 TBA S/O
2016-10-21 CollPlant Holdings CLGN Ladenburg Thalmann 3.50 $6.23 $6.23 $25.00 Postponed S/O
2016-10-17 Innovative Industrial Properties IIPR Ladenburg Thalmann/ Compass Point 3.35 $20.00 $20.00 $67.00 Priced S/O
2016-10-14 Eagleline Acquisition IGLEU Stifel/ FBR/ Stephens 15.00 $10.00 $10.00 $150.00 Postponed S/O
2016-10-11 Accelerated Pharma ACCP Rodman & Renshaw (a unit of H.C. Wainwright)/ Joseph Gunnar 1.50 $4.00 $6.00 $7.50 TBA S/O
2016-10-11 Hunter Maritime Acquisition HUNTU Morgan Stanley 15.00 $10.00 $10.00 $150.00 Priced S/O
2016-10-10 Energy Hunter Resources EHR FBR/ Stifel 4.33 $9.00 $11.00 $43.25 S/O
2016-10-07 Clipper Realty CLPR FBR/ Raymond James 5.70 $13.50 $13.50 $76.95 Priced S/O
2016-10-05 Mota Group (stock) MOTA Joseph Gunnar/ Axiom Capital Management 0.65 $9.99 $9.99 $6.49 S/O
2016-10-05 Mota Group (warrants) MOTAW Joseph Gunnar/ Axiom Capital Management 0.65 $0.01 $0.01 N/A S/O
2016-10-04 GDS Holdings Ltd. GDS Credit Suisse/ J.P. Morgan 19.25 $10.00 $10.00 $192.50 Priced S/O
2016-09-30 BlackLine BL Goldman Sachs/ J.P. Morgan 8.60 $17.00 $17.00 $146.20 Priced S/O
2016-09-30 Myovant Sciences Ltd. MYOV Citigroup/ Cowen and Company/ Evercore ISI/ Barclays 14.50 $15.00 $15.00 $217.50 Priced S/O
2016-09-30 Ra Pharmaceuticals RARX Credit Suisse/ Jefferies/ BMO Capital Markets 7.05 $13.00 $13.00 $91.60 Priced S/O
2016-09-30 ZTO Express (Cayman) ZTO Morgan Stanley/ Goldman Sachs (Asia) 72.10 $19.50 $19.50 $1405.95 Priced S/O
2016-09-29 Quantenna Communications QTNA Morgan Stanley/ Barclays/ Deutsche Bank Securities 6.70 $16.00 $16.00 $107.20 Priced S/O
2016-09-26 GTY Technology Holdings GTYHU Citigroup 48.00 $10.00 $10.00 $480.00 Priced S/O
2016-09-23 iRhythm Technologies IRTC J.P. Morgan/ Morgan Stanley 6.29 $17.00 $17.00 $107.00 Priced S/O
2016-09-21 SenesTech SNES Roth Capital Partners 1.88 $8.00 $8.00 $15.00 Priced S/O
2016-09-19 Smart Sand SND Credit Suisse/ Goldman Sachs 11.70 $11.00 $11.00 $128.70 Priced S/O
2016-09-14 Extraction Oil & Gas XOG Credit Suisse/ Barclays/ Goldman Sachs/ Citigroup 33.33 $19.00 $19.00 $633.33 Priced S/O
2016-09-09 CRISPR Therapeutics AG CRSP Citigroup/ Piper Jaffray/ Barclays 4.00 $14.00 $14.00 $56.00 Priced S/O
2016-09-09 Everspin Technologies MRAM Stifel/ Needham & Company 5.00 $8.00 $8.00 $40.00 Priced S/O
2016-09-09 Obalon Therapeutics OBLN UBS Investment Bank/ Canaccord Genuity/ Stifel 5.00 $15.00 $15.00 $75.00 Priced S/O
2016-09-09 Polar Power POLA Roth Capital Partners/ Joseph Gunnar 2.40 $7.00 $7.00 $16.80 Priced S/O
2016-09-08 Coupa Software COUP Morgan Stanley/ J.P. Morgan/ Barclays/ RBC Capital Markets 7.40 $18.00 $18.00 $133.20 Priced S/O
2016-09-02 Avista Healthcare Public Acquisition AHPAU Credit Suisse 30.00 $10.00 $10.00 $300.00 Priced S/O
2016-09-02 Fulgent Genetics FLGT Credit Suisse/ Piper Jaffray 4.20 $9.00 $9.00 $37.80 Priced S/O
2016-09-02 Mammoth Energy Services TUSK Credit Suisse/ Barclays/ Simmons & Company International (Energy Specialists of Piper Jaffray) 7.75 $15.00 $15.00 $116.25 Priced S/O
2016-08-29 CapStar Financial Holdings CSTR Keefe, Bruyette & Woods/ Sandler O’Neill + Partners, L.P 2.59 $15.00 $15.00 $40.00 Priced S/O
2016-08-26 Apptio APTI Goldman, Sachs/ J.P. Morgan/ BofA Merrill Lynch 6.00 $16.00 $16.00 $96.00 Priced S/O
2016-08-26 e.l.f. Beauty ELF J.P. Morgan/ Morgan Stanley 8.33 $17.00 $17.00 $141.70 Priced S/O
2016-08-26 Gridsum Holding GSUM Goldman Sachs (Asia)/ Citigroup 6.70 $13.00 $13.00 $87.10 Priced S/O
2016-08-24 Novan NOVN Piper Jaffray 4.10 $11.00 $11.00 $45.10 Priced S/O
2016-08-23 Saban Capital Acquisition SCACU Deutsche Bank Securities/ Goldman Sachs 20.00 $10.00 $10.00 $200.00 Priced S/O
2016-08-22 The Trade Desk TTD Citigroup/ Jefferies/ RBC Capital Markets 4.66 $18.00 $18.00 $84.00 Priced S/O
2016-08-19 Everbridge EVBG Credit Suisse/ BofA Merrill Lynch 7.50 $12.00 $12.00 $90.00 Priced S/O
2016-08-19 FB Financial FBK J.P. Morgan/ UBS/ Keefe, Bruyette & Woods (A Stifel Company) 5.88 $19.00 $19.00 $111.80 Priced S/O
2016-07-28 Microphase TBA Joseph Gunnar 0.00 $11.50 TBA S/O
2016-07-26 M I Acquisitions MACQU Chardan Capital Markets 5.00 $10.00 $10.00 $50.00 Priced S/O
2016-07-15 Airgain AIRG Northland Capital Markets/ Wunderlich 1.50 $8.00 $8.00 $12.00 Priced S/O
2016-07-13 Aegis Identity Software AIDM TBA 2.00 $5.00 $5.00 $10.00 TBA S/O
2016-07-13 AzurRx BioPharma AZRX WallachBeth Capital/ Network 1 Financial Securities 0.96 $5.50 $5.50 $5.28 Priced S/O
2016-07-11 Protagonist Therapeutics PTGX Leerink Partners/ Barclays/ BMO Capital Markets 7.50 $12.00 $12.00 $90.00 Priced S/O
2016-07-08 First Hawaiian FHB Goldman Sachs/ BofA Merrill Lynch/ BNP PARIBAS/ Barclays/ Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan/ Citigroup/ Morgan Stanley/ UBS Investment Bank 21.10 $23.00 $23.00 $485.00 Priced S/O
2016-07-08 Forterra FRTA Goldman Sachs/ Citigroup/ Credit Suisse/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets 18.42 $18.00 $18.00 $331.56 Priced S/O
2016-07-01 Kinsale Capital Group KNSL J.P. Morgan/ William Blair/ RBC Capital Markets 6.60 $16.00 $16.00 $105.60 Priced S/O
2016-07-01 Stellar Acquisition III STLRU Maxim Group LLC 6.50 $10.00 $10.00 $65.00 Priced S/O
2016-07-01 YETI Holdings YETI BofA Merrill Lynch/ Morgan Stanley/ Baird/ Piper Jaffray/ Jefferies/ William Blair 0.00 $100.00 TBA S/O
2016-06-30 Atomera ATOM National Securities Corporation 3.20 $7.50 $7.50 $24.00 Priced S/O
2016-06-30 Full Spectrum FMAX Joseph Gunnar & Co. 1.88 $7.00 $9.00 $15.00 Postponed S/O
2016-06-28 Talend SA TLND Goldman Sachs/ J.P. Morgan/ Barclays/ Citigroup 5.25 $18.00 $18.00 $94.50 Priced S/O
2016-06-20 Acushnet Holdings GOLF J.P. Morgan/ Morgan Stanley/ Nomura/ UBS Investment Bank 19.30 $17.00 $17.00 $328.70 Priced S/O
2016-06-20 Conyers Park Acquisition CPAAU Deutsche Bank Securities/ Goldman Sachs 37.50 $10.00 $10.00 $375.00 Priced S/O
2016-06-17 TPI Composites TPIC J.P. Morgan/ Morgan Stanley 6.25 $11.00 $11.00 $68.75 Priced S/O
2016-06-16 OrthoPediatrics KIDS Piper Jaffray/ Stifel 0.00 $75.00 TBA S/O
2016-06-14 TGLT S.A. TGLT J.P. Morgan/ Morgan Stanley 0.00 $50.00 TBA S/O
2016-06-13 Camping World Holdings CWH Goldman Sachs/ J.P. Morgan 11.36 $22.00 $22.00 $250.00 Priced S/O
2016-06-10 Kadmon Holdings KDMN Citigroup/ Jefferies 6.25 $12.00 $12.00 $75.00 Priced S/O
2016-06-10 LINE Corporation LN Morgan Stanley/ Nomura/ Goldman Sachs Japan/ J.P. Morgan 35.00 $32.84 $32.84 $1149.40 Priced S/O
2016-06-03 Syros Pharmaceuticals SYRS Cowen and Company/ Piper Jaffray 4.00 $12.50 $12.50 $50.00 Priced S/O
2016-05-31 AC Immune SA ACIU Credit Suisse/ Jefferies/ Leerink Partners 6.00 $11.00 $11.00 $66.00 Priced S/O
2016-05-31 Valvoline VVV BofA Merrill Lynch/ Citigroup/ Morgan Stanley/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan 30.00 $22.00 $22.00 $660.00 Priced S/O
2016-05-26 Twilio TWLO Goldman Sachs/ J.P. Morgan 10.00 $15.00 $15.00 $150.00 Priced S/O
2016-05-24 Selecta Biosciences SELB UBS Investment Bank/ Stifel 5.00 $14.00 $14.00 $70.00 Priced S/O
2016-05-23 Highland Acquisition HLACU Ladenburg Thalmann 25.00 $10.00 $10.00 $250.00 TBA S/O
2016-05-09 Athene Holding Ltd. ATH Goldman Sachs/ Barclays/ Citigroup/ Wells Fargo Securities 27.00 $40.00 $40.00 $1080.00 Priced S/O
2016-04-18 Gemphire Therapeutics GEMP Jefferies/ RBC Capital Markets 3.00 $10.00 $10.00 $30.00 Priced S/O
2016-04-11 AdvancePierre Foods Holdings APFH Barclays/ Credit Suisse/ Morgan Stanley 18.60 $21.00 $21.00 $390.60 Priced S/O
2016-03-11 GEF Acquisition GEFAU Maxim Group/ EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 TBA S/O
2016-03-04 Hunting Dog Capital HDCC Joseph Gunnar 2.00 $15.00 $15.00 $30.00 TBA S/O
2016-01-25 Tactile Systems Technology TCMD Piper Jaffray/ William Blair/ Canaccord Genuity 4.00 $10.00 $10.00 $40.10 Priced S/O
2016-01-04 Tabula Rasa HealthCare TRHC Wells Fargo Securities/ UBS Investment Bank/ Piper Jaffray 4.30 $12.00 $12.00 $51.60 Priced S/O
2015-12-23 Nutanix NTNX Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ RBC Capital Markets 14.87 $16.00 $16.00 $237.90 Priced S/O
2015-12-17 Azure Power Global AZRE Barclays/ Credit Suisse 3.41 $18.00 $18.00 $61.36 Priced S/O
2015-11-17 Pulte Acquisition PLTEU Chardan Capital Markets 7.00 $10.00 $10.00 $70.00 TBA S/O
2015-11-09 Elevate Credit ELVT UBS Securities/ Credit Suisse/ Jefferies 12.40 $6.50 $6.50 $80.60 Priced S/O
2015-10-23 PMV Acquisition PMVU Cantor Fitzgerald/ Stifel 10.00 $10.00 $10.00 $100.00 TBA S/O
2015-10-07 McGraw-Hill Education MHED Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays 0.00 $100.00 TBA S/O
2015-08-31 IC Power Ltd. ICP BofA Merrill Lynch/ Credit Suisse 25.90 $12.00 $15.00 $349.65 Postponed S/O
2015-07-08 Albertsons Companies ABS Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Morgan Stanley/ Deutsche Bank Securities/ Credit Suisse/ Barclays 0.00 $100.00 TBA S/O
2015-05-22 Bicapital BICA BofA Merrill Lynch/ Citigroup 0.00 $345.00 TBA S/O
2014-09-24 Hess Midstream Partners LP HESM Goldman Sachs/ Morgan Stanley/ Citigroup/ J.P. Morgan/ MUFG/ Wells Fargo Securities 14.78 $23.00 $23.00 $339.90 Priced S/O
2014-06-16 Plymouth Industrial REIT PLYM D.A. Davidson/ BB&T Capital Markets/ Oppenheimer 2.90 $19.00 $19.00 $55.10 Priced S/O