IPOs Recently Filed
| File Date | Company | Symbol | Managers | Shares (millions) |
Price Low |
Price High |
Est $ Vol (millions) |
Expected To Trade |
SCOOP Rating |
|---|---|---|---|---|---|---|---|---|---|
| 2018-06-21 | Establishment Labs Holdings | ESTA | Jefferies/ Cowen | 0.00 | $57.50 | TBA | S/O | ||
| 2018-06-20 | Cushman & Wakefield plc | TBS | Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ UBS Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2018-06-20 | Tilray | TLRY | Cowen and Company | 0.00 | $100.00 | TBA | S/O | ||
| 2018-06-19 | Coastal Financial | CCB | Keefe, Bruyette & Woods (A Stifel Company)/ Hovde Group | 0.00 | $30.00 | TBA | S/O | ||
| 2018-06-15 | Entera Bio Ltd. | ENTX | Maxim Group | 1.33 | $8.00 | $10.00 | $12.00 | S/O | |
| 2018-06-15 | Navios Maritime Containers L.P. | TBA | J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Clarksons Platou Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2018-06-12 | Bloom Energy | BE | J.P. Morgan/ Morgan Stanley/ Credit Suisse/ KeyBanc Capital Markets/ BofA Merrill Lynch | 0.00 | $100.00 | TBA | S/O | ||
| 2018-06-08 | HL Acquisitions | HCCHU | EarlyBirdCapital | 4.25 | $10.00 | $10.00 | $42.50 | Week of | S/O |
| 2018-06-05 | Cornerstone Management | CSCA | ViewTrade Securities | 0.00 | $70.00 | TBA | S/O | ||
| 2018-06-04 | New Frontier | NFC.U | Credit Suisse/ UBS Investment Bank | 20.00 | $10.00 | $10.00 | $230.00 | TBA | S/O |
| 2018-06-04 | Tricida | TCDA | Goldman Sachs/ J.P. Morgan/ Cowen | 10.30 | $16.00 | $18.00 | $175.10 | Thursday | S/O |
| 2018-06-01 | AFG Holdings | AFGL | Goldman Sachs/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Barclays/ Citigroup/ Evercore ISI/ Wells Fargo Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2018-06-01 | Domo | DOMO | Morgan Stanley/ Allen & Company/ Credit Suisse/ UBS Securities | 9.20 | $19.00 | $22.00 | $188.60 | Friday | S/O |
| 2018-06-01 | EverQuote | EVER | J.P. Morgan/ BofA Merrill Lynch | 4.68 | $15.00 | $17.00 | $75.00 | Thursday | S/O |
| 2018-06-01 | Forty Seven | FTSV | Morgan Stanley/ Credit Suisse | 6.70 | $14.00 | $16.00 | $100.50 | Thursday | S/O |
| 2018-06-01 | GoodBulk Ltd. | GBLK | Morgan Stanley/ Credit Suisse | 8.50 | $15.50 | $17.50 | $140.25 | Thursday | S/O |
| 2018-06-01 | Kimree | KREE | Citigroup | 0.00 | $125.00 | Withdrawn | S/O | ||
| 2018-06-01 | Translate Bio | TBIO | Citigroup/ Leerink Partners/ Evercore ISI | 7.70 | $12.00 | $14.00 | $100.10 | Thursday | S/O |
| 2018-06-01 | Twelve Seas Investment Company | TWLVU | EarlyBirdCapital | 18.00 | $10.00 | $10.00 | $180.00 | Priced | S/O |
| 2018-05-31 | Neon Therapeutics | NTGN | Morgan Stanley/ BofA Merrill Lynch/ Mizuho Securities | 6.25 | $15.00 | $17.00 | $100.80 | Wednesday | S/O |
| 2018-05-31 | Neuronetics | STIM | Piper Jaffray/ William Blair | 5.00 | $14.00 | $16.00 | $75.00 | Thursday | S/O |
| 2018-05-30 | BrightView Holdings | BV | Goldman Sachs/ J.P. Morgan/ KKR/ UBS Investment Bank/ Baird/ Credit Suisse/ Macquarie Capital/ Jefferies/ Mizuho Securities/ Morgan Stanley/ RBC Capital Markets | 21.30 | $22.00 | $25.00 | $500.55 | Thursday | S/O |
| 2018-05-29 | Allegro Merger | ALGRU | Cantor | 13.00 | $10.00 | $10.00 | $130.00 | TBA | S/O |
| 2018-05-29 | Uxin Ltd. | UXIN | Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ CICC/ China Renaissance | 38.00 | $10.50 | $12.50 | $437.00 | Wednesday | S/O |
| 2018-05-25 | AVROBIO | AVRO | Morgan Stanley/ Cowen/ Wells Fargo Securities | 5.25 | $19.00 | $19.00 | $99.71 | Priced | S/O |
| 2018-05-25 | Carbon Natural Gas | CRBO | RBC Capital Markets, LLC | 0.00 | $75.00 | TBA | S/O | ||
| 2018-05-25 | Eidos Therapeutics | EIDX | J.P. Morgan/ BofA Merrill Lynch | 6.25 | $17.00 | $17.00 | $106.25 | Priced | S/O |
| 2018-05-25 | Essential Properties Realty Trust | EPRT | Goldman Sachs/ Citigroup/ Barclays/ BofA Merrill Lynch/ Credit Suisse | 32.50 | $14.00 | $14.00 | $455.00 | Priced | S/O |
| 2018-05-25 | i3 Verticals | IIIV | Cowen/ Raymond James/ KeyBanc Capital Markets | 6.65 | $13.00 | $13.00 | $79.80 | Priced | S/O |
| 2018-05-25 | SoulCycle | SLCY | Goldman, Sachs/ BofA Merrill Lynch/ Citigroup | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-05-24 | Focus Financial Partners | FOCS | Goldman Sachs/ BofA Merrill Lynch/ KKR/ BMO Capital Markets/ RBC Capital Markets/ SunTrust Robinson Humphrey | 0.00 | $100.00 | TBA | S/O | ||
| 2018-05-24 | Kezar Life Sciences | KZR | Jefferies/ Cowen/ Wells Fargo Securities/ William Blair | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2018-05-24 | Magenta Therapeutics | MGTA | J.P. Morgan/ Goldman Sachs/ Cowen | 6.67 | $15.00 | $15.00 | $100.00 | Priced | S/O |
| 2018-05-24 | Xeris Pharmaceuticals | XERS | Jefferies/ Leerink Partners/ RBC Capital Markets | 5.70 | $15.00 | $15.00 | $85.50 | Priced | S/O |
| 2018-05-23 | Advantage Insurance | AVI | TBA | 0.00 | $150.00 | TBA | S/O | ||
| 2018-05-23 | Aptinyx | APTX | J.P. Morgan/ Cowen/ Leerink Partners/ BMO Capital Markets | 6.39 | $16.00 | $16.00 | $102.40 | Priced | S/O |
| 2018-05-23 | HyreCar | HYRE | Network 1 Financial Securities | 2.10 | $5.00 | $6.00 | $11.55 | Thursday | S/O |
| 2018-05-22 | Far Point Acquisition | FPAC.U | Credit Suisse/ BofA Merrill Lynch | 55.00 | $10.00 | $10.00 | $550.00 | Priced | S/O |
| 2018-05-22 | Verrica Pharmaceuticals | VRCA | BofA Merrill Lynch/ Jefferies/ Cowen | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2018-05-21 | Electrocore | ECOR | Evercore ISI/ Cantor/ JMP Securities | 5.20 | $15.00 | $15.00 | $78.00 | Priced | S/O |
| 2018-05-18 | Charah Solutions | CHRA | Morgan Stanley/ BoA Merrill Lynch/ Stifel | 7.35 | $12.00 | $12.00 | $88.24 | Priced | S/O |
| 2018-05-18 | GS Acquisition Holdings | GSAH.U | Goldman Sachs | 60.00 | $10.00 | $10.00 | $600.00 | Priced | S/O |
| 2018-05-18 | LF Capital Acquisition | LFACU | B. Riley FBR/ Raymond James | 13.50 | $10.00 | $10.00 | $135.00 | Priced | S/O |
| 2018-05-18 | Puxin Ltd. | NEW | Citigroup/ Deutsche Bank Securities/ Barclays/ Haitong International/ CICC | 7.20 | $17.00 | $17.00 | $122.40 | Priced | S/O |
| 2018-05-17 | Adaptive Insights | ADIN | Morgan Stanley/ BoA Merrill Lynch/ Jefferies/ RBC Capital Markets | 8.20 | $13.00 | $15.00 | $114.80 | Withdrawn | S/O |
| 2018-05-17 | BJ’s Wholesale Club Holdings | BJ | BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan | 37.50 | $15.00 | $17.00 | $600.00 | Thursday | S/O |
| 2018-05-16 | Abpro | ABP | UBS Investment Bank/ Wells Fargo Securities | 4.00 | $14.00 | $16.00 | $60.00 | Withdrawn | S/O |
| 2018-05-15 | SharedLabs | SHLB | ThinkEquity (a division of Fordham Financial Management) | 0.00 | $15.00 | TBA | S/O | ||
| 2018-05-14 | Gadsden Growth Properties | GADS | National Securities Corporation | 3.50 | $9.00 | $11.00 | $35.00 | Withdrawn | S/O |
| 2018-05-14 | Kleopatra Holdings 2 S.C.A (Klöckner Pentaplast) | KP | Citigroup/ Credit Suisse/ Goldman Sachs | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-05-14 | MeiraGTx Holdings plc | MGTX | BofA Merrill Lynch/ Barclays/ Evercore ISI | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2018-05-11 | Avalara | AVLR | Goldman Sachs/ J.P. Morgan Securities/ BofA Merrill Lynch | 7.50 | $24.00 | $24.00 | $180.00 | Priced | S/O |
| 2018-05-11 | M17 Entertainment Limited | YQ | Citigroup/ Deutsche Bank Securities | 7.51 | $8.00 | $8.00 | $60.09 | Postponed | S/O |
| 2018-05-07 | U.S. Xpress Enterprises | USX | BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities | 18.06 | $16.00 | $16.00 | $288.90 | Priced | S/O |
| 2018-05-02 | DERMAdoctor | DDOC | ThinkEquity (a division of Fordham Financial Management) | 1.87 | $7.00 | $9.00 | $15.00 | Week of | S/O |
| 2018-05-01 | Iterum Therapeutics plc | ITRM | Leerink Partners/ RBC Capital Markets | 6.15 | $13.00 | $13.00 | $79.95 | Priced | S/O |
| 2018-05-01 | Thunder Bridge Acquisition | TBRGU | Cantor/ CLSA | 22.50 | $10.00 | $10.00 | $225.00 | Priced | S/O |
| 2018-04-27 | GreenSky | GSKY | Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ SunTrust Robinson Humphrey | 38.00 | $23.00 | $23.00 | $874.00 | Priced | S/O |
| 2018-04-27 | Kiniksa Pharmaceuticals, Ltd. | KNSA | Goldman Sachs/ J.P. Morgan | 8.47 | $18.00 | $18.00 | $152.60 | Priced | S/O |
| 2018-04-27 | Scholar Rock Holding | SRRK | Jefferies/ Cowen/ BMO Capital Markets | 5.36 | $14.00 | $14.00 | $75.04 | Priced | S/O |
| 2018-04-25 | Elio Motors | ELIO | Drexel Hamilton | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-04-25 | EVO Payments | EVOP | J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities/ SunTrust Robinson Humphrey/ Barclays/ Cowen/ Goldman Sachs/ PKO BP Securities/ Regions Securities/ William Blair | 14.00 | $16.00 | $16.00 | $224.00 | Priced | S/O |
| 2018-04-25 | MR2 Group | MRMR | ThinkEquity (A division of Fordham Financial Management) | 0.00 | $17.25 | TBA | S/O | ||
| 2018-04-20 | Lovesac Co. | LOVE | Roth Capital Partners | 3.00 | $13.00 | $15.00 | $42.00 | Week of | S/O |
| 2018-04-19 | VectoIQ Acquisition | VTIQU | Cowen/ Chardan | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2018-04-16 | Flagship Credit | TBA | TBA | 0.00 | $50.00 | Withdrawn | S/O | ||
| 2018-04-16 | Pluralsight | PS | Morgan Stanley/ J.P. Morgan/ Barclays/ BofA Merrill Lynch | 20.70 | $15.00 | $15.00 | $310.50 | Priced | S/O |
| 2018-04-13 | Evelo Biosciences | EVLO | Morgan Stanley/ Cowen/ BMO Capital Markets | 5.31 | $16.00 | $16.00 | $85.00 | Priced | S/O |
| 2018-04-11 | BayCom | BCML | FIG Partners/ D.A. Davidson | 2.85 | $22.00 | $22.00 | $62.73 | Priced | S/O |
| 2018-04-11 | Trinity Merger | TMCXU | B. Riley FBR | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2018-04-10 | Origin Bancorp | OBNK | Stephens/ Raymond James | 3.63 | $34.00 | $34.00 | $123.60 | Priced | S/O |
| 2018-04-09 | Carbon Black | CBLK | Morgan Stanley/ J.P. Morgan | 8.00 | $19.00 | $19.00 | $152.00 | Priced | S/O |
| 2018-04-09 | HUYA Inc. | HUYA | Credit Suisse/ Goldman Sachs (Asia)/ UBS Investment Bank | 15.00 | $12.00 | $12.00 | $180.00 | Priced | S/O |
| 2018-04-06 | Albertsons Companies | ABS | Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Morgan Stanley | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-04-06 | Construction Partners | ROAD | Baird/ Raymond James/ Stephens | 11.25 | $12.00 | $12.00 | $135.00 | Priced | S/O |
| 2018-04-06 | Inspire Medical Systems | INSP | BofA Merrill Lynch/ Goldman Sachs | 6.75 | $16.00 | $16.00 | $108.00 | Priced | S/O |
| 2018-04-06 | PermRock Royalty Trust | PRT | Wells Fargo Securities/ Goldman Sachs/ UBS Investment Bank/ Deutsche Bank Securities/ Jefferies/ Stifel/ Oppenheimer | 6.25 | $17.00 | $17.00 | $106.25 | Priced | S/O |
| 2018-04-06 | Spirit of Texas Bancshares | STXB | Stephens/ Keefe, Bruyette & Woods (A Stifel Company) | 2.00 | $21.00 | $21.00 | $42.00 | Priced | S/O |
| 2018-04-05 | Unity Biotechnology | UBX | Goldman Sachs/ Morgan Stanley/ Citigroup | 5.00 | $17.00 | $17.00 | $85.00 | Priced | S/O |
| 2018-04-02 | Goosehead Insurance | GSHD | J.P. Morgan/ BofA Merrill Lynch | 8.53 | $10.00 | $10.00 | $85.30 | Priced | S/O |
| 2018-04-02 | HeadHunter Group PLC | HHR | Morgan Stanley/ Goldman Sachs/ Credit Suisse/ VTB Capital | 0.00 | $250.00 | TBA | S/O | ||
| 2018-04-02 | Mapi – Pharma Ltd. | MAPI | JMP Securities | 3.10 | $15.00 | $17.00 | $50.00 | Withdrawn | S/O |
| 2018-03-30 | nLIGHT | LASR | Stifel/ Raymond James | 6.00 | $16.00 | $16.00 | $96.00 | Priced | S/O |
| 2018-03-28 | DocuSign | DOCU | Morgan Stanley/ J.P. Morgan | 21.70 | $29.00 | $29.00 | $629.30 | Priced | S/O |
| 2018-03-27 | CLPS Incorporation | CLPS | Benchmark | 2.00 | $5.25 | $5.25 | $10.50 | Priced | S/O |
| 2018-03-26 | ASLAN Pharmaceuticals Ltd. | ASLN | Leerink Partners/ Piper Jaffray | 6.00 | $7.03 | $7.03 | $42.20 | Priced | S/O |
| 2018-03-26 | Ceridian HCM Holding | CDAY | Goldman Sachs/ J.P. Morgan/ Credit Suisse/ Deutsche Bank Securities | 21.00 | $22.00 | $22.00 | $462.00 | Priced | S/O |
| 2018-03-26 | Smartsheet | SMAR | Morgan Stanley/ J.P. Morgan/ Jefferies/ RBC Capital Markets | 11.63 | $15.00 | $15.00 | $174.49 | Priced | S/O |
| 2018-03-26 | YETI Holdings | YETI | BofA Merrill Lynch/ Morgan Stanley/ Baird/ Piper Jaffray/ Jefferies/ William Blair | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-03-23 | FirstCaribbean International Bank Ltd | FCI | Barclays/ UBS Investment Bank/ CIBC Capital Markets | 9.60 | $22.00 | $25.00 | $225.60 | Postponed | S/O |
| 2018-03-23 | Level One Bancorp | LEVL | Raymond James/ Keefe, Bruyette & Woods (A Stifel Company) | 1.20 | $28.00 | $28.00 | $33.60 | Priced | S/O |
| 2018-03-23 | Mereo BioPharma Group plc | MREO | Cowen/ BMO Capital Markets/ RBC Capital Markets | 2.83 | $17.62 | $17.62 | $49.90 | Postponed | S/O |
| 2018-03-23 | Pivotal Software | PVTL | Morgan Stanley/ Goldman Sachs/ Citigroup | 37.00 | $15.00 | $15.00 | $555.00 | Priced | S/O |
| 2018-03-23 | Surface Oncology | SURF | Goldman Sachs/ Cowen/ Evercore ISI | 7.20 | $15.00 | $15.00 | $108.00 | Priced | S/O |
| 2018-03-22 | MorphoSys AG | MOR | Goldman Sachs/ J.P. Morgan/ Leerink Partners | 8.30 | $25.04 | $25.04 | $207.80 | S/O | |
| 2018-03-22 | Pure Acquisition | PACQU | Oppenheimer/ EarlyBirdCapital | 36.00 | $10.00 | $10.00 | $360.00 | Priced | S/O |
| 2018-03-20 | GrafTech International Ltd. | EAF | J.P. Morgan/ Credit Suisse | 35.00 | $15.00 | $15.00 | $525.00 | Priced | S/O |
| 2018-03-16 | Alzheon | ALZH | Citigroup/Piper Jaffray | 5.00 | $13.00 | $15.00 | $70.00 | Withdrawn | S/O |
| 2018-03-16 | Zuora | ZUO | Goldman Sachs/ Morgan Stanley/ Allen & Company/ Jefferies | 11.00 | $14.00 | $14.00 | $154.00 | Priced | S/O |
| 2018-03-14 | Trident Acquisitions | TDACU | Chardan | 17.50 | $10.00 | $10.00 | $175.00 | Priced | S/O |
| 2018-03-07 | Vrio | VRIO | Goldman Sachs/ J.P. Morgan/ Citigroup/ Morgan Stanley/ BofA Merrill Lynch/ Barclays/ BTG Pactual/ Credit Suisse/ Deutsche Bank Securities/ Itau BBA/ Santander/ Banco Brasil Securities/ BNP Paribas/ Brandeco BBI | 15.00 | $16.00 | $17.00 | $247.50 | Postponed | S/O |
| 2018-03-06 | Univision Holdings | UVN | Morgan Stanley/ Goldman Sachs/ Deutsche Bank Securities | 0.00 | $350.00 | Withdrawn | S/O | ||
| 2018-03-05 | OP Bancorp | OPBK | Keefe, Bruyette & Woods (A Stifel Company) | 2.00 | $11.00 | $11.00 | $22.00 | Priced | S/O |
| 2018-03-02 | Bilibili | BILI | Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan | 42.00 | $11.50 | $11.50 | $483.00 | Priced | S/O |
| 2018-03-02 | Homology Medicines | FIXX | BofA Merrill Lynch/ Cowen/ Evercore ISI | 9.00 | $16.00 | $16.00 | $144.00 | Priced | S/O |
| 2018-03-02 | OneSmart International Education Group Ltd. | ONE | Morgan Stanley/ Deutsche Bank Securities | 16.30 | $11.00 | $11.00 | $179.30 | Priced | S/O |
| 2018-03-02 | Unum Therapeutics | UMRX | Morgan Stanley/ Cowen | 5.77 | $12.00 | $12.00 | $69.20 | Priced | S/O |
| 2018-02-28 | Spotify Technology S.A. | SPOT | None | 165.90 | $165.90 | $131.88 | $444.60 | S/O | |
| 2018-02-27 | GreenTree Hospitality Group | GHG | Morgan Stanley/ BofA Merrill Lynch/ UBS Securities | 10.20 | $14.00 | $14.00 | $142.80 | Priced | S/O |
| 2018-02-27 | iQIYI | IQ | Goldman Sachs (Asia)/ Credit Suisse/ BofA Merrill Lynch | 125.00 | $18.00 | $18.00 | $2250.00 | Priced | S/O |
| 2018-02-23 | Dropbox | DBX | Goldman Sachs/ J.P. Morgan/ Deutsche Bank Securities/ Allen & Company/ BofA Merrill Lynch | 36.00 | $21.00 | $21.00 | $756.00 | Priced | S/O |
| 2018-02-23 | IBEX Holdings | IBEX | Baird/ Piper Jaffray/ William Blair/ SunTrust Robinson Humphrey | 4.00 | $14.00 | $16.00 | $60.00 | Postponed | S/O |
| 2018-02-23 | Sunlands Online Education Group | STG | Goldman Sachs (Asia)/ J.P. Morgan/ Credit Suisse | 13.00 | $11.50 | $11.50 | $149.50 | Priced | S/O |
| 2018-02-23 | Terrapin 4 Acquisition | TRTLU | Nomura | 20.00 | $10.00 | $10.00 | $200.00 | Postponed | S/O |
| 2018-02-20 | Opes Acquisition | OPESU | EarlyBirdCapital | 10.00 | $10.00 | $10.00 | $100.00 | Priced | S/O |
| 2018-02-20 | Tiberius Acquisition | TIBRU | Cantor/ Dowling & Partners Securities | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2018-02-16 | Arcus Biosciences | RCUS | Citigroup/ Goldman Sachs/ Leerink Partners | 8.00 | $15.00 | $15.00 | $120.00 | Priced | S/O |
| 2018-02-16 | Bridgewater Bancshares | BWB | Sandler O'Neill & Partners/ D.A. Davidson | 6.70 | $11.75 | $11.75 | $78.73 | Priced | S/O |
| 2018-02-16 | Taiwan Liposome Company, Ltd | TLC | Cantor | 4.69 | $7.46 | $7.46 | $36.30 | TBA | S/O |
| 2018-02-16 | Zscaler | ZS | Morgan Stanley/ Goldman Sachs | 12.00 | $16.00 | $16.00 | $192.00 | Priced | S/O |
| 2018-02-12 | BioXcel Therapeutics | BTAI | Barclays/ UBS Investment Bank/ BMO Capital Markets | 5.45 | $11.00 | $11.00 | $60.00 | Priced | S/O |
| 2018-02-08 | PolyPid Ltd. | POLY | Goldman Sachs/ Cowen | 3.33 | $21.00 | $24.00 | $75.00 | Postponed | S/O |
| 2018-02-05 | Workspace Property Trust | WSPT | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-01-29 | Union Acquisition | LTN.U | Ladenburg Thalmann/ CIM Securities | 10.00 | $10.00 | $10.00 | $100.00 | Priced | S/O |
| 2018-01-18 | Leo Holdings | LHC.U | Citigroup | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2018-01-17 | Tal Consolidated | TCL | Joseph Gunnar | 2.14 | $6.00 | $8.00 | $15.00 | TBA | S/O |
| 2018-01-16 | Mudrick Capital Acquisition | MUDSU | Cantor | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2018-01-12 | Biofrontera AG | BFRA | Benchmark | 1.20 | $9.88 | $9.88 | $12.00 | S/O | |
| 2018-01-12 | Cactus | WHD | Citigroup/ Credit Suisse | 23.00 | $19.00 | $19.00 | $437.00 | Priced | S/O |
| 2018-01-12 | Cardlytics | CDLX | BofA Merrill Lynch/ J.P. Morgan | 5.40 | $13.00 | $13.00 | $70.20 | Priced | S/O |
| 2018-01-12 | Crescent Funding | CFUNU | UBS Investment Bank/ BofA Merrill Lynch/ Stifel | 25.00 | $10.00 | $10.00 | $250.00 | Postponed | S/O |
| 2018-01-12 | Huami Corporation | HMI | Credit Suisse/ Citigroup/ China Renaissance | 10.00 | $11.00 | $11.00 | $110.00 | Priced | S/O |
| 2018-01-12 | IPSCO Tubulars | IPSC | Credit Suisse/ J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley/ BTIG | 0.00 | $100.00 | TBA | S/O | ||
| 2018-01-12 | Vista Proppants and Logistics | VPRL | Citigroup/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray) | 0.00 | $100.00 | TBA | S/O | ||
| 2018-01-11 | Victory Capital Holdings | VCTR | J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley/ Barclays/ Goldman Sachs/ RBC Capital Markets | 11.70 | $13.00 | $13.00 | $152.10 | Priced | S/O |
| 2018-01-10 | Dole Food Company | DOLE | Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/RBC Capital Markets | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2018-01-09 | Evolus | EOLS | Cantor/ Mizuho Securities | 5.00 | $12.00 | $12.00 | $60.00 | Priced | S/O |
| 2018-01-08 | Bioceres S.A. | BIOX | Jefferies/ Piper Jaffray/ Santander/ SunTrust Robinson Humphrey | 0.00 | $100.00 | S/O | |||
| 2018-01-05 | Iron Horse Acquisition | LOU.U | Citigroup/ Goldman Sachs | 30.00 | $10.00 | $10.00 | $300.00 | TBA | S/O |
| 2018-01-05 | Motus GI Holdings | MOTS | Piper Jaffray | 3.50 | $5.00 | $5.00 | $17.50 | Priced | S/O |
| 2018-01-03 | Central Puerto S.A. | CEPU | BofA Merrill Lynch/ JP Morgan/ Morgan Stanley | 20.00 | $16.50 | $16.50 | $330.00 | Priced | S/O |
| 2018-01-03 | Optiv | OPTV | Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-12-29 | ARMO BioSciences | ARMO | Jefferies/ Leerink Partners/ BMO Capital Markets | 7.52 | $17.00 | $17.00 | $128.00 | Priced | S/O |
| 2017-12-29 | DFB Healthcare Acquisitions | DFBHU | Goldman Sachs/ Deutsche Bank Securities | 25.00 | $10.00 | $10.00 | $250.00 | Priced | S/O |
| 2017-12-29 | resTORbio | TORC | BofA Merrill Lynch/ Leerink Partners/ Evercore ISI | 5.67 | $15.00 | $15.00 | $85.00 | Priced | S/O |
| 2017-12-29 | Solid Biosciences | SLDB | J.P. Morgan/ Goldman Sachs/ Leerink Partners | 7.80 | $16.00 | $16.00 | $125.00 | Priced | S/O |
| 2017-12-28 | Menlo Therapeutics | MNLO | Jefferies/ Piper Jaffray/ Guggenheim Securities | 7.00 | $17.00 | $17.00 | $119.00 | Priced | S/O |
| 2017-12-27 | Gates Industrial Corporation plc | GTES | Citigroup/ Morgan Stanley/ UBS Investment Bank | 38.50 | $19.00 | $19.00 | $731.50 | Priced | S/O |
| 2017-12-27 | PagSeguro Digital Ltd. | PAGS | Goldman Sachs/ Morgan Stanley | 105.00 | $21.50 | $21.50 | $2265.79 | Priced | S/O |
| 2017-12-22 | ADT | ADT | Morgan Stanley/ Goldman Sachs/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets/ Citigroup/ BofA Merrill Lynch/ Credit Suisse | 105.00 | $14.00 | $14.00 | $1470.00 | Priced | S/O |
| 2017-12-22 | Golden Bull Ltd. | DNJR | ViewTrade Securities | 1.55 | $4.00 | $4.00 | $6.20 | Priced | S/O |
| 2017-12-22 | Gordon Pointe Acqusition | GPAQU | B. Riley FBR | 12.50 | $10.00 | $10.00 | $125.00 | Priced | S/O |
| 2017-12-22 | Platinum Eagle Acquisition | EAGLU | Deutsche Bank Securities/ BofA Merrill Lynch | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-12-19 | Eyenovia | EYEN | Ladenburg Thalmann/ Roth Capital Partners | 2.73 | $10.00 | $10.00 | $27.30 | Priced | S/O |
| 2017-12-19 | PlayAGS | AGS | Credit Suisse/ Deutsche Bank Securities/ Jefferies/ Macquarie Capital/ BofA Merrill Lynch/ Citigroup/ Nomura/ Stifel/ SunTrust Robinson Humphrey | 10.25 | $16.00 | $16.00 | $164.00 | Priced | S/O |
| 2017-12-18 | Dundon Capital Acquisition | DCAU | UBS Investment Bank | 40.00 | $10.00 | $10.00 | $400.00 | Withdrawn | S/O |
| 2017-12-18 | Nebula Acquisition | NEBUU | Deutsche Bank Securities/ Goldman Sachs | 25.00 | $10.00 | $10.00 | $250.00 | Priced | S/O |
| 2017-12-18 | One Stop Systems | OSS | Roth Capital Partners | 3.80 | $5.00 | $5.00 | $19.00 | Priced | S/O |
| 2017-12-12 | Genprex | GNPX | Network 1 Financial Securities | 1.28 | $5.00 | $5.00 | $6.40 | Priced | S/O |
| 2017-12-11 | VICI Properties | VICI | Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch | 60.50 | $20.00 | $20.00 | $1210.00 | Priced | S/O |
| 2017-12-08 | MTech Acquisition Corp. | MTECU | EarlyBirdCapital, Inc. | 5.00 | $10.00 | $10.00 | $50.00 | Priced | S/O |
| 2017-12-06 | Corporación América Airports S.A. | CAAP | Oppenheimer/ BofA Merrill Lynch/ Citigroup/ Goldman Sachs | 28.57 | $17.00 | $17.00 | $485.70 | Priced | S/O |
| 2017-11-21 | Industrial Logistics Properties Trust | ILPT | UBS Investment Bank/ Citigroup/ RBC Capital Markets/ BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities | 20.00 | $24.00 | $24.00 | $480.00 | Priced | S/O |
| 2017-11-17 | Casa Systems | CASA | Morgan Stanley/ Barclays | 6.00 | $13.00 | $13.00 | $78.00 | Priced | S/O |
| 2017-11-15 | Farmmi | FAMI | ViewTrade Securities | 1.68 | $4.00 | $4.00 | $6.72 | Priced | S/O |
| 2017-11-15 | GigCapital | GIG.U | Cowen/ Chardan | 12.50 | $10.00 | $10.00 | $125.00 | Priced | S/O |
| 2017-11-14 | Americold Realty Trust | COLD | BofA Merrill Lynch/ J.P. Morgan/ RBC Capital Markets | 45.30 | $16.00 | $16.00 | $724.80 | Priced | S/O |
| 2017-11-14 | Camposol Holding Plc | TBA | BofA Merrill Lynch/ UBS Investment Bank | 0.00 | $345.00 | TBA | S/O | ||
| 2017-11-14 | Hudson Ltd. | HUD | Credit Suisse/ Morgan Stanley/ UBS Investment/ BofA Merrill Lynch Bank/ Goldman Sachs | 39.40 | $19.00 | $19.00 | $748.90 | Priced | S/O |
| 2017-11-13 | Aspen REIT | AJAX | Maxim Group | 1.65 | $20.00 | $20.00 | $33.00 | Withdrawn | S/O |
| 2017-11-13 | AXA Equitable Holdings | EQH | Morgan Stanley/ J.P. Morgan/ Barclays/ Citigroup | 137.25 | $20.00 | $20.00 | $2745.00 | Priced | S/O |
| 2017-11-13 | Denali Therapeutics | DNLI | Goldman Sachs/ Morgan Stanley/ J.P. Morgan | 13.88 | $18.00 | $18.00 | $250.00 | Priced | S/O |
| 2017-11-13 | LexinFintech Holdings | LX | Goldman Sachs (Asia) L.L.C./ BofA Merrill Lynch/ Deutsche Bank Securities/ China Renaissance | 12.00 | $9.00 | $9.00 | $108.00 | Priced | S/O |
| 2017-11-13 | Odonate Therapeutics | ODT | Goldman Sachs/ Jefferies | 6.25 | $24.00 | $24.00 | $150.00 | Priced | S/O |
| 2017-11-13 | TFI TAB Gıda Yatırımları A.Ş. | TFIG | Morgan Stanley/ Credit Suisse/ Goldman Sachs | 22.00 | $9.00 | $11.00 | $220.00 | Postponed | S/O |
| 2017-11-09 | Luther Burbank | LBC | Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O'Neill + Partners/ Piper Jaffray | 12.15 | $10.75 | $10.75 | $127.75 | Priced | S/O |
| 2017-11-09 | Quanterix | QTRX | J.P. Morgan/ Leerink Partners | 4.28 | $15.00 | $15.00 | $64.13 | Priced | S/O |
| 2017-11-03 | Leisure Acquisition | LACQU | Morgan Stanley | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2017-10-30 | Senmiao Technology | AIHS | ViewTrade Securities | 3.00 | $4.00 | $4.00 | $12.00 | Priced | S/O |
| 2017-10-25 | Legacy Acquisition | LGC.U | Wells Fargo Securities/ Cantor Fitzgerald/ Stifel | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-10-24 | CURO Group Holdings | CURO | Credit Suisse/ Jefferies/ Stephens | 6.67 | $14.00 | $14.00 | $93.30 | Priced | S/O |
| 2017-10-24 | Insurance Income Strategies | ILSU | Joseph Gunnar & Co. | 5.20 | $10.00 | $10.00 | $52.00 | TBA | S/O |
| 2017-10-23 | Bluegreen Vacations | BXG | Stifel/ Credit Suisse | 6.49 | $14.00 | $14.00 | $90.98 | Priced | S/O |
| 2017-10-23 | Newmark Group | NMRK | Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Cantor Fitzgerald/ PNC Capital Markets/ Mizuho Securities/ Capital One Securities/ Keefe, Bruyette & Woods (A Stifel Company) | 20.00 | $14.00 | $14.00 | $280.00 | Priced | S/O |
| 2017-10-23 | scPharmaceuticals | SCPH | Jefferies/ Leerink Partners/ BMO Capital Markets | 6.40 | $14.00 | $14.00 | $89.60 | Priced | S/O |
| 2017-10-20 | Arsanis | ASNS | Citigroup/ Cowen/ Piper Jaffray | 4.00 | $10.00 | $10.00 | $40.00 | Priced | S/O |
| 2017-10-20 | iClick Interactive Asia Group Limited | ICLK | Roth Capital Partners/ Shenwan Hongyuan Securities | 3.75 | $8.00 | $8.00 | $30.00 | Priced | S/O |
| 2017-10-20 | Jianpu Technology | JT | Goldman Sachs (Asia)/ Morgan Stanley/ J.P. Morgan | 22.50 | $8.00 | $8.00 | $180.00 | Priced | S/O |
| 2017-10-20 | SailPoint Technologies Holdings | SAIL | Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets | 20.00 | $12.00 | $12.00 | $240.00 | Priced | S/O |
| 2017-10-19 | Sterling Bancorp | SBT | Sandler O'Neill & Partners | 15.00 | $12.00 | $12.00 | $180.00 | Priced | S/O |
| 2017-10-19 | Stitch Fix | SFIX | Goldman Sachs/ J.P. Morgan Securities | 8.00 | $15.00 | $15.00 | $120.00 | Priced | S/O |
| 2017-10-19 | WatchGuard | WGRD | Barclays/ SunTrust Robinson Humphrey | 0.00 | $75.00 | TBA | S/O | ||
| 2017-10-18 | SendGrid | SEND | Morgan Stanley/ J.P. Morgan | 8.20 | $16.00 | $16.00 | $131.20 | Priced | S/O |
| 2017-10-13 | Apellis Pharmaceuticals | APLS | Citigroup/ J.P. Morgan/ Evercore ISI | 10.71 | $14.00 | $14.00 | $150.00 | Priced | S/O |
| 2017-10-13 | Bandwidth | BAND | Morgan Stanley/ KeyBanc Capital Markets/ Baird | 4.00 | $20.00 | $20.00 | $80.00 | Priced | S/O |
| 2017-10-13 | Big Rock Partners Acquisition | BRPAU | EarlyBirdCapital | 6.00 | $10.00 | $10.00 | $60.00 | Priced | S/O |
| 2017-10-13 | CBTX | CBTX | Stephens/ Keefe, Bruyette & Woods (A Stifel Company) | 2.40 | $26.00 | $26.00 | $62.00 | Priced | S/O |
| 2017-10-13 | Fireman B.V. | IFRX | J.P. Morgan/ Leerink Partners/ BMO Capital Markets | 6.67 | $15.00 | $15.00 | $100.00 | Priced | S/O |
| 2017-10-13 | Four Seasons Education (Cayman) | FEDU | Morgan Stanley/ Citigroup/ China Renaissance | 10.10 | $10.00 | $10.00 | $101.00 | Priced | S/O |
| 2017-10-13 | One Madison | OMADU | Credit Suisse/ BofA Merrill Lynch | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-10-13 | PPDAI Group | PPDF | Credit Suisse/ Citigroup | 17.00 | $13.00 | $13.00 | $221.00 | Priced | S/O |
| 2017-10-13 | Sogou | SOGO | J.P. Morgan/ Credit Suisse/ Goldman Sachs/ CICC | 45.00 | $13.00 | $13.00 | $585.00 | Priced | S/O |
| 2017-10-06 | Allena Pharmaceuticals | ALNA | Credit Suisse/ Jefferies/ Cowen | 5.33 | $14.00 | $14.00 | $74.67 | Priced | S/O |
| 2017-10-06 | Aquantia | AQ | Morgan Stanley/ Barclays/ Deutsche Bank Securities | 6.82 | $9.00 | $9.00 | $61.36 | Priced | S/O |
| 2017-10-06 | Funko | FNKO | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch | 10.42 | $12.00 | $12.00 | $125.00 | Priced | S/O |
| 2017-10-06 | Spero Therapeutics | SPRO | BofA Merrill Lynch/ Cowen/ Stifel | 5.50 | $14.00 | $14.00 | $77.00 | Priced | S/O |
| 2017-10-04 | Metropolitan Bank Holding | MCB | J.P Morgan/ Keefe, Bruyette & Woods (A Stifel Company) | 3.10 | $35.00 | $35.00 | $108.50 | Priced | S/O |
| 2017-10-03 | Evoqua Water Technologies | AQUA | Credit Suisse/ J.P. Morgan/ RBC Capital Markets | 27.78 | $18.00 | $18.00 | $500.00 | Priced | S/O |
| 2017-10-02 | ForeScout Technologies | FSCT | Morgan Stanley/ J.P. Morgan/ Citigroup | 5.28 | $22.00 | $22.00 | $116.16 | Priced | S/O |
| 2017-10-02 | Regalwood Global Energy | RWGE.U | Citigroup/ J.P. Morgan | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-09-29 | Altair Engineering | ALTR | J.P. Morgan/ RBC Capital Markets/ Deutsche Bank Securities | 12.00 | $13.00 | $13.00 | $156.00 | Priced | S/O |
| 2017-09-29 | Haymaker Acquisition | HYACU | Cantor Fitzgerald | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-09-29 | National Vision Holdings | EYE | BofA Merrill Lynch/ Goldman Sachs/ Citigroup/ KKR/ Morgan Stanley/ Jefferies/ UBS Investment Bank/ Wells Fargo Securities | 15.80 | $22.00 | $22.00 | $347.60 | Priced | S/O |
| 2017-09-28 | Ambow Education Holding | AMBO | Benchmark | 1.80 | $4.25 | $4.25 | $7.65 | Priced | S/O |
| 2017-09-27 | Mosaic Acquisition | MOSC.U | Deutsche Bank Securities/ RBC Capital Markets/ J.P. Morgan | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-09-25 | Merchants Bancorp | MBIN | Sandler O'Neill + Partners/ Stephens/ Raymond James | 6.25 | $16.00 | $16.00 | $100.00 | Priced | S/O |
| 2017-09-22 | RISE Education Cayman Ltd. | REDU | Morgan Stanley/ Credit Suisse | 11.00 | $14.50 | $14.50 | $159.50 | Priced | S/O |
| 2017-09-22 | Sea Limited | SE | Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse | 58.96 | $15.00 | $15.00 | $884.40 | Priced | S/O |
| 2017-09-22 | Sentinel Energy Services | STNLU | Citigroup/ Goldman Sachs/ Credit Suisse | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-09-21 | MongoDB | MDB | Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company | 8.00 | $24.00 | $24.00 | $192.00 | Priced | S/O |
| 2017-09-21 | Nexa Resources S.A. | NEXA | J.P. Morgan/ BMO Capital Markets/ Morgan Stanley/ Credit Suisse | 31.00 | $16.00 | $16.00 | $496.00 | Priced | S/O |
| 2017-09-18 | Black Ridge Acquisition | BRACU | EarlyBirdCapital | 12.00 | $10.00 | $10.00 | $120.00 | Priced | S/O |
| 2017-09-18 | CM Seven Star Acquisition | CMSSU | EarlyBirdCapital | 18.00 | $10.00 | $10.00 | $180.00 | Priced | S/O |
| 2017-09-18 | NetREIT | SQFT | Janney Montgomery Scott | 0.00 | $69.00 | TBA | S/O | ||
| 2017-09-18 | OptiNose | OPTN | Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets | 7.50 | $16.00 | $16.00 | $120.00 | Priced | S/O |
| 2017-09-18 | Presidio Property Trust | SQFT | Janney Montgomery Scott | 0.00 | $69.00 | TBA | S/O | ||
| 2017-09-18 | Qudian | QD | Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities | 37.50 | $24.00 | $24.00 | $900.00 | Priced | S/O |
| 2017-09-15 | CarGurus | CARG | Goldman Sachs/ Allen & Company/ RBC Capital Markets | 9.40 | $16.00 | $16.00 | $150.40 | Priced | S/O |
| 2017-09-13 | ACM Research | ACMR | Roth Capital Partners | 2.00 | $5.60 | $5.60 | $11.20 | Priced | S/O |
| 2017-09-12 | Howard Midstream Partners, LP | HMP | Barclays/ RBC Capital Markets/ Tudor, Pickering, Holt/ BofA Merrill Lynch/ Citigroup/ MUFG/ SunTrust Robinson Humphrey/ Wells Fargo Securities | 0.00 | $200.00 | TBA | S/O | ||
| 2017-09-11 | BP Midstream Partners LP | BPMP | Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ Credit Suisse/ J.P. Morgan/ UBS Investment Bank | 42.50 | $18.00 | $18.00 | $765.00 | Priced | S/O |
| 2017-09-11 | Molino Cañuelas S.A.C.I.F.I.A. | MOLC | BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank | 0.00 | $100.00 | TBA | S/O | ||
| 2017-09-08 | Momentive (MPM Holdings) | MPMH | J.P. Morgan/ Goldman Sachs | 0.00 | $100.00 | TBA | S/O | ||
| 2017-09-08 | Switch | SWCH | Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities | 31.25 | $17.00 | $17.00 | $531.25 | Priced | S/O |
| 2017-09-07 | Adial Pharmaceuticals | ADIL | Joseph Gunnar & Co. | 1.50 | $5.00 | $5.00 | $7.50 | TBA | S/O |
| 2017-09-07 | Hancock Jaffe Laboratories | HJLI | Network 1 Financial Securities | 1.50 | $5.00 | $5.00 | $7.50 | Priced | S/O |
| 2017-09-05 | Loma Negra | LOMA | BofA Merrill Lynch/ Bradesco BBI/ Citigroup/ HSBC/ Itaú BBA/ Morgan Stanley | 50.20 | $19.00 | $19.00 | $953.80 | Priced | S/O |
| 2017-09-05 | Rhythm Pharmaceuticals | RYTM | Morgan Stanley/ BofA Merrill Lynch/ Cowen | 7.05 | $17.00 | $17.00 | $119.85 | Priced | S/O |
| 2017-09-01 | Deciphera Pharmaceuticals | DCPH | J.P. Morgan/ Piper Jaffray | 7.50 | $17.00 | $17.00 | $127.50 | Priced | S/O |
| 2017-09-01 | NuCana plc | NCNA | Citigroup/ Jefferies/ Cowen | 6.67 | $15.00 | $15.00 | $100.01 | Priced | S/O |
| 2017-09-01 | Restoration Robotics | HAIR | National Securities Corporation | 3.58 | $7.00 | $7.00 | $25.00 | Priced | S/O |
| 2017-09-01 | Roku | ROKU | Morgan Stanley/ Citigroup | 15.67 | $14.00 | $14.00 | $219.30 | Priced | S/O |
| 2017-08-31 | Nightstar Therapeutics Ltd. | NITE | Jefferies/ Leerink Partners/ BMO Capital Markets | 5.36 | $14.00 | $14.00 | $75.04 | Priced | S/O |
| 2017-08-30 | RYB Education | RYB | Credit Suisse/ Morgan Stanley | 7.80 | $18.50 | $18.50 | $144.30 | Priced | S/O |
| 2017-08-29 | Sol-Gel Technologies | SLGL | Jefferies/ BMO Capital Markets | 6.25 | $12.00 | $12.00 | $75.00 | Priced | S/O |
| 2017-08-28 | Ambow Education Holding Ltd. | AMBO | Benchmark | 0.00 | $5.00 | TBA | S/O | ||
| 2017-08-25 | Draper Oakwood Technology Acquisition | DOTAU | EarlyBirdCapital | 5.00 | $10.00 | $10.00 | $50.00 | Priced | S/O |
| 2017-08-25 | Secoo Holding Limited | SECO | Jefferies | 8.50 | $13.00 | $13.00 | $110.50 | Priced | S/O |
| 2017-08-23 | Celcuity | CELC | Craig-Hallum Capital Group | 2.40 | $9.50 | $9.50 | $22.80 | Priced | S/O |
| 2017-08-23 | Social Capital Hedosophia Holdings | IPOA.U | Credit Suisse | 60.00 | $10.00 | $10.00 | $600.00 | Priced | S/O |
| 2017-08-21 | Krystal Biotech | KRYS | Ladenburg Thalmann | 3.96 | $10.00 | $10.00 | $39.60 | Priced | S/O |
| 2017-08-15 | Despegar.com | DESP | Morgan Stanley/ Citigroup | 12.77 | $26.00 | $26.00 | $332.02 | Priced | S/O |
| 2017-08-15 | Zai Lab Ltd. | ZLAB | J.P. Morgan/ Citigroup/ Leerink Partners | 8.33 | $18.00 | $18.00 | $150.00 | Priced | S/O |
| 2017-08-11 | TDH Holdings | PETZ | ViewTrade Securities | 1.32 | $4.25 | $4.25 | $5.60 | Priced | S/O |
| 2017-08-10 | Preferred Sands | PSND | Credit Suisse/ KKR/ Morgan Stanley | 0.00 | $100.00 | TBA | S/O | ||
| 2017-08-09 | Quintana Energy Services | QES | BofA Merrill Lynch/ Simmons & Company International (Energy Specialists of Piper Jaffray) | 9.25 | $10.00 | $10.00 | $92.59 | Priced | S/O |
| 2017-08-04 | ProLung | LUNG | Maxim Group/ Aegis Capital | 0.90 | $7.00 | $8.00 | $7.00 | TBA | S/O |
| 2017-08-04 | ReTo Eco-Solutions | RETO | ViewTrade Securities | 2.80 | $5.00 | $5.00 | $14.00 | Priced | S/O |
| 2017-07-14 | BJ Services | BJS | Goldman Sachs/ Morgan Stanley/Credit Suisse | 0.00 | $100.00 | TBA | S/O | ||
| 2017-07-12 | I-AM Capital Acquisition | IAMxu | Maxim Group/ Chardan | 5.00 | $10.00 | $10.00 | $50.00 | Priced | S/O |
| 2017-07-10 | Torrid | CURV | BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Jefferies | 0.00 | $100.00 | TBA | S/O | ||
| 2017-07-07 | Tremont Mortgage Trust | TRMT | UBS Investment Bank/ Citigroup/ RBC Capital Markets | 2.50 | $20.00 | $20.00 | $50.00 | Priced | S/O |
| 2017-07-06 | Pensare Acquisition | WRLSU | EarlyBirdCapital | 27.00 | $10.00 | $10.00 | $270.00 | Priced | S/O |
| 2017-07-03 | Capitol Investment Corp. IV | CIC.U | Citigroup/ Deutsche Bank Securities/ J.P. Morgan | 35.00 | $10.00 | $10.00 | $350.00 | Priced | S/O |
| 2017-07-03 | Sienna Biopharmaceuticals | SNNA | J.P. Morgan/ Cowen/ BMO Capital Markets | 4.33 | $15.00 | $15.00 | $65.00 | Priced | S/O |
| 2017-06-30 | Clementia Pharmaceuticals | CMTA | Morgan Stanley/ Leerink Partners | 8.00 | $15.00 | $15.00 | $120.00 | Priced | S/O |
| 2017-06-30 | Redfin | RDFN | Goldman Sachs/ Allen & Company/ BofA Merrill Lynch/ RBC Capital Markets | 9.23 | $15.00 | $15.00 | $138.47 | Priced | S/O |
| 2017-06-29 | Industrea Acquisition | INDUU | FBR/ B. Riley & Co. | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2017-06-28 | Osprey Energy Acquisition | OSPRU | Credit Suisse | 25.00 | $10.00 | $10.00 | $250.00 | Priced | S/O |
| 2017-06-28 | RBB Bancorp | RBB | Sandler O’Neill/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens | 3.75 | $23.00 | $23.00 | $86.25 | Priced | S/O |
| 2017-06-26 | BEST Inc. | BSTI | Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank | 45.00 | $10.00 | $10.00 | $450.00 | Priced | S/O |
| 2017-06-23 | Calyxt | CLXT | Citigroup/ Credit Suisse/ JefferiesWells/ Fargo Securities | 7.00 | $8.00 | $8.00 | $56.00 | Priced | S/O |
| 2017-06-23 | Kala Pharmaceuticals | KALA | J.P. Morgan/ BofA Merrill Lynch | 6.00 | $15.00 | $15.00 | $90.00 | Priced | S/O |
| 2017-06-23 | PetIQ | PETQ | Jefferies/ William Blair | 6.25 | $16.00 | $16.00 | $100.00 | Priced | S/O |
| 2017-06-23 | YogaWorks | YOGA | Cowen/ Stephens/ Guggenheim Securities | 7.30 | $5.50 | $5.50 | $40.15 | Priced | S/O |
| 2017-06-21 | Federal Street Acquisition | FSACU | Citigroup/ BofA Merrill Lynch | 40.00 | $10.00 | $10.00 | $400.00 | Priced | S/O |
| 2017-06-13 | CompuLab Ltd. | CPUL | Maxim Group LLC | 0.00 | $23.00 | TBA | S/O | ||
| 2017-06-13 | Venator Materials PLC | VNTR | Citigroup/ Goldman Sachs/ BofA Merrill Lynch/ J.P. Morgan | 22.70 | $20.00 | $20.00 | $454.00 | Priced | S/O |
| 2017-06-09 | PQ Group Holdings | PQG | Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse | 29.00 | $17.50 | $17.50 | $507.50 | Priced | S/O |
| 2017-06-07 | TPG Pace Holdings | TPGH-U | Deutsche Bank Securities/ Goldman Sachs | 40.00 | $10.00 | $10.00 | $400.00 | Priced | S/O |
| 2017-06-06 | OrthoPediatrics | KIDS | Piper Jaffray / Stifel | 4.00 | $13.00 | $13.00 | $52.00 | Priced | S/O |
| 2017-06-02 | Aileron Therapeutics | ALRN | BofA Merrill Lynch/ Jefferies | 3.75 | $15.00 | $15.00 | $56.25 | Priced | S/O |
| 2017-06-02 | Dova Pharmaceuticals | DOVA | J.P. Morgan/ Jefferies/ Leerink Partners | 4.42 | $17.00 | $17.00 | $75.06 | Priced | S/O |
| 2017-06-01 | Blue Apron Holdings | APRN | Goldman Sachs/ Morgan Stanley/ Citigroup/ Barclays | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-06-01 | Mersana Therapeutics | MRSN | J.P. Morgan/ Cowen/ Leerink Partners | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2017-06-01 | Tintri | TNTR | Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) | 8.57 | $7.00 | $7.00 | $60.00 | Priced | S/O |
| 2017-05-31 | Byline Bancorp | BY | BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) | 5.70 | $19.00 | $19.00 | $108.30 | Priced | S/O |
| 2017-05-31 | Esquire Financial Holdings | ESQ | Sandler O’Neill & Partners | 2.36 | $14.00 | $14.00 | $33.09 | Priced | S/O |
| 2017-05-30 | Hennessy Capital Acquisition Corp. III | HCAC.U | Credit Suisse/ Stifel | 22.50 | $10.00 | $10.00 | $225.00 | Priced | S/O |
| 2017-05-24 | Granite Point Mortgage Trust | GPMT | J.P. Morgan/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch | 10.00 | $19.50 | $19.50 | $195.00 | Priced | S/O |
| 2017-05-22 | Ranger Energy Services | RNGR | Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Wells Fargo Securities | 5.86 | $14.50 | $14.50 | $85.00 | Priced | S/O |
| 2017-05-12 | Athenex | ATNX | Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan | 6.00 | $11.00 | $11.00 | $66.00 | Priced | S/O |
| 2017-05-12 | Oasis Midstream Partners LP | OMP | Morgan Stanley/ Citigroup/ Wells Fargo Securities | 7.50 | $17.00 | $17.00 | $127.50 | Priced | S/O |
| 2017-05-10 | US LBM Holdings | LBM | Barclays/Credit Suisse/ RBC Capital Markets/ Citigroup/ SunTrust Robinson Humphrey/ Wells Fargo Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-04 | Advantage Solutions | ADV | Goldman Sachs/ Morgan Stanley | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-02 | Nine Energy Service | NINE | J.P. Morgan/ Goldman Sachs/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse | 7.00 | $23.00 | $23.00 | $161.00 | Priced | S/O |
| 2017-05-02 | ShotSpotter | SSTI | Roth Capital Partners/ Northland Capital Markets | 2.80 | $11.00 | $11.00 | $30.80 | Priced | S/O |
| 2017-04-28 | Avenue Therapeutics | ATXI | Oppenheimer | 5.50 | $6.00 | $6.00 | $33.00 | Priced | S/O |
| 2017-04-28 | Co-Diagnostics | CODX | WallachBeth Capital/ Network 1 Securities | 1.18 | $6.00 | $6.00 | $7.07 | Priced | S/O |
| 2017-04-28 | GPM Petroleum LP | GPMP | Raymond James/ Wells Fargo Securities/ RBC Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-04-28 | SMART Global Holdings | SGH | Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel | 5.30 | $11.00 | $11.00 | $58.30 | Priced | S/O |
| 2017-04-27 | Appian | APPN | Morgan Stanley/ Goldman, Sachs/ Barclays | 6.25 | $12.00 | $12.00 | $75.00 | Priced | S/O |
| 2017-04-26 | KBL Merger Corp. IV | KBLMU | Ladenburg Thalmann | 10.00 | $10.00 | $10.00 | $100.00 | Priced | S/O |
| 2017-04-25 | TPG RE Finance Trust | TRTX | BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays | 11.00 | $20.00 | $20.00 | $225.50 | Priced | S/O |
| 2017-04-18 | Bright Scholar Education Holdings | BEDU | Morgan Stanley/ Deutsche Bank Securities | 15.00 | $10.50 | $10.50 | $157.50 | Priced | S/O |
| 2017-04-18 | Newater Technology | NEWA | ViewTrade Securities | 1.40 | $5.00 | $5.00 | $7.00 | Priced | S/O |
| 2017-04-17 | TPG Pace Energy Holdings | TPGE-U | Deutsche Bank Securities/ Goldman, Sachs | 60.00 | $10.00 | $10.00 | $600.00 | Priced | S/O |
| 2017-04-13 | G1 Therapeutics | GTHX | J.P. Morgan/ Cowen and Company | 7.00 | $15.00 | $15.00 | $105.00 | Priced | S/O |
| 2017-04-11 | Altice USA | ATUS | J.P. Morgan/ Morgan Stanley/ Citigroup/ Goldman, Sachs/ BofA Merrill Lynch/ Barclays/ BNP PARIBAS/ Credit Agricole CIB/ Deutsche Bank Securities/ RBC Capital Markets | 63.94 | $30.00 | $30.00 | $1918.30 | Priced | S/O |
| 2017-04-11 | Ovid Therapeutics | OVID | Citigroup/ Cowen and Company | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2017-04-10 | Safety, Income and Growth | SAFE | BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James | 10.25 | $20.00 | $20.00 | $205.00 | Priced | S/O |
| 2017-04-10 | Vine Resources | VRI | Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ HSBC | 0.00 | $500.00 | TBA | S/O | ||
| 2017-04-07 | Biohaven Pharmaceutical Holding | BHVN | Morgan Stanley/ Piper Jaffray/ Barclays Capital | 9.90 | $17.00 | $17.00 | $168.30 | Priced | S/O |
| 2017-04-07 | Five Point Holdings | FPH | Citigroup/ J.P. Morgan | 21.00 | $14.00 | $14.00 | $294.00 | Priced | S/O |
| 2017-04-07 | UroGen Pharma Ltd. | URGN | Jefferies/ Cowen and Company | 4.47 | $13.00 | $13.00 | $58.15 | Priced | S/O |
| 2017-04-06 | Guaranty Bancshares | GNTY | Sandler O’Neill + Partners/ Stephens | 2.00 | $27.00 | $27.00 | $54.00 | Priced | S/O |
| 2017-04-04 | Gardner Denver Holdings | GDI | Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley | 41.30 | $20.00 | $20.00 | $820.00 | Priced | S/O |
| 2017-04-04 | KKR Real Estate Finance Trust | KREF | Wells Fargo Securities/ Morgan Stanley/ KKR | 10.25 | $20.50 | $20.50 | $210.13 | Priced | S/O |
| 2017-04-03 | Zymeworks | ZYME | Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity | 4.50 | $13.00 | $13.00 | $58.50 | Priced | S/O |
| 2017-03-31 | Carvana | CVNA | Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities | 15.00 | $15.00 | $15.00 | $225.00 | Priced | S/O |
| 2017-03-31 | China Rapid Finance Limited | XRF | Morgan Stanley/ Credit Suisse/ Jefferies | 10.00 | $6.00 | $6.00 | $60.00 | Priced | S/O |
| 2017-03-31 | Cloudera | CLDR | Morgan Stanley/ J.P. Morgan/ Allen & Company | 15.00 | $15.00 | $15.00 | $225.00 | Priced | S/O |
| 2017-03-31 | Emerald Expositions Events | EEX | BofA Merrill Lynch/ Barclays/ Goldman, Sachs | 15.50 | $17.00 | $17.00 | $263.50 | Priced | S/O |
| 2017-03-31 | Frontier Group Holdings | FRNT | Citigroup/ Deutsche Bank Securities/ Evercore ISI/ J.P. Morgan | 0.00 | $100.00 | TBA | S/O | ||
| 2017-03-29 | National Energy Services Reunited | NESRU | Maxim Group/ National Bank of Canada Financial | 21.00 | $10.00 | $10.00 | $210.00 | Priced | S/O |
| 2017-03-28 | Antero Resources Midstream Management | AMGP | Morgan Stanley/ Barclays/ J.P. Morgan | 37.25 | $23.50 | $23.50 | $875.38 | Priced | S/O |
| 2017-03-27 | Akcea Therapeutics | AKCA | Cowen and Company/ Stifel/ Wells Fargo Securities | 15.63 | $8.00 | $8.00 | $125.00 | Priced | S/O |
| 2017-03-24 | A.S.V. | ASV | Roth Capital Partners | 3.80 | $7.00 | $7.00 | $26.60 | Priced | S/O |
| 2017-03-23 | WideOpenWest | WOW | UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital | 18.23 | $17.00 | $17.00 | $310.00 | Priced | S/O |
| 2017-03-21 | Forum Merger | FMCIU | EarlyBirdCapital | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2017-03-17 | Cadence Bancorporation | CADE | Goldman, Sachs/ J.P. Morgan/ Sandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) | 7.50 | $20.00 | $20.00 | $150.00 | Priced | S/O |
| 2017-03-15 | Netshoes (Cayman) Ltd. | NETS | Goldman, Sachs/ J.P. Morgan/ Bradesco BBI/ Allen & Company/ Jefferies | 8.25 | $18.00 | $18.00 | $148.50 | Priced | S/O |
| 2017-03-15 | Solaris Oilfield Infrastructure | SOI | Credit Suisse/ Goldman, Sachs | 10.10 | $12.00 | $12.00 | $121.20 | Priced | S/O |
| 2017-03-15 | Veritone | VERI | Wunderlich/ Craig-Hallum Capital Group | 2.50 | $15.00 | $15.00 | $37.50 | Priced | S/O |
| 2017-03-13 | Okta | OKTA | Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company | 11.00 | $17.00 | $17.00 | $187.00 | Priced | S/O |
| 2017-03-13 | Yext | YEXT | Morgan Stanley/ J.P. Morgan/ RBC Capital Markets | 10.50 | $11.00 | $11.00 | $115.50 | Priced | S/O |
| 2017-03-09 | NCS Multistage Holdings | NCSM | Credit Suisse/ Citigroup/ Wells Fargo Securities | 9.50 | $17.00 | $17.00 | $161.50 | Priced | S/O |
| 2017-03-09 | Tocagen | TOCA | Leerink Partners/ Evercore ISI/ Stifel | 8.50 | $10.00 | $10.00 | $85.00 | Priced | S/O |
| 2017-03-08 | Modern Media Acquisition Corp. | MMDMU | Macquarie Capital | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2017-03-07 | Kayne Anderson Acquisition | KAACU | Citigroup/ Deutsche Bank Securities/ Credit Suisse | 35.00 | $10.00 | $10.00 | $350.00 | Priced | S/O |
| 2017-03-07 | Warrior Met Coal | HCC | Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets | 16.66 | $19.00 | $19.00 | $316.70 | Priced | S/O |
| 2017-03-02 | Select Energy Services | WTTR | Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan | 8.70 | $14.00 | $14.00 | $121.80 | Priced | S/O |
| 2017-03-02 | Silver Run Acquisition Corp II | SRUNU | Citigroup | 90.00 | $10.00 | $10.00 | $900.00 | Priced | S/O |
| 2017-02-24 | Alteryx | AYX | Goldman, Sachs/ J.P. Morgan/ Citigroup | 9.00 | $14.00 | $14.00 | $126.00 | Priced | S/O |
| 2017-02-17 | MuleSoft | MULE | Goldman, Sachs/ J.P. Morgan/ BoA Merrill Lynch | 13.00 | $17.00 | $17.00 | $221.00 | Priced | S/O |
| 2017-02-17 | Vantage Energy Acquisition | VEACU | Citigroup/ Credit Suisse/ Goldman, Sachs | 48.00 | $10.00 | $10.00 | $480.00 | Priced | S/O |
| 2017-02-15 | Canada Goose Holdings | GOOS | CIBC Capital Markets/ Credit Suisse/ Goldman, Sachs/ RBC Capital Markets | 20.00 | $12.78 | $12.78 | $255.60 | Priced | S/O |
| 2017-02-14 | Liberty Oilfield Services | LBRT | Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI | 12.70 | $17.00 | $17.00 | $216.40 | Priced | S/O |
| 2017-02-10 | FTS International | FTSI | Credit Suisse/ Morgan Stanley/ Wells Fargo Securities/ Barclays/ Citigroup/ Evercore ISI | 19.50 | $18.00 | $18.00 | $351.00 | Priced | S/O |
| 2017-02-10 | J.Jill | JILL | BofA Merrill Lynch/Morgan Stanley/ Jefferies | 11.67 | $13.00 | $13.00 | $151.70 | Priced | S/O |
| 2017-02-08 | ProPetro Holding | PUMP | Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan | 25.00 | $14.00 | $14.00 | $350.00 | Priced | S/O |
| 2017-02-06 | Azul S.A. | AZUL | Citigroup/ Itaú BBA/ Deutsche Bank Securities | 28.48 | $20.06 | $20.06 | $571.30 | Priced | S/O |
| 2017-02-06 | SG Blocks | SGBX | Joseph Gunnar & Co. | 1.50 | $5.00 | $5.00 | $7.50 | Priced | S/O |
| 2017-02-02 | Snap | SNAP | Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities | 200.00 | $17.00 | $17.00 | $3400.00 | Priced | S/O |
| 2017-02-01 | Hamilton Lane | HLNE | J.P. Morgan/ Morgan Stanley | 11.88 | $16.00 | $16.00 | $190.00 | Priced | S/O |
| 2017-01-13 | Foundation Building Materials | FBM | Deutsche Bank Securities/ Barclays/ RBC Capital Markets/ Citigroup/ Baird | 12.80 | $14.00 | $14.00 | $179.20 | Priced | S/O |
| 2016-12-23 | FinTech Acquisition Corp. II | FNTEU | Cantor Fitzgerald & Co. | 15.30 | $10.00 | $10.00 | $153.00 | Priced | S/O |
| 2016-12-22 | Schneider National | SNDR | Morgan Stanley/ UBS Investment Bank | 28.95 | $19.00 | $19.00 | $550.00 | Priced | S/O |
| 2016-12-19 | Jagged Peak Energy | JAG | Citigroup/ Credit Suisse/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Wells Fargo Securities | 31.60 | $15.00 | $15.00 | $473.99 | Priced | S/O |
| 2016-12-09 | Gores Holdings II | GSHTU | Deutsche Bank Securities | 37.50 | $10.00 | $10.00 | $375.00 | Priced | S/O |
| 2016-11-22 | Presidio, Inc. | PSDO | J.P. Morgan/ Citigroup | 16.67 | $14.00 | $14.00 | $233.30 | Priced | S/O |
| 2016-11-21 | ENDRA Life Sciences | NDRAU | National Securities Corporation/ Dougherty & Company | 1.68 | $5.00 | $5.00 | $8.40 | Priced | S/O |
| 2016-11-17 | Ardagh Group S.A. | ARD | Citigroup/ Deutsche Bank Securities/ Goldman, Sachs/ Barclays/ Credit Suisse/ J.P. Morgan | 16.20 | $19.00 | $19.00 | $307.80 | Priced | S/O |
| 2016-11-15 | BeyondSpring | BYSI | Rodman & Renshaw (a Unit of H.C. Wainwright & Co.) | 0.17 | $20.00 | $20.00 | $3.48 | Priced | S/O |
| 2016-11-14 | Frankly | FKLY.U | Roth Capital Partners/ Joseph Gunnar | 2.40 | $4.50 | $6.00 | $12.60 | TBA | S/O |
| 2016-10-28 | Atlantic Acquisition | ATACU | Chardan | 4.00 | $10.00 | $10.00 | $40.00 | Priced | S/O |
| 2016-10-28 | Sachem Capital | SACH | Joseph Gunnar | 2.60 | $5.00 | $5.00 | $13.00 | Priced | S/O |
| 2016-10-21 | CollPlant Holdings | CLGN | - | 0.93 | $8.11 | $8.11 | $7.56 | S/O | |
| 2016-10-17 | Innovative Industrial Properties | IIPR | Ladenburg Thalmann/ Compass Point | 3.35 | $20.00 | $20.00 | $67.00 | Priced | S/O |
| 2016-10-11 | Hunter Maritime Acquisition | HUNTU | Morgan Stanley | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2016-10-10 | Energy Hunter Resources | EHR | Stifel/ B. Riley/ FBR | 4.83 | $8.00 | $10.00 | $43.47 | Day-to-Day | S/O |
| 2016-10-07 | Clipper Realty | CLPR | FBR/ Raymond James | 5.70 | $13.50 | $13.50 | $76.95 | Priced | S/O |
| 2016-08-26 | Gridsum Holding | GSUM | Goldman Sachs (Asia)/ Citigroup | 6.70 | $13.00 | $13.00 | $87.10 | Priced | S/O |
| 2016-08-19 | Everbridge | EVBG | Credit Suisse/ BofA Merrill Lynch | 7.50 | $12.00 | $12.00 | $90.00 | Priced | S/O |
| 2016-03-04 | Hunting Dog Capital | HDCC | Joseph Gunnar | 2.00 | $15.00 | $15.00 | $30.00 | TBA | S/O |
| 2015-11-09 | Elevate Credit | ELVT | UBS Securities/ Credit Suisse/ Jefferies | 12.40 | $6.50 | $6.50 | $80.60 | Priced | S/O |
| 2015-10-07 | McGraw-Hill Education | MHED | Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays | 0.00 | $100.00 | TBA | S/O | ||
| 2015-09-09 | AnaptysBio | ANAB | Credit Suisse/ Stifel | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2015-08-31 | IC Power Ltd. | ICP | BofA Merrill Lynch/ Credit Suisse | 25.90 | $12.00 | $15.00 | $349.65 | Postponed | S/O |
| 2015-05-22 | Bicapital | BICA | BofA Merrill Lynch/ Citigroup/ J.P. Morgan | 0.00 | $345.00 | TBA | S/O | ||
| 2014-11-12 | Intrepid Aviation Ltd | INTR | Goldman Sachs/ Deutsche Bank Securities | 0.00 | $150.00 | TBA | S/O | ||
| 2014-09-24 | Hess Midstream Partners LP | HESM | Goldman Sachs/ Morgan Stanley/ Citigroup/ J.P. Morgan/ MUFG/ Wells Fargo Securities | 14.78 | $23.00 | $23.00 | $339.90 | Priced | S/O |
| 2014-06-16 | Plymouth Industrial REIT | PLYM | D.A. Davidson/ BB&T Capital Markets/ Oppenheimer | 2.90 | $19.00 | $19.00 | $55.10 | Priced | S/O |