IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)		 Price
Low		 Price
High		 Est $ Vol
(millions)		 Expected
To Trade		 SCOOP
Rating
2018-12-04 Ardent Health Partners ARDT Barclays/ Citigroup/ J.P. Morgan/ BofA Merrill Lynch/ Credit Suisse/ Goldman Sachs/ RBC Capital Market 0.00 $100.00 TBA S/O
2018-11-26 Chardan Healthcare Acquisition CHACU Chardan 7.00 $10.00 $10.00 $70.00 Friday S/O
2018-11-23 Andina Acquisition Corp. III ANDAU Cowen/ Craig-Hallum Capital Group 10.00 $10.00 $10.00 $100.00 TBA S/O
2018-11-20 Schultze Special Purpose Acquisition Corp. SAMAU EarlyBirdCapital/ BTIG 15.00 $10.00 $10.00 $150.00 Week of S/O
2018-11-19 Gateway Casinos & Entertainment Ltd. GTWY Morgan Stanley 0.00 $100.00 TBA S/O
2018-11-19 Monocle Acquisition MNCLU Cowen/ Chardan 15.00 $10.00 $10.00 $150.00 TBA S/O
2018-11-16 Beyond Meat BYND Goldman Sachs/ J.P. Morgan/ Credit Suisse 0.00 $100.00 TBA S/O
2018-11-16 CF Finance Acquisition CFFAU Cantor 25.00 $10.00 $10.00 $250.00 Thursday S/O
2018-11-16 Cibus Ltd. CBUS Morgan Stanley/ BofA Merrill Lynch 0.00 $100.00 TBA S/O
2018-11-16 McGraw-Hill Education MHED Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays 0.00 $100.00 Withdrawn S/O
2018-11-16 Silvergate Capital SI Barclays/ Keefe, Bruyette & Woods (A Stifel Company) 0.00 $50.00 TBA S/O
2018-11-16 Virgin Trains USA VTUS Barclays/ J.P. Morgan/ Morgan Stanley 0.00 $100.00 TBA S/O
2018-11-13 Synthorx THOR Jefferies/ Leerink Partners/ Evercore ISI 11.91 $11.00 $11.00 $131.00 Priced S/O
2018-11-09 DiaMedica Therapeutics DMAC Craig-Hallum Capital Group 4.10 $4.00 $4.00 $16.40 Priced S/O
2018-11-09 Moderna MRNA Morgan Stanley/ Goldman Sachs/ J.P. Morgan 26.28 $23.00 $23.00 $604.30 Priced S/O
2018-11-09 MOGU MOGU Morgan Stanley/ Credit Suisse/ China Renaissance Securities 4.75 $14.00 $14.00 $66.50 Priced S/O
2018-11-09 New Fortress Energy NFE Morgan Stanley/ Barclays 0.00 $100.00 TBA S/O
2018-11-08 Legacy Housing LEGH B. Riley FBR/ Oak Ridge Financial 3.50 $10.75 $12.75 $41.10 Friday S/O
2018-11-08 TFI TAB Gıda Yatırımları A.Ş. TFIG Morgan Stanley/ Credit Suisse/ Goldman Sachs 22.00 $9.00 $11.00 $220.00 Withdrawn S/O
2018-11-05 SharedLabs SHLB ThinkEquity (a division of Fordham Financial Management) 1.00 $5.00 $7.00 $6.00 Withdrawn S/O
2018-10-31 CNFinance Holdings Limited CNF Roth Capital Partners/ Shenwan Hongyuan Securities 6.50 $7.50 $7.50 $48.75 Priced S/O
2018-10-31 Guardion Health Sciences GHSI WallachBeth Capital 0.00 $10.00 TBA S/O
2018-10-26 360 Finance QFIN Citigroup/ Haitong International/ AMTD/ Lighthouse Capital 3.10 $16.50 $18.50 $54.25 Friday S/O
2018-10-26 Boxwood Merger BWMCU BofA Merrill Lynch/ Morgan Stanley/ Macquarie Capital 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-10-25 AMCI Acquisition AMCIU Jefferies 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-10-23 Fintech Acquisition Corp. III FTACU Cantor 30.00 $10.00 $10.00 $275.00 Priced S/O
2018-10-23 MMTEC MMTC WestPark Capital 1.80 $4.00 $4.50 $7.65 TBA S/O
2018-10-23 TuanChe Limited TC Maxim Group/ AMTD Tiger 2.60 $7.80 $7.80 $21.75 Priced S/O
2018-10-19 Caliburn International CLBR Jefferies/ BofA Merrill Lynch/ SunTrust Robinson Humphrey 0.00 $100.00 TBA S/O
2018-10-19 Centrexion Therapeutics CNTX BofA Merrill Lynch/ Leerink Partners/ Evercore ISI 5.00 $14.00 $16.00 $75.00 Postponed S/O
2018-10-19 Qualtrics International XM Morgan Stanley/ Goldman Sachs 20.50 $18.00 $21.00 $400.00 Withdrawn S/O
2018-10-19 Vapotherm VAPO BofA Merrill Lynch/ William Blair 4.00 $14.00 $14.00 $56.00 Priced S/O
2018-10-18 BankFlorida BFL B. Riley FBR 6.20 $10.00 $11.00 $65.10 Postponed S/O
2018-10-09 Mercantil Bank Holding AMTB Raymond James/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 11.02 $16.50 $18.50 $192.89 Tuesday S/O
2018-10-05 Axonics Modulation Technologies AXNX BofA Merrill Lynch/ Morgan Stanley 8.00 $15.00 $15.00 $120.00 Priced S/O
2018-10-05 Bain Capital Specialty Finance BCSF BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ Citigroup/ Credit Suisse/ Keefe, Bruyette & Woods (A Stifel Company)/ Wells Fargo Securities 7.50 $20.25 $20.25 $151.90 Priced S/O
2018-10-05 Uranium Trading UTC B. Riley FBR 0.00 $10.00 $12.00 $57.50 Postponed S/O
2018-10-04 Orchard Rx Ltd. ORTX J.P. Morgan/ Goldman Sachs/ Cowen 14.29 $14.00 $14.00 $200.00 Priced S/O
2018-10-03 EnVen Energy ENVN Citigroup/ J.P. Morgan/ Stifel 0.00 $100.00 TBA S/O
2018-10-02 Alberton Acquisition ALACU Chardan 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-10-02 Tencent Music Entertainment Group TME Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ Deutsche Bank Securities/ BofA Merrill Lynch 82.00 $13.00 $15.00 $1148.00 Wednesday S/O
2018-10-02 Twist Bioscience TWST J.P. Morgan/ Cowen 5.00 $14.00 $14.00 $70.00 Priced S/O
2018-10-01 Samoyed Holding Limited SMY Morgan Stanley/ Deutsche Bank Securities/ CICC 0.00 $80.00 TBA S/O
2018-10-01 StoneCo Ltd. STNE Goldman Sachs/ J.P. Morgan/ Citigroup 50.70 $24.00 $24.00 $1217.39 Priced S/O
2018-09-28 Arog Pharmaceuticals AROG Citigroup/ RBC Capital Market/ Nomura 0.00 $74.75 TBA S/O
2018-09-28 Gamida Cell Ltd. GMDA BMO Capital Markets/ RBC Capital Markets 6.25 $8.00 $8.00 $50.00 Priced S/O
2018-09-28 NGM Biopharmaceuticals NGM Goldman Sachs/ Citigroup/ Cowen 0.00 $75.00 TBA S/O
2018-09-28 Revolve Group RVLV Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch 0.00 $100.00 TBA S/O
2018-09-27 YETI Holdings YETI BofA Merrill Lynch/ Morgan Stanley/ Jefferies 16.00 $18.00 $18.00 $288.00 Priced S/O
2018-09-25 LogicBio Therapeutics LOGC Jefferies/ Barclays/ William Blair 7.00 $10.00 $10.00 $70.00 Priced S/O
2018-09-25 Valtech SE VTEC J.P. Morgan/ Morgan Stanley 6.67 $14.00 $16.00 $100.00 Postponed S/O
2018-09-24 Eagleline Acquisition IGLEU Stifel, Nicolaus/ FBR/ Stephens 15.00 $10.00 $10.00 $150.00 Withdrawn S/O
2018-09-24 Niu Technologies NIU Credit Suisse/ Citigroup 7.00 $9.00 $9.00 $56.00 Priced S/O
2018-09-21 PhaseBio Pharmaceuticals PHAS Citigroup/ Cowen/ Stifel 9.20 $5.00 $5.00 $46.00 Priced S/O
2018-09-21 SolarWinds SWI Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Credit Suisse 25.00 $15.00 $15.00 $387.50 Priced S/O
2018-09-20 SI-BONE SIBN Morgan Stanley/ BofA Merrill Lynch 7.20 $15.00 $15.00 $108.00 Priced S/O
2018-09-19 DD3 Acquisition DDMXU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2018-09-19 Riley Exploration Permian REPX SunTrust Robinson Humphrey/ Seaport Global Securities/ Capital One Securities 6.67 $14.00 $16.00 $100.00 Postponed S/O
2018-09-19 Tapstone Energy TE BofA Merrill Lynch/ Citigroup 0.00 $100.00 Withdrawn S/O
2018-09-18 Graf Industrial GRAF.U EarlyBirdCapital/ Oppenheimer 22.50 $10.00 $10.00 $225.00 Priced S/O
2018-09-18 SpineEX SPIX ThinkEquity (a division of Fordham Financial Management) 0.00 $17.25 TBA S/O
2018-09-17 Equillium EQ Jefferies/ Leerink Partners/ Stifel 4.67 $14.00 $14.00 $65.40 Priced S/O
2018-09-17 IMAC Holdings IMAC Cuttone/ Dawson James Securities 1.30 $5.00 $6.00 $7.15 TBA S/O
2018-09-14 Adaptive Insights ADIN Morgan Stanley/ BoA Merrill Lynch/ Jefferies/ RBC Capital Markets 8.20 $13.00 $15.00 $114.80 Withdrawn S/O
2018-09-14 Allogene Therapeutics ALLO Goldman Sachs/ J.P. Morgan/ Cowen/ Jefferies 18.00 $18.00 $18.00 $324.00 Priced S/O
2018-09-14 Anaplan PLAN Goldman Sachs/ Morgan Stanley/ Barclays 15.50 $17.00 $17.00 $248.00 Priced S/O
2018-09-14 Osmotica Pharmaceuticals plc OSMT Jefferies/ Barclays/ RBC Capital MarketsWells/ Fargo Securities 6.65 $7.00 $7.00 $46.55 Priced S/O
2018-09-12 ChaSerg Technology Acquisition CTAC.U Cantor 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-09-12 Collier Creek Holdings CCH.U Citigroup/ Credit Suisse/ BofA Merrill Lynch​ 40.00 $10.00 $10.00 $400.00 Priced S/O
2018-09-11 ARYA Sciences Acquisition ARYAU Jefferies 12.50 $10.00 $10.00 $125.00 Priced S/O
2018-09-10 EdtechX Holdings Acquisition EDTXU Chardan/ I-Bankers Securities 5.50 $10.00 $10.00 $55.00 Priced S/O
2018-09-10 Product Shipping Limited PROS Morgan Stanley 0.00 $100.00 Withdrawn S/O
2018-09-10 Studio City International Holdings MSC Deutsche Bank Securities/ Credit Suisse/ Morgan Stanley 28.75 $12.50 $12.50 $359.38 Priced S/O
2018-09-07 Kodiak Sciences Inc. KOD Morgan Stanley/ BofA Merrill Lynch 9.00 $10.00 $10.00 $90.00 Priced S/O
2018-09-06 Guardant Health GH J.P. Morgan/ BofA Merrill Lynch 12.50 $19.00 $19.00 $237.50 Priced S/O
2018-09-06 Upwork UPWK Citigroup/ Jefferies/ RBC Capital Markets 12.48 $15.00 $15.00 $187.20 Priced S/O
2018-09-05 Elastic N.V. ESTC Goldman Sachs/ J.P. Morgan/ Barclays/ RBC Capital Markets 7.00 $36.00 $36.00 $252.00 Priced S/O
2018-08-31 Capital Bancorp CBNK Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 2.22 $12.50 $12.50 $27.86 Priced S/O
2018-08-31 LAIX Inc. LAIX Morgan Stanley/ Goldman Sachs (Asia) 5.75 $12.50 $12.50 $71.88 Priced S/O
2018-08-30 Arvinas ARVN Goldman Sachs/ Citigroup/ Piper Jaffray 7.50 $16.00 $16.00 $120.00 Priced S/O
2018-08-30 LoanCore Realty Trust LCRT Deutsche Bank Securities/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Jefferies 15.00 $20.00 $20.00 $300.00 Withdrawn S/O
2018-08-29 Medalist Diversified REIT MDRR Maxim Group LLC 0.24 $10.00 $10.00 $24.00 Priced S/O
2018-08-29 Sutro Biopharma STRO Cowen/ Piper Jaffray 5.67 $15.00 $15.00 $85.10 Priced S/O
2018-08-29 SVMK (SurveyMonkey) SVMK J.P. Morgan/ Allen & Company/ BofA Merrill Lynch 12.00 $12.00 $12.00 $180.00 Priced S/O
2018-08-28 Alzheon ALZH ThinkEquity (A division of Fordham Financial Management)/ H.C. Wainwright & Co. 6.00 $5.00 $5.00 $30.00 Postponed S/O
2018-08-28 NB Capital Acquisition NBCPU Citigroup 25.00 $10.00 $250.00 $250.00 Withdrawn S/O
2018-08-28 Viomi Technology Co., Ltd. VIOT Morgan Stanley/ CICC 11.40 $9.00 $9.00 $102.60 Priced S/O
2018-08-28 X Financial XYF Deutsche Bank Securities/ Morgan Stanley 11.00 $9.50 $9.50 $104.50 Priced S/O
2018-08-27 Livent LTHM BofA Merrill Lynch/ Goldman Sach/ Credit Suisse 20.00 $17.00 $17.00 $340.00 Priced S/O
2018-08-24 Arco Platform Ltd. ARCE Goldman Sachs/ Morgan Stanley/ Itaú BBA/ BofA Merrill Lynch 11.10 $17.50 $17.50 $194.44 Priced S/O
2018-08-24 Bank7 BSVN Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 3.40 $19.00 $19.00 $64.60 Priced S/O
2018-08-24 Y-mAbs Therapeutics YMAB BofA Merrill Lynch/ Cowen/ Canaccord Genuity 6.00 $16.00 $16.00 $96.00 Priced S/O
2018-08-23 Eventbrite EB Goldman Sachs/ J.P. Morgan/ Allen & Company/ RBC Capital Markets 10.00 $23.00 $23.00 $230.00 Priced S/O
2018-08-23 Gritstone Oncology GRTS Goldman Sachs/ Cowen/ Barclays 6.66 $15.00 $15.00 $100.00 Priced S/O
2018-08-20 Churchill Capital CCC.U Citigroup 60.00 $10.00 $10.00 $600.00 Priced S/O
2018-08-20 Farfetch Ltd. FTCH Goldman Sachs/ J.P. Morgan/ Allen & Company/ UBS Investment Bank 44.24 $20.00 $20.00 $1061.85 Priced S/O
2018-08-20 FVCBankcorp FVCB Sandler O'Neill + Partners/ Raymond James 1.75 $20.00 $20.00 $35.00 Priced S/O
2018-08-17 Entasis Therapeutics Holdings ETTX Credit Suisse/ BMO Capital Markets 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-08-17 Principia Biopharma PRNB BofA Merrill Lynch/ Leerink Partners/ Wells Fargo Securities 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-08-17 Qutoutiao QTT Citigroup/ Deutsche Bank Securities 12.00 $7.00 $7.00 $84.00 Priced S/O
2018-08-17 Zekelman Industries ZEK Goldman Sachs/ BofA Merrill Lynch 41.75 $17.00 $19.00 $751.50 Postponed S/O
2018-08-16 CooTek (Cayman) Inc. CTK Credit Suisse/ BofA Merrill Lynch/ Citigroup 4.35 $12.00 $12.00 $52.20 Priced S/O
2018-08-15 111 YI J.P. Morgan/ Citigroup/ CICC 7.18 $14.00 $14.00 $100.50 Priced S/O
2018-08-13 NIO Inc. NIO Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan 160.00 $6.26 $6.26 $1001.60 Priced S/O
2018-08-10 Eton Pharmaceuticals ETON National Securities Corporation 3.60 $6.00 $6.00 $21.60 Priced S/O
2018-08-10 Gores Holdings III GRSHU Deutsche Bank Securities 37.50 $10.00 $10.00 $375.00 Priced S/O
2018-08-10 Weidai Ltd. WEI Morgan Stanley/ Citigroup 4.50 $10.00 $10.00 $45.00 Priced S/O
2018-08-09 Longevity Acquisition LOACU Cantor 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-08-07 Rattler Midstream Partners LP RTLR Credit Suisse/ BofA Merrill Lynch/ J.P. Morgan 0.00 $100.00 TBA S/O
2018-08-06 Intrepid Aviation Ltd INTR Goldman Sachs/ Deutsche Bank Securities 0.00 $150.00 Withdrawn S/O
2018-08-02 Elanco Animal Health ELAN Goldman Sachs/ J.P. Morgan/ Morgan Stanley 62.90 $24.00 $24.00 $1509.60 Priced S/O
2018-08-02 M17 Entertainment Limited YQ Citigroup/ Deutsche Bank Securities 7.51 $8.00 $8.00 $60.09 Withdrawn S/O
2018-07-30 TKK Symphony Acquisition TKKSU EarlyBirdCapital 22.00 $10.00 $10.00 $220.00 Priced S/O
2018-07-26 Tiziana Life Sciences plc TLSA Laidlaw & Company (UK) Ltd. 0.44 $9.90 $9.90 $4.38 Priced S/O
2018-07-20 Megalith Financial Acquisition MFACU Chardan/ BTIG 15.00 $10.00 $10.00 $150.00 Priced S/O
2018-07-20 Molino Cañuelas S.A.C.I.F.I.A. MOLC BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank 0.00 $100.00 Withdrawn S/O
2018-07-20 Spartan Energy Acquisition SPAQ.U Citigroup/ Credit Suisse 48.00 $10.00 $10.00 $480.00 Priced S/O
2018-07-20 Tenzing Acquisition TZACU Maxim Group 5.50 $10.00 $10.00 $55.00 Priced S/O
2018-07-18 Aridis Pharmaceuticals ARDS Cantor 2.00 $13.00 $13.00 $26.00 Priced S/O
2018-07-17 Pacific City Financial PCB Keefe, Bruyette & Woods (A Stifel Company)/ RAYMOND JAMES, Sandler O’Neill + Partners 2.38 $20.00 $20.00 $47.70 Priced S/O
2018-07-17 Remora Royalties RRI RBC Capital Markets/ Wells Fargo Securities/ UBS Investment Bank/ Stifel 5.25 $19.00 $21.00 $105.00 Postponed S/O
2018-07-16 Pinduoduo PDD Credit Suisse/ Goldman Sachs (Asia)/ CICC 85.60 $19.00 $19.00 $1626.00 Priced S/O
2018-07-16 Pintec Technology Holdings PT Goldman Sachs (Asia)/ Deutsche Bank Securities/ Citigroup 3.70 $11.88 $11.88 $44.25 Priced S/O
2018-07-16 Ra Medical Systems RMED Piper Jaffray/ Cantor 3.90 $17.00 $17.00 $66.30 Priced S/O
2018-07-13 Frankly FKLY.U Roth Capital Partners/ Joseph Gunnar 2.40 $4.50 $6.00 $12.60 Withdrawn S/O
2018-07-13 Mesa Air Group MESA Raymond James/ BofA Merrill Lynch 9.63 $12.00 $12.00 $115.56 Priced S/O
2018-07-13 Urovant Sciences UROV J.P. Morgan/ Jefferies/ Cowen 10.00 $14.00 $14.00 $140.00 Priced S/O
2018-07-09 ToughBuilt Industries TBLTU Maxim Group/ Joseph Gunnar 2.67 $5.00 $5.00 $13.35 Priced S/O
2018-07-09 Vaccinex VCNX Oppenheimer/ BTIG 3.33 $12.00 $12.00 $40.00 Priced S/O
2018-07-06 Arlo Technologies ARLO BofA Merrill Lynch/ Deutsche Bank Securities/ Guggenheim Securities 10.20 $16.00 $16.00 $163.44 Priced S/O
2018-07-06 Forum Merger II FMCIU Jefferies 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-07-06 Sonos SONO Morgan Stanley/ Goldman Sachs/ Allen & Company 13.88 $15.00 $15.00 $208.33 Priced S/O
2018-07-05 Camposol Holding Plc TBA BofA Merrill Lynch/ UBS Investment Bank 0.00 $345.00 Withdrawn S/O
2018-07-05 Tottenham Acquisition I TOTAU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-06-29 Aurora Mobile Limited JG Goldman Sachs (Asia)/ Credit Suisse/ Deutsche Bank Securities 9.06 $8.50 $8.50 $77.01 Priced S/O
2018-06-29 Berry Petroleum BRY Goldman Sachs/ Wells Fargo Securities/ BMO Capital Markets 13.04 $14.00 $14.00 $182.61 Priced S/O
2018-06-29 Endava Ltd. DAVA Morgan Stanley/ Citigroup/ Credit Suisse/ Deutsche Bank Securities 6.34 $20.00 $20.00 $126.80 Priced S/O
2018-06-29 Greenland Acquisition GLACU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-06-29 Opera Ltd. OPRA CICC/ Citigroup 9.60 $12.00 $12.00 $115.20 Priced S/O
2018-06-29 Tenable Holdings TENB Morgan Stanley/ J.P. Morgan/ Allen & Company/ Deutsche Bank Securities/ Stifel 10.90 $23.00 $23.00 $250.70 Priced S/O
2018-06-28 Bionano Genomics BNGOU Roth Capital Partners/ Maxim Group 3.36 $6.13 $6.13 $20.55 Priced S/O
2018-06-28 Liquidia Technologies LQDA Jefferies/ Cowen 4.54 $11.00 $11.00 $50.00 Priced S/O
2018-06-27 Aquestive Therapeutics AQST BMO Capital Markets/ RBC Capital Markets 4.00 $15.00 $15.00 $60.00 Priced S/O
2018-06-27 GEF Acquisition GEFAU Maxim Group/ EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 Withdrawn S/O
2018-06-22 Allakos ALLK Goldman Sachs/ Jefferies 7.13 $18.00 $18.00 $128.40 Priced S/O
2018-06-22 Cango CANG Morgan Stanley/ BofA Merrill Lynch/ Goldman Sachs (Asia) 4.00 $11.00 $11.00 $44.00 Priced S/O
2018-06-22 Constellation Pharmaceuticals CNST J.P. Morgan/ Jefferies/ BMO Capital Markets 4.00 $15.00 $15.00 $60.00 Priced S/O
2018-06-22 Crinetics Pharmaceuticals CRNX J.P. Morgan/ Leerink Partners/ Piper Jaffray 6.00 $17.00 $17.00 $102.00 Priced S/O
2018-06-22 IC Power Ltd. ICP BofA Merrill Lynch/ Credit Suisse 25.90 $12.00 $15.00 $349.65 Withdrawn S/O
2018-06-22 Replimune Group REPL J.P. Morgan/ Leerink Partners/ BMO Capital Markets 6.70 $15.00 $15.00 $100.50 Priced S/O
2018-06-22 Rubius Therapeutics RUBY J.P. Morgan/ Morgan Stanley/ Jefferies/ Leerink Partners 10.50 $23.00 $23.00 $241.50 Priced S/O
2018-06-21 Establishment Labs Holdings ESTA Jefferies/ Cowen 3.72 $18.00 $18.00 $66.87 Priced S/O
2018-06-20 Cushman & Wakefield plc CWK Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ UBS Investment Bank 45.00 $17.00 $17.00 $765.00 Priced S/O
2018-06-20 Tilray TLRY Cowen and Company 9.00 $17.00 $17.00 $153.00 Priced S/O
2018-06-19 Coastal Financial CCB Keefe, Bruyette & Woods (A Stifel Company)/ Hovde Group 2.85 $14.50 $14.50 $41.30 Priced S/O
2018-06-19 First Western Financial MYFW Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 1.97 $19.00 $19.00 $37.50 Priced S/O
2018-06-15 Entera Bio Ltd. ENTX Maxim Group 1.40 $8.00 $8.00 $11.20 Priced S/O
2018-06-15 Navios Maritime Containers L.P. NMCI J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Clarksons Platou Securities/ BNP PARIBAS 5.26 $18.00 $20.00 $100.00 Postponed S/O
2018-06-12 Bloom Energy BE J.P. Morgan/ Morgan Stanley/ Credit Suisse/ KeyBanc Capital Markets/ BofA Merrill Lynch 18.00 $15.00 $15.00 $270.00 Priced S/O
2018-06-08 HL Acquisitions HCCHU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2018-06-05 Cornerstone Management CSCA ViewTrade Securities 5.00 $4.00 $4.00 $20.00 TBA S/O
2018-06-04 New Frontier NFC.U ​Credit Suisse/ UBS Investment Bank​ 25.00 $10.00 $10.00 $250.00 Priced S/O
2018-06-04 Tricida TCDA Goldman Sachs/ J.P. Morgan/ Cowen 11.70 $19.00 $19.00 $222.30 Priced S/O
2018-06-01 AFG Holdings AFGL Goldman Sachs/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Barclays/ Evercore ISI/ Wells Fargo Securities 18.20 $15.00 $18.00 $300.30 Postponed S/O
2018-06-01 Domo DOMO Morgan Stanley/ Allen & Company/ Credit Suisse/ UBS Securities 9.20 $21.00 $21.00 $193.20 Priced S/O
2018-06-01 EverQuote EVER J.P. Morgan/ BofA Merrill Lynch 4.68 $18.00 $18.00 $84.37 Priced S/O
2018-06-01 Forty Seven FTSV Morgan Stanley/ Credit Suisse 7.03 $16.00 $16.00 $112.56 Priced S/O
2018-06-01 GoodBulk Ltd. GBLK Morgan Stanley/ Credit Suisse 8.50 $15.50 $17.50 $140.25 Postponed S/O
2018-06-01 Kimree KREE Citigroup 0.00 $125.00 Withdrawn S/O
2018-06-01 Translate Bio TBIO Citigroup/ Leerink Partners/ Evercore ISI 9.35 $13.00 $13.00 $121.55 Priced S/O
2018-06-01 Twelve Seas Investment Company TWLVU EarlyBirdCapital 18.00 $10.00 $10.00 $180.00 Priced S/O
2018-05-31 Neon Therapeutics NTGN Morgan Stanley/ BofA Merrill Lynch/ Mizuho Securities 6.25 $16.00 $16.00 $100.00 Priced S/O
2018-05-31 Neuronetics STIM Piper Jaffray/ William Blair 5.50 $17.00 $17.00 $93.50 Priced S/O
2018-05-30 BrightView Holdings BV Goldman Sachs/ J.P. Morgan/ KKR/ UBS Investment Bank/ Baird/ Credit Suisse/ Macquarie Capital/ Jefferies/ Mizuho Securities/ Morgan Stanley/ RBC Capital Markets 21.30 $22.00 $22.00 $468.60 Priced S/O
2018-05-29 Allegro Merger ALGRU Cantor 13.00 $10.00 $10.00 $130.00 Priced S/O
2018-05-29 Uxin Ltd. UXIN Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ CICC/ China Renaissance 25.00 $9.00 $9.00 $225.00 Priced S/O
2018-05-25 AVROBIO AVRO Morgan Stanley/ Cowen/ Wells Fargo Securities 5.25 $19.00 $19.00 $99.71 Priced S/O
2018-05-25 Carbon Natural Gas CRBO RBC Capital Markets, LLC 0.00 $75.00 TBA S/O
2018-05-25 Eidos Therapeutics EIDX J.P. Morgan/ BofA Merrill Lynch 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-05-25 Essential Properties Realty Trust EPRT Goldman Sachs/ Citigroup/ Barclays/ BofA Merrill Lynch/ Credit Suisse 32.50 $14.00 $14.00 $455.00 Priced S/O
2018-05-25 i3 Verticals IIIV Cowen/ Raymond James/ KeyBanc Capital Markets 6.65 $13.00 $13.00 $79.80 Priced S/O
2018-05-25 SoulCycle SLCY Goldman, Sachs/ BofA Merrill Lynch/ Citigroup 0.00 $100.00 Withdrawn S/O
2018-05-24 Focus Financial Partners FOCS Goldman Sachs/ BofA Merrill Lynch/ KKR/ BMO Capital Markets/ RBC Capital Markets/ SunTrust Robinson Humphrey 16.20 $33.00 $33.00 $535.14 Priced S/O
2018-05-24 Kezar Life Sciences KZR Jefferies/ Cowen/ Wells Fargo Securities/ William Blair 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-24 Magenta Therapeutics MGTA J.P. Morgan/ Goldman Sachs/ Cowen 6.67 $15.00 $15.00 $100.00 Priced S/O
2018-05-24 Xeris Pharmaceuticals XERS Jefferies/ Leerink Partners/ RBC Capital Markets 5.70 $15.00 $15.00 $85.50 Priced S/O
2018-05-23 Advantage Insurance AVI Morgan Stanley/ Rymond James/ RBC Capital Markets/ B. Riley FBR/ JMP Securities 0.00 $150.00 TBA S/O
2018-05-23 Aptinyx APTX J.P. Morgan/ Cowen/ Leerink Partners/ BMO Capital Markets 6.39 $16.00 $16.00 $102.40 Priced S/O
2018-05-23 HyreCar HYRE Network 1 Financial Securities 2.52 $5.00 $5.00 $12.60 Priced S/O
2018-05-22 Far Point Acquisition FPAC.U Credit Suisse/ BofA Merrill Lynch 55.00 $10.00 $10.00 $550.00 Priced S/O
2018-05-22 Verrica Pharmaceuticals VRCA BofA Merrill Lynch/ Jefferies/ Cowen 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-21 Electrocore ECOR Evercore ISI/ Cantor/ JMP Securities 5.20 $15.00 $15.00 $78.00 Priced S/O
2018-05-18 Charah Solutions CHRA Morgan Stanley/ BoA Merrill Lynch/ Stifel 7.35 $12.00 $12.00 $88.24 Priced S/O
2018-05-18 GS Acquisition Holdings GSAH.U Goldman Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2018-05-18 LF Capital Acquisition LFACU B. Riley FBR/ Raymond James 13.50 $10.00 $10.00 $135.00 Priced S/O
2018-05-18 Puxin Ltd. NEW Citigroup/ Deutsche Bank Securities/ Barclays/ Haitong International/ CICC 7.20 $17.00 $17.00 $122.40 Priced S/O
2018-05-17 BJ’s Wholesale Club Holdings BJ BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan 37.50 $17.00 $17.00 $637.50 Priced S/O
2018-05-16 Abpro ABP UBS Investment Bank/ Wells Fargo Securities 4.00 $14.00 $16.00 $60.00 Withdrawn S/O
2018-05-14 Gadsden Growth Properties GADS National Securities Corporation 3.50 $9.00 $11.00 $35.00 Withdrawn S/O
2018-05-14 Kleopatra Holdings 2 S.C.A (Klöckner Pentaplast) KP Citigroup/ Credit Suisse/ Goldman Sachs 0.00 $100.00 Withdrawn S/O
2018-05-14 MeiraGTx Holdings plc MGTX BofA Merrill Lynch/ Barclays/ Evercore ISI 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-11 Avalara AVLR Goldman Sachs/ J.P. Morgan Securities/ BofA Merrill Lynch 7.50 $24.00 $24.00 $180.00 Priced S/O
2018-05-09 US LBM Holdings LBM Barclays/ Credit Suisse/ RBC Capital Markets/ Citigroup/ SunTrust Robinson Humphrey/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2018-05-07 U.S. Xpress Enterprises USX BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities 18.06 $16.00 $16.00 $288.90 Priced S/O
2018-05-02 DERMAdoctor DDOC ThinkEquity (a division of Fordham Financial Management) 2.47 $5.00 $5.00 $12.35 Friday S/O
2018-05-01 Iterum Therapeutics plc ITRM Leerink Partners/ RBC Capital Markets 6.15 $13.00 $13.00 $79.95 Priced S/O
2018-05-01 Thunder Bridge Acquisition TBRGU Cantor/ CLSA 22.50 $10.00 $10.00 $225.00 Priced S/O
2018-04-30 YayYo YAYO Benchmark 0.63 $7.00 $9.00 $5.00 TBA S/O
2018-04-27 GreenSky GSKY Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ SunTrust Robinson Humphrey 38.00 $23.00 $23.00 $874.00 Priced S/O
2018-04-27 Kiniksa Pharmaceuticals, Ltd. KNSA Goldman Sachs/ J.P. Morgan 8.47 $18.00 $18.00 $152.60 Priced S/O
2018-04-27 Scholar Rock Holding SRRK Jefferies/ Cowen/ BMO Capital Markets 5.36 $14.00 $14.00 $75.04 Priced S/O
2018-04-25 Elio Motors ELIO Drexel Hamilton 0.00 $100.00 Withdrawn S/O
2018-04-25 EVO Payments EVOP J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities/ SunTrust Robinson Humphrey/ Barclays/ Cowen/ Goldman Sachs/ PKO BP Securities/ Regions Securities/ William Blair 14.00 $16.00 $16.00 $224.00 Priced S/O
2018-04-25 MR2 Group MRMR ThinkEquity (A division of Fordham Financial Management) 1.75 $7.00 $9.00 $14.00 TBA S/O
2018-04-20 Lovesac Co. LOVE Roth Capital Partners 3.50 $16.00 $16.00 $56.00 Priced S/O
2018-04-19 VectoIQ Acquisition VTIQU Cowen/ Chardan 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-04-16 Flagship Credit TBA TBA 0.00 $50.00 Withdrawn S/O
2018-04-16 Pluralsight PS Morgan Stanley/ J.P. Morgan/ Barclays/ BofA Merrill Lynch 20.70 $15.00 $15.00 $310.50 Priced S/O
2018-04-13 Evelo Biosciences EVLO Morgan Stanley/ Cowen/ BMO Capital Markets 5.31 $16.00 $16.00 $85.00 Priced S/O
2018-04-11 BayCom BCML FIG Partners/ D.A. Davidson 2.85 $22.00 $22.00 $62.73 Priced S/O
2018-04-11 Trinity Merger TMCXU B. Riley FBR 30.00 $10.00 $10.00 $300.00 Priced S/O
2018-04-10 Origin Bancorp OBNK Stephens/ Raymond James 3.63 $34.00 $34.00 $123.60 Priced S/O
2018-04-09 Carbon Black CBLK Morgan Stanley/ J.P. Morgan 8.00 $19.00 $19.00 $152.00 Priced S/O
2018-04-09 HUYA Inc. HUYA Credit Suisse/ Goldman Sachs (Asia)/ UBS Investment Bank 15.00 $12.00 $12.00 $180.00 Priced S/O
2018-04-06 Albertsons Companies ABS Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Morgan Stanley 0.00 $100.00 Withdrawn S/O
2018-04-06 Construction Partners ROAD Baird/ Raymond James/ Stephens 11.25 $12.00 $12.00 $135.00 Priced S/O
2018-04-06 Inspire Medical Systems INSP BofA Merrill Lynch/ Goldman Sachs 6.75 $16.00 $16.00 $108.00 Priced S/O
2018-04-06 PermRock Royalty Trust PRT Wells Fargo Securities/ Goldman Sachs/ UBS Investment Bank/ Deutsche Bank Securities/ Jefferies/ Stifel/ Oppenheimer 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-04-06 Spirit of Texas Bancshares STXB Stephens/ Keefe, Bruyette & Woods (A Stifel Company) 2.00 $21.00 $21.00 $42.00 Priced S/O
2018-04-05 Unity Biotechnology UBX Goldman Sachs/ Morgan Stanley/ Citigroup 5.00 $17.00 $17.00 $85.00 Priced S/O
2018-04-02 Goosehead Insurance GSHD J.P. Morgan/ BofA Merrill Lynch 8.53 $10.00 $10.00 $85.30 Priced S/O
2018-04-02 HeadHunter Group PLC HHR Morgan Stanley/ Goldman Sachs/ Credit Suisse/ VTB Capital 0.00 $250.00 TBA S/O
2018-04-02 Mapi – Pharma Ltd. MAPI JMP Securities 3.10 $15.00 $17.00 $50.00 Withdrawn S/O
2018-03-30 nLIGHT LASR Stifel/ Raymond James 6.00 $16.00 $16.00 $96.00 Priced S/O
2018-03-28 DocuSign DOCU Morgan Stanley/ J.P. Morgan 21.70 $29.00 $29.00 $629.30 Priced S/O
2018-03-27 CLPS Incorporation CLPS Benchmark 2.00 $5.25 $5.25 $10.50 Priced S/O
2018-03-26 ASLAN Pharmaceuticals Ltd. ASLN Leerink Partners/ Piper Jaffray 6.00 $7.03 $7.03 $42.20 Priced S/O
2018-03-26 Ceridian HCM Holding CDAY Goldman Sachs/ J.P. Morgan/ Credit Suisse/ Deutsche Bank Securities 21.00 $22.00 $22.00 $462.00 Priced S/O
2018-03-26 Smartsheet SMAR Morgan Stanley/ J.P. Morgan/ Jefferies/ RBC Capital Markets 11.63 $15.00 $15.00 $174.49 Priced S/O
2018-03-23 FirstCaribbean International Bank Ltd FCI Barclays/ UBS Investment Bank/ CIBC Capital Markets 9.60 $22.00 $25.00 $225.60 Postponed S/O
2018-03-23 Level One Bancorp LEVL Raymond James/ Keefe, Bruyette & Woods (A Stifel Company) 1.20 $28.00 $28.00 $33.60 Priced S/O
2018-03-23 Mereo BioPharma Group plc MREO Cowen/ BMO Capital Markets/ RBC Capital Markets 2.83 $17.62 $17.62 $49.90 Postponed S/O
2018-03-23 Pivotal Software PVTL Morgan Stanley/ Goldman Sachs/ Citigroup 37.00 $15.00 $15.00 $555.00 Priced S/O
2018-03-23 Surface Oncology SURF Goldman Sachs/ Cowen/ Evercore ISI 7.20 $15.00 $15.00 $108.00 Priced S/O
2018-03-22 MorphoSys AG MOR Goldman Sachs/ J.P. Morgan/ Leerink Partners 8.30 $25.04 $25.04 $207.80 S/O
2018-03-22 Pure Acquisition PACQU Oppenheimer/ EarlyBirdCapital 36.00 $10.00 $10.00 $360.00 Priced S/O
2018-03-20 GrafTech International Ltd. EAF J.P. Morgan/ Credit Suisse 35.00 $15.00 $15.00 $525.00 Priced S/O
2018-03-16 Zuora ZUO Goldman Sachs/ Morgan Stanley/ Allen & Company/ Jefferies 11.00 $14.00 $14.00 $154.00 Priced S/O
2018-03-14 Trident Acquisitions TDACU Chardan 17.50 $10.00 $10.00 $175.00 Priced S/O
2018-03-07 Vrio VRIO Goldman Sachs/ J.P. Morgan/ Citigroup/ Morgan Stanley/ BofA Merrill Lynch/ Barclays/ BTG Pactual/ Credit Suisse/ Deutsche Bank Securities/ Itau BBA/ Santander/ Banco Brasil Securities/ BNP Paribas/ Brandeco BBI 15.00 $16.00 $17.00 $247.50 Postponed S/O
2018-03-06 Univision Holdings UVN Morgan Stanley/ Goldman Sachs/ Deutsche Bank Securities 0.00 $350.00 Withdrawn S/O
2018-03-05 OP Bancorp OPBK Keefe, Bruyette & Woods (A Stifel Company) 2.00 $11.00 $11.00 $22.00 Priced S/O
2018-03-02 Bilibili BILI Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan 42.00 $11.50 $11.50 $483.00 Priced S/O
2018-03-02 Homology Medicines FIXX BofA Merrill Lynch/ Cowen/ Evercore ISI 9.00 $16.00 $16.00 $144.00 Priced S/O
2018-03-02 OneSmart International Education Group Ltd. ONE Morgan Stanley/ Deutsche Bank Securities 16.30 $11.00 $11.00 $179.30 Priced S/O
2018-03-02 Unum Therapeutics UMRX Morgan Stanley/ Cowen 5.77 $12.00 $12.00 $69.20 Priced S/O
2018-02-28 Spotify Technology S.A. SPOT None 165.90 $165.90 $131.88 $444.60 S/O
2018-02-27 GreenTree Hospitality Group GHG Morgan Stanley/ BofA Merrill Lynch/ UBS Securities 10.20 $14.00 $14.00 $142.80 Priced S/O
2018-02-27 iQIYI IQ Goldman Sachs (Asia)/ Credit Suisse/ BofA Merrill Lynch 125.00 $18.00 $18.00 $2250.00 Priced S/O
2018-02-23 Dropbox DBX Goldman Sachs/ J.P. Morgan/ Deutsche Bank Securities/ Allen & Company/ BofA Merrill Lynch 36.00 $21.00 $21.00 $756.00 Priced S/O
2018-02-23 IBEX Holdings IBEX Baird/ Piper Jaffray/ William Blair/ SunTrust Robinson Humphrey 4.00 $14.00 $16.00 $60.00 Postponed S/O
2018-02-23 Sunlands Online Education Group STG Goldman Sachs (Asia)/ J.P. Morgan/ Credit Suisse 13.00 $11.50 $11.50 $149.50 Priced S/O
2018-02-23 Terrapin 4 Acquisition TRTLU Nomura 20.00 $10.00 $10.00 $200.00 Postponed S/O
2018-02-20 Opes Acquisition OPESU EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-02-20 Tiberius Acquisition TIBRU Cantor/ Dowling & Partners Securities 15.00 $10.00 $10.00 $150.00 Priced S/O
2018-02-16 Arcus Biosciences RCUS Citigroup/ Goldman Sachs/ Leerink Partners 8.00 $15.00 $15.00 $120.00 Priced S/O
2018-02-16 Bridgewater Bancshares BWB Sandler O'Neill & Partners/ D.A. Davidson 6.70 $11.75 $11.75 $78.73 Priced S/O
2018-02-16 Taiwan Liposome Company, Ltd TLC Cantor 3.75 $5.80 $5.80 $21.75 Priced S/O
2018-02-16 Zscaler ZS Morgan Stanley/ Goldman Sachs 12.00 $16.00 $16.00 $192.00 Priced S/O
2018-02-12 BioXcel Therapeutics BTAI Barclays/ UBS Investment Bank/ BMO Capital Markets 5.45 $11.00 $11.00 $60.00 Priced S/O
2018-02-08 PolyPid Ltd. POLY Goldman Sachs/ Cowen 3.33 $21.00 $24.00 $75.00 Postponed S/O
2018-02-05 Workspace Property Trust WSPT Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 0.00 $100.00 Withdrawn S/O
2018-01-29 Union Acquisition LTN.U Ladenburg Thalmann/ CIM Securities 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-01-18 Leo Holdings LHC.U Citigroup 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-01-17 Tal Consolidated TCL Joseph Gunnar 2.14 $6.00 $8.00 $15.00 TBA S/O
2018-01-16 Mudrick Capital Acquisition MUDSU Cantor 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-01-12 Biofrontera AG BFRA Benchmark 1.20 $9.88 $9.88 $12.00 S/O
2018-01-12 Cactus WHD Citigroup/ Credit Suisse 23.00 $19.00 $19.00 $437.00 Priced S/O
2018-01-12 Cardlytics CDLX BofA Merrill Lynch/ J.P. Morgan 5.40 $13.00 $13.00 $70.20 Priced S/O
2018-01-12 Crescent Funding CFUNU UBS Investment Bank/ BofA Merrill Lynch/ Stifel 25.00 $10.00 $10.00 $250.00 Postponed S/O
2018-01-12 Huami Corporation HMI Credit Suisse/ Citigroup/ China Renaissance 10.00 $11.00 $11.00 $110.00 Priced S/O
2018-01-12 IPSCO Tubulars IPSC Credit Suisse/ J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley/ BTIG 0.00 $100.00 TBA S/O
2018-01-12 Vista Proppants and Logistics VPRL Citigroup/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray) 0.00 $100.00 TBA S/O
2018-01-11 Victory Capital Holdings VCTR J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley/ Barclays/ Goldman Sachs/ RBC Capital Markets 11.70 $13.00 $13.00 $152.10 Priced S/O
2018-01-10 Dole Food Company DOLE Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/RBC Capital Markets 0.00 $100.00 Withdrawn S/O
2018-01-09 Evolus EOLS Cantor/ Mizuho Securities 5.00 $12.00 $12.00 $60.00 Priced S/O
2018-01-08 Bioceres S.A. BIOX Jefferies/ Piper Jaffray/ Santander/ SunTrust Robinson Humphrey 0.00 $100.00 S/O
2018-01-05 Iron Horse Acquisition LOU.U Citigroup/ Goldman Sachs 30.00 $10.00 $10.00 $300.00 TBA S/O
2018-01-05 Motus GI Holdings MOTS Piper Jaffray 3.50 $5.00 $5.00 $17.50 Priced S/O
2018-01-03 Central Puerto S.A. CEPU BofA Merrill Lynch/ JP Morgan/ Morgan Stanley 20.00 $16.50 $16.50 $330.00 Priced S/O
2018-01-03 Optiv OPTV Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup 0.00 $100.00 Withdrawn S/O
2017-12-29 ARMO BioSciences ARMO Jefferies/ Leerink Partners/ BMO Capital Markets 7.52 $17.00 $17.00 $128.00 Priced S/O
2017-12-29 DFB Healthcare Acquisitions DFBHU Goldman Sachs/ Deutsche Bank Securities 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-12-29 resTORbio TORC BofA Merrill Lynch/ Leerink Partners/ Evercore ISI 5.67 $15.00 $15.00 $85.00 Priced S/O
2017-12-29 Solid Biosciences SLDB J.P. Morgan/ Goldman Sachs/ Leerink Partners 7.80 $16.00 $16.00 $125.00 Priced S/O
2017-12-28 Menlo Therapeutics MNLO Jefferies/ Piper Jaffray/ Guggenheim Securities 7.00 $17.00 $17.00 $119.00 Priced S/O
2017-12-27 Gates Industrial Corporation plc GTES Citigroup/ Morgan Stanley/ UBS Investment Bank 38.50 $19.00 $19.00 $731.50 Priced S/O
2017-12-27 PagSeguro Digital Ltd. PAGS Goldman Sachs/ Morgan Stanley 105.00 $21.50 $21.50 $2265.79 Priced S/O
2017-12-22 ADT ADT Morgan Stanley/ Goldman Sachs/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets/ Citigroup/ BofA Merrill Lynch/ Credit Suisse 105.00 $14.00 $14.00 $1470.00 Priced S/O
2017-12-22 Golden Bull Ltd. DNJR ViewTrade Securities 1.55 $4.00 $4.00 $6.20 Priced S/O
2017-12-22 Gordon Pointe Acqusition GPAQU B. Riley FBR 12.50 $10.00 $10.00 $125.00 Priced S/O
2017-12-22 Platinum Eagle Acquisition EAGLU Deutsche Bank Securities/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-12-19 Eyenovia EYEN Ladenburg Thalmann/ Roth Capital Partners​ 2.73 $10.00 $10.00 $27.30 Priced S/O
2017-12-19 PlayAGS AGS Credit Suisse/ Deutsche Bank Securities/ Jefferies/ Macquarie Capital/ BofA Merrill Lynch/ Citigroup/ Nomura/ Stifel/ SunTrust Robinson Humphrey 10.25 $16.00 $16.00 $164.00 Priced S/O
2017-12-18 Dundon Capital Acquisition DCAU UBS Investment Bank 40.00 $10.00 $10.00 $400.00 Withdrawn S/O
2017-12-18 Nebula Acquisition NEBUU Deutsche Bank Securities/ Goldman Sachs 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-12-18 One Stop Systems OSS Roth Capital Partners 3.80 $5.00 $5.00 $19.00 Priced S/O
2017-12-12 Genprex GNPX Network 1 Financial Securities 1.28 $5.00 $5.00 $6.40 Priced S/O
2017-12-11 VICI Properties VICI Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch 60.50 $20.00 $20.00 $1210.00 Priced S/O
2017-12-08 MTech Acquisition Corp. MTECU EarlyBirdCapital, Inc. 5.00 $10.00 $10.00 $50.00 Priced S/O
2017-12-06 Corporación América Airports S.A. CAAP Oppenheimer/ BofA Merrill Lynch/ Citigroup/ Goldman Sachs 28.57 $17.00 $17.00 $485.70 Priced S/O
2017-11-21 Industrial Logistics Properties Trust ILPT UBS Investment Bank/ Citigroup/ RBC Capital Markets/ BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities 20.00 $24.00 $24.00 $480.00 Priced S/O
2017-11-17 Casa Systems CASA Morgan Stanley/ Barclays 6.00 $13.00 $13.00 $78.00 Priced S/O
2017-11-15 Farmmi FAMI ViewTrade Securities 1.68 $4.00 $4.00 $6.72 Priced S/O
2017-11-15 GigCapital GIG.U Cowen/ Chardan 12.50 $10.00 $10.00 $125.00 Priced S/O
2017-11-14 Americold Realty Trust COLD BofA Merrill Lynch/ J.P. Morgan/ RBC Capital Markets 45.30 $16.00 $16.00 $724.80 Priced S/O
2017-11-14 Hudson Ltd. HUD Credit Suisse/ Morgan Stanley/ UBS Investment/ BofA Merrill Lynch Bank/ Goldman Sachs 39.40 $19.00 $19.00 $748.90 Priced S/O
2017-11-13 Aspen REIT AJAX Maxim Group 1.65 $20.00 $20.00 $33.00 Withdrawn S/O
2017-11-13 AXA Equitable Holdings EQH Morgan Stanley/ J.P. Morgan/ Barclays/ Citigroup 137.25 $20.00 $20.00 $2745.00 Priced S/O
2017-11-13 Denali Therapeutics DNLI Goldman Sachs/ Morgan Stanley/ J.P. Morgan 13.88 $18.00 $18.00 $250.00 Priced S/O
2017-11-13 LexinFintech Holdings LX Goldman Sachs (Asia) L.L.C./ BofA Merrill Lynch/ Deutsche Bank Securities/ China Renaissance 12.00 $9.00 $9.00 $108.00 Priced S/O
2017-11-13 Odonate Therapeutics ODT Goldman Sachs/ Jefferies 6.25 $24.00 $24.00 $150.00 Priced S/O
2017-11-09 Luther Burbank LBC Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O'Neill + Partners/ Piper Jaffray 12.15 $10.75 $10.75 $127.75 Priced S/O
2017-11-09 Quanterix QTRX J.P. Morgan/ Leerink Partners 4.28 $15.00 $15.00 $64.13 Priced S/O
2017-11-03 Leisure Acquisition LACQU Morgan Stanley 20.00 $10.00 $10.00 $200.00 Priced S/O
2017-10-30 Senmiao Technology AIHS ViewTrade Securities 3.00 $4.00 $4.00 $12.00 Priced S/O
2017-10-25 Legacy Acquisition LGC.U Wells Fargo Securities/ Cantor Fitzgerald/ Stifel 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-10-24 CURO Group Holdings CURO Credit Suisse/ Jefferies/ Stephens 6.67 $14.00 $14.00 $93.30 Priced S/O
2017-10-24 Insurance Income Strategies ILSU Joseph Gunnar & Co. 5.20 $10.00 $10.00 $52.00 TBA S/O
2017-10-23 Bluegreen Vacations BXG Stifel/ Credit Suisse 6.49 $14.00 $14.00 $90.98 Priced S/O
2017-10-23 Newmark Group NMRK Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Cantor Fitzgerald/ PNC Capital Markets/ Mizuho Securities/ Capital One Securities/ Keefe, Bruyette & Woods (A Stifel Company) 20.00 $14.00 $14.00 $280.00 Priced S/O
2017-10-23 scPharmaceuticals SCPH Jefferies/ Leerink Partners/ BMO Capital Markets 6.40 $14.00 $14.00 $89.60 Priced S/O
2017-10-20 Arsanis ASNS Citigroup/ Cowen/ Piper Jaffray 4.00 $10.00 $10.00 $40.00 Priced S/O
2017-10-20 iClick Interactive Asia Group Limited ICLK Roth Capital Partners/ Shenwan Hongyuan Securities 3.75 $8.00 $8.00 $30.00 Priced S/O
2017-10-20 Jianpu Technology JT Goldman Sachs (Asia)/ Morgan Stanley/ J.P. Morgan 22.50 $8.00 $8.00 $180.00 Priced S/O
2017-10-20 SailPoint Technologies Holdings SAIL Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets 20.00 $12.00 $12.00 $240.00 Priced S/O
2017-10-19 Sterling Bancorp SBT Sandler O'Neill & Partners 15.00 $12.00 $12.00 $180.00 Priced S/O
2017-10-19 Stitch Fix SFIX Goldman Sachs/ J.P. Morgan Securities 8.00 $15.00 $15.00 $120.00 Priced S/O
2017-10-18 SendGrid SEND Morgan Stanley/ J.P. Morgan 8.20 $16.00 $16.00 $131.20 Priced S/O
2017-10-13 Apellis Pharmaceuticals APLS Citigroup/ J.P. Morgan/ Evercore ISI 10.71 $14.00 $14.00 $150.00 Priced S/O
2017-10-13 Bandwidth BAND Morgan Stanley/ KeyBanc Capital Markets/ Baird 4.00 $20.00 $20.00 $80.00 Priced S/O
2017-10-13 Big Rock Partners Acquisition BRPAU EarlyBirdCapital 6.00 $10.00 $10.00 $60.00 Priced S/O
2017-10-13 CBTX CBTX Stephens/ Keefe, Bruyette & Woods (A Stifel Company) 2.40 $26.00 $26.00 $62.00 Priced S/O
2017-10-13 Fireman B.V. IFRX J.P. Morgan/ Leerink Partners/ BMO Capital Markets 6.67 $15.00 $15.00 $100.00 Priced S/O
2017-10-13 Four Seasons Education (Cayman) FEDU Morgan Stanley/ Citigroup/ China Renaissance 10.10 $10.00 $10.00 $101.00 Priced S/O
2017-10-13 One Madison OMADU Credit Suisse/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-10-13 PPDAI Group PPDF Credit Suisse/ Citigroup 17.00 $13.00 $13.00 $221.00 Priced S/O
2017-10-13 Sogou SOGO J.P. Morgan/ Credit Suisse/ Goldman Sachs/ CICC 45.00 $13.00 $13.00 $585.00 Priced S/O
2017-10-06 Allena Pharmaceuticals ALNA Credit Suisse/ Jefferies/ Cowen 5.33 $14.00 $14.00 $74.67 Priced S/O
2017-10-06 Aquantia AQ Morgan Stanley/ Barclays/ Deutsche Bank Securities 6.82 $9.00 $9.00 $61.36 Priced S/O
2017-10-06 Funko FNKO Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 10.42 $12.00 $12.00 $125.00 Priced S/O
2017-10-06 Spero Therapeutics SPRO BofA Merrill Lynch/ Cowen/ Stifel 5.50 $14.00 $14.00 $77.00 Priced S/O
2017-10-04 Metropolitan Bank Holding MCB J.P Morgan/ Keefe, Bruyette & Woods (A Stifel Company) 3.10 $35.00 $35.00 $108.50 Priced S/O
2017-10-03 Evoqua Water Technologies AQUA Credit Suisse/ J.P. Morgan/ RBC Capital Markets 27.78 $18.00 $18.00 $500.00 Priced S/O
2017-10-02 ForeScout Technologies FSCT Morgan Stanley/ J.P. Morgan/ Citigroup 5.28 $22.00 $22.00 $116.16 Priced S/O
2017-10-02 Regalwood Global Energy RWGE.U Citigroup/ J.P. Morgan 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-29 Altair Engineering ALTR J.P. Morgan/ RBC Capital Markets/ Deutsche Bank Securities 12.00 $13.00 $13.00 $156.00 Priced S/O
2017-09-29 Haymaker Acquisition HYACU Cantor Fitzgerald 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-29 National Vision Holdings EYE BofA Merrill Lynch/ Goldman Sachs/ Citigroup/ KKR/ Morgan Stanley/ Jefferies/ UBS Investment Bank/ Wells Fargo Securities 15.80 $22.00 $22.00 $347.60 Priced S/O
2017-09-28 Ambow Education Holding AMBO Benchmark 1.80 $4.25 $4.25 $7.65 Priced S/O
2017-09-27 Mosaic Acquisition MOSC.U Deutsche Bank Securities/ RBC Capital Markets/ J.P. Morgan 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-25 Merchants Bancorp MBIN Sandler O'Neill + Partners/ Stephens/ Raymond James 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-09-22 RISE Education Cayman Ltd. REDU Morgan Stanley/ Credit Suisse 11.00 $14.50 $14.50 $159.50 Priced S/O
2017-09-22 Sea Limited SE Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse 58.96 $15.00 $15.00 $884.40 Priced S/O
2017-09-22 Sentinel Energy Services STNLU Citigroup/ Goldman Sachs/ Credit Suisse 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-21 MongoDB MDB Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company 8.00 $24.00 $24.00 $192.00 Priced S/O
2017-09-21 Nexa Resources S.A. NEXA J.P. Morgan/ BMO Capital Markets/ Morgan Stanley/ Credit Suisse 31.00 $16.00 $16.00 $496.00 Priced S/O
2017-09-18 Black Ridge Acquisition BRACU EarlyBirdCapital 12.00 $10.00 $10.00 $120.00 Priced S/O
2017-09-18 CM Seven Star Acquisition CMSSU EarlyBirdCapital 18.00 $10.00 $10.00 $180.00 Priced S/O
2017-09-18 OptiNose OPTN Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets 7.50 $16.00 $16.00 $120.00 Priced S/O
2017-09-18 Presidio Property Trust SQFT Janney Montgomery Scott 0.00 $69.00 TBA S/O
2017-09-18 Qudian QD Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities 37.50 $24.00 $24.00 $900.00 Priced S/O
2017-09-15 CarGurus CARG Goldman Sachs/ Allen & Company/ RBC Capital Markets 9.40 $16.00 $16.00 $150.40 Priced S/O
2017-09-13 ACM Research ACMR Roth Capital Partners 2.00 $5.60 $5.60 $11.20 Priced S/O
2017-09-11 BP Midstream Partners LP BPMP Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ Credit Suisse/ J.P. Morgan/ UBS Investment Bank 42.50 $18.00 $18.00 $765.00 Priced S/O
2017-09-08 Momentive (MPM Holdings) MPMH J.P. Morgan/ Goldman Sachs 0.00 $100.00 TBA S/O
2017-09-08 Switch SWCH Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities 31.25 $17.00 $17.00 $531.25 Priced S/O
2017-09-07 Adial Pharmaceuticals ADIL Joseph Gunnar & Co. 1.46 $5.00 $5.00 $7.30 Priced S/O
2017-09-07 Hancock Jaffe Laboratories HJLI Network 1 Financial Securities 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-09-05 Loma Negra LOMA BofA Merrill Lynch/ Bradesco BBI/ Citigroup/ HSBC/ Itaú BBA/ Morgan Stanley 50.20 $19.00 $19.00 $953.80 Priced S/O
2017-09-05 Rhythm Pharmaceuticals RYTM Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.05 $17.00 $17.00 $119.85 Priced S/O
2017-09-01 Deciphera Pharmaceuticals DCPH J.P. Morgan/ Piper Jaffray 7.50 $17.00 $17.00 $127.50 Priced S/O
2017-09-01 NuCana plc NCNA Citigroup/ Jefferies/ Cowen 6.67 $15.00 $15.00 $100.01 Priced S/O
2017-09-01 Restoration Robotics HAIR National Securities Corporation 3.58 $7.00 $7.00 $25.00 Priced S/O
2017-09-01 Roku ROKU Morgan Stanley/ Citigroup 15.67 $14.00 $14.00 $219.30 Priced S/O
2017-08-31 Nightstar Therapeutics Ltd. NITE Jefferies/ Leerink Partners/ BMO Capital Markets 5.36 $14.00 $14.00 $75.04 Priced S/O
2017-08-30 RYB Education RYB Credit Suisse/ Morgan Stanley 7.80 $18.50 $18.50 $144.30 Priced S/O
2017-08-29 Sol-Gel Technologies SLGL ​Jefferies/ BMO Capital Markets​ 6.25 $12.00 $12.00 $75.00 Priced S/O
2017-08-28 Ambow Education Holding Ltd. AMBO Benchmark 0.00 $5.00 TBA S/O
2017-08-25 Draper Oakwood Technology Acquisition DOTAU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2017-08-25 Secoo Holding Limited SECO Jefferies 8.50 $13.00 $13.00 $110.50 Priced S/O
2017-08-23 Celcuity CELC Craig-Hallum Capital Group 2.40 $9.50 $9.50 $22.80 Priced S/O
2017-08-23 Social Capital Hedosophia Holdings IPOA.U Credit Suisse 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-08-21 Krystal Biotech KRYS Ladenburg Thalmann 3.96 $10.00 $10.00 $39.60 Priced S/O
2017-08-15 Despegar.com DESP Morgan Stanley/ Citigroup 12.77 $26.00 $26.00 $332.02 Priced S/O
2017-08-15 Zai Lab Ltd. ZLAB J.P. Morgan/ Citigroup/ Leerink Partners 8.33 $18.00 $18.00 $150.00 Priced S/O
2017-08-11 TDH Holdings PETZ ViewTrade Securities 1.32 $4.25 $4.25 $5.60 Priced S/O
2017-08-09 Quintana Energy Services QES BofA Merrill Lynch/ Simmons & Company International (Energy Specialists of Piper Jaffray) 9.25 $10.00 $10.00 $92.59 Priced S/O
2017-08-04 ProLung LUNG Maxim Group/ Aegis Capital 0.90 $7.00 $8.00 $7.00 TBA S/O
2017-08-04 ReTo Eco-Solutions RETO ViewTrade Securities 2.80 $5.00 $5.00 $14.00 Priced S/O
2017-07-14 BJ Services BJS Goldman Sachs/ Morgan Stanley/Credit Suisse 0.00 $100.00 TBA S/O
2017-07-12 I-AM Capital Acquisition IAMxu Maxim Group/ Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2017-07-07 Tremont Mortgage Trust TRMT UBS Investment Bank/ Citigroup/ RBC Capital Markets 2.50 $20.00 $20.00 $50.00 Priced S/O
2017-07-06 Pensare Acquisition WRLSU EarlyBirdCapital 27.00 $10.00 $10.00 $270.00 Priced S/O
2017-07-03 Capitol Investment Corp. IV CIC.U Citigroup/ Deutsche Bank Securities/ J.P. Morgan 35.00 $10.00 $10.00 $350.00 Priced S/O
2017-07-03 Sienna Biopharmaceuticals SNNA J.P. Morgan/ Cowen/ BMO Capital Markets 4.33 $15.00 $15.00 $65.00 Priced S/O
2017-06-30 Clementia Pharmaceuticals CMTA Morgan Stanley/ Leerink Partners 8.00 $15.00 $15.00 $120.00 Priced S/O
2017-06-30 Redfin RDFN Goldman Sachs/ Allen & Company/ BofA Merrill Lynch/ RBC Capital Markets 9.23 $15.00 $15.00 $138.47 Priced S/O
2017-06-29 Industrea Acquisition INDUU FBR/ B. Riley & Co. 20.00 $10.00 $10.00 $200.00 Priced S/O
2017-06-28 Osprey Energy Acquisition OSPRU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-06-28 RBB Bancorp RBB Sandler O’Neill/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 3.75 $23.00 $23.00 $86.25 Priced S/O
2017-06-26 BEST Inc. BSTI Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank 45.00 $10.00 $10.00 $450.00 Priced S/O
2017-06-23 Calyxt CLXT Citigroup/ Credit Suisse/ JefferiesWells/ Fargo Securities 7.00 $8.00 $8.00 $56.00 Priced S/O
2017-06-23 Kala Pharmaceuticals KALA J.P. Morgan/ BofA Merrill Lynch 6.00 $15.00 $15.00 $90.00 Priced S/O
2017-06-23 PetIQ PETQ Jefferies/ William Blair 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-06-23 YogaWorks YOGA Cowen/ Stephens/ Guggenheim Securities 7.30 $5.50 $5.50 $40.15 Priced S/O
2017-06-21 Federal Street Acquisition FSACU Citigroup/ BofA Merrill Lynch 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-13 CompuLab Ltd. CPUL Maxim Group LLC 0.00 $23.00 TBA S/O
2017-06-13 Venator Materials PLC VNTR Citigroup/ Goldman Sachs/ BofA Merrill Lynch/ J.P. Morgan 22.70 $20.00 $20.00 $454.00 Priced S/O
2017-06-09 PQ Group Holdings PQG Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse 29.00 $17.50 $17.50 $507.50 Priced S/O
2017-06-07 TPG Pace Holdings TPGH-U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-06 OrthoPediatrics KIDS Piper Jaffray / Stifel 4.00 $13.00 $13.00 $52.00 Priced S/O
2017-06-02 Aileron Therapeutics ALRN BofA Merrill Lynch/ Jefferies 3.75 $15.00 $15.00 $56.25 Priced S/O
2017-06-02 Dova Pharmaceuticals DOVA J.P. Morgan/ Jefferies/ Leerink Partners 4.42 $17.00 $17.00 $75.06 Priced S/O
2017-06-01 Blue Apron Holdings APRN Goldman Sachs/ Morgan Stanley/ Citigroup/ Barclays 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-06-01 Mersana Therapeutics MRSN J.P. Morgan/ Cowen/ Leerink Partners 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-06-01 Tintri TNTR Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) 8.57 $7.00 $7.00 $60.00 Priced S/O
2017-05-31 Byline Bancorp BY BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) 5.70 $19.00 $19.00 $108.30 Priced S/O
2017-05-31 Esquire Financial Holdings ESQ Sandler O’Neill & Partners 2.36 $14.00 $14.00 $33.09 Priced S/O
2017-05-30 Hennessy Capital Acquisition Corp. III HCAC.U Credit Suisse/ Stifel 22.50 $10.00 $10.00 $225.00 Priced S/O
2017-05-24 Granite Point Mortgage Trust GPMT J.P. Morgan/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch 10.00 $19.50 $19.50 $195.00 Priced S/O
2017-05-12 Athenex ATNX Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan 6.00 $11.00 $11.00 $66.00 Priced S/O
2017-05-12 Oasis Midstream Partners LP OMP Morgan Stanley/ Citigroup/ Wells Fargo Securities 7.50 $17.00 $17.00 $127.50 Priced S/O
2017-05-10 US LBM Holdings LBM Barclays/Credit Suisse/ RBC Capital Markets/ Citigroup/ SunTrust Robinson Humphrey/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2017-05-04 Advantage Solutions ADV Goldman Sachs/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-05-02 Nine Energy Service NINE J.P. Morgan/ Goldman Sachs/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse 7.00 $23.00 $23.00 $161.00 Priced S/O
2017-05-02 ShotSpotter SSTI Roth Capital Partners/ Northland Capital Markets 2.80 $11.00 $11.00 $30.80 Priced S/O
2017-04-28 Avenue Therapeutics ATXI Oppenheimer 5.50 $6.00 $6.00 $33.00 Priced S/O
2017-04-28 Co-Diagnostics CODX WallachBeth Capital/ Network 1 Securities 1.18 $6.00 $6.00 $7.07 Priced S/O
2017-04-28 SMART Global Holdings SGH Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel 5.30 $11.00 $11.00 $58.30 Priced S/O
2017-04-27 Appian APPN Morgan Stanley/ Goldman, Sachs/ Barclays 6.25 $12.00 $12.00 $75.00 Priced S/O
2017-04-26 KBL Merger Corp. IV KBLMU Ladenburg Thalmann 10.00 $10.00 $10.00 $100.00 Priced S/O
2017-04-25 TPG RE Finance Trust TRTX BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays 11.00 $20.00 $20.00 $225.50 Priced S/O
2017-04-18 Bright Scholar Education Holdings BEDU Morgan Stanley/ Deutsche Bank Securities 15.00 $10.50 $10.50 $157.50 Priced S/O
2017-04-18 Newater Technology NEWA ViewTrade Securities 1.40 $5.00 $5.00 $7.00 Priced S/O
2017-04-17 TPG Pace Energy Holdings TPGE-U Deutsche Bank Securities/ Goldman, Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-04-13 G1 Therapeutics GTHX J.P. Morgan/ Cowen and Company 7.00 $15.00 $15.00 $105.00 Priced S/O
2017-04-11 Altice USA ATUS J.P. Morgan/ Morgan Stanley/ Citigroup/ Goldman, Sachs/ BofA Merrill Lynch/ Barclays/ BNP PARIBAS/ Credit Agricole CIB/ Deutsche Bank Securities/ RBC Capital Markets 63.94 $30.00 $30.00 $1918.30 Priced S/O
2017-04-11 Ovid Therapeutics OVID Citigroup/ Cowen and Company 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-04-10 Safety, Income and Growth SAFE BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James 10.25 $20.00 $20.00 $205.00 Priced S/O
2017-04-10 Vine Resources VRI Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ HSBC 0.00 $500.00 TBA S/O
2017-04-07 Biohaven Pharmaceutical Holding BHVN Morgan Stanley/ Piper Jaffray/ Barclays Capital 9.90 $17.00 $17.00 $168.30 Priced S/O
2017-04-07 Five Point Holdings FPH Citigroup/ J.P. Morgan 21.00 $14.00 $14.00 $294.00 Priced S/O
2017-04-07 UroGen Pharma Ltd. URGN Jefferies/ Cowen and Company 4.47 $13.00 $13.00 $58.15 Priced S/O
2017-04-06 Guaranty Bancshares GNTY Sandler O’Neill + Partners/ Stephens 2.00 $27.00 $27.00 $54.00 Priced S/O
2017-04-04 Gardner Denver Holdings GDI Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley 41.30 $20.00 $20.00 $820.00 Priced S/O
2017-04-04 KKR Real Estate Finance Trust KREF Wells Fargo Securities/ Morgan Stanley/ KKR 10.25 $20.50 $20.50 $210.13 Priced S/O
2017-04-03 Zymeworks ZYME Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity 4.50 $13.00 $13.00 $58.50 Priced S/O
2017-03-31 Carvana CVNA Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 China Rapid Finance Limited XRF Morgan Stanley/ Credit Suisse/ Jefferies 10.00 $6.00 $6.00 $60.00 Priced S/O
2017-03-31 Cloudera CLDR Morgan Stanley/ J.P. Morgan/ Allen & Company 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 Emerald Expositions Events EEX BofA Merrill Lynch/ Barclays/ Goldman, Sachs 15.50 $17.00 $17.00 $263.50 Priced S/O
2017-03-29 National Energy Services Reunited NESRU Maxim Group/ National Bank of Canada Financial 21.00 $10.00 $10.00 $210.00 Priced S/O
2017-03-28 Antero Resources Midstream Management AMGP Morgan Stanley/ Barclays/ J.P. Morgan 37.25 $23.50 $23.50 $875.38 Priced S/O
2017-03-27 Akcea Therapeutics AKCA Cowen and Company/ Stifel/ Wells Fargo Securities 15.63 $8.00 $8.00 $125.00 Priced S/O
2017-03-24 A.S.V. ASV Roth Capital Partners 3.80 $7.00 $7.00 $26.60 Priced S/O
2017-03-23 WideOpenWest WOW UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital 18.23 $17.00 $17.00 $310.00 Priced S/O
2017-03-21 Forum Merger FMCIU EarlyBirdCapital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-17 Cadence Bancorporation CADE Goldman, Sachs/ J.P. Morgan/ Sandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) 7.50 $20.00 $20.00 $150.00 Priced S/O
2017-03-15 Netshoes (Cayman) Ltd. NETS Goldman, Sachs/ J.P. Morgan/ Bradesco BBI/ Allen & Company/ Jefferies 8.25 $18.00 $18.00 $148.50 Priced S/O
2017-03-15 Solaris Oilfield Infrastructure SOI Credit Suisse/ Goldman, Sachs 10.10 $12.00 $12.00 $121.20 Priced S/O
2017-03-15 Veritone VERI Wunderlich/ Craig-Hallum Capital Group 2.50 $15.00 $15.00 $37.50 Priced S/O
2017-03-13 Okta OKTA Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company 11.00 $17.00 $17.00 $187.00 Priced S/O
2017-03-13 Yext YEXT Morgan Stanley/ J.P. Morgan/ RBC Capital Markets 10.50 $11.00 $11.00 $115.50 Priced S/O
2017-03-09 NCS Multistage Holdings NCSM Credit Suisse/ Citigroup/ Wells Fargo Securities 9.50 $17.00 $17.00 $161.50 Priced S/O
2017-03-09 Tocagen TOCA Leerink Partners/ Evercore ISI/ Stifel 8.50 $10.00 $10.00 $85.00 Priced S/O
2017-03-08 Modern Media Acquisition Corp. MMDMU Macquarie Capital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-07 Kayne Anderson Acquisition KAACU Citigroup/ Deutsche Bank Securities/ Credit Suisse 35.00 $10.00 $10.00 $350.00 Priced S/O
2017-03-07 Warrior Met Coal HCC Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets 16.66 $19.00 $19.00 $316.70 Priced S/O
2017-03-02 Select Energy Services WTTR Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan 8.70 $14.00 $14.00 $121.80 Priced S/O
2017-03-02 Silver Run Acquisition Corp II SRUNU Citigroup 90.00 $10.00 $10.00 $900.00 Priced S/O
2017-02-24 Alteryx AYX Goldman, Sachs/ J.P. Morgan/ Citigroup 9.00 $14.00 $14.00 $126.00 Priced S/O
2017-02-17 MuleSoft MULE Goldman, Sachs/ J.P. Morgan/ BoA Merrill Lynch 13.00 $17.00 $17.00 $221.00 Priced S/O
2017-02-17 Vantage Energy Acquisition VEACU Citigroup/ Credit Suisse/ Goldman, Sachs 48.00 $10.00 $10.00 $480.00 Priced S/O
2017-02-15 Canada Goose Holdings GOOS CIBC Capital Markets/ Credit Suisse/ Goldman, Sachs/ RBC Capital Markets 20.00 $12.78 $12.78 $255.60 Priced S/O
2017-02-14 Liberty Oilfield Services LBRT Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI 12.70 $17.00 $17.00 $216.40 Priced S/O
2017-02-10 FTS International FTSI Credit Suisse/ Morgan Stanley/ Wells Fargo Securities/ Barclays/ Citigroup/ Evercore ISI 19.50 $18.00 $18.00 $351.00 Priced S/O
2017-02-10 J.Jill JILL BofA Merrill Lynch/Morgan Stanley/ Jefferies 11.67 $13.00 $13.00 $151.70 Priced S/O
2017-02-08 ProPetro Holding PUMP Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 25.00 $14.00 $14.00 $350.00 Priced S/O
2017-02-06 Azul S.A. AZUL Citigroup/ Itaú BBA/ Deutsche Bank Securities 28.48 $20.06 $20.06 $571.30 Priced S/O
2017-02-06 SG Blocks SGBX Joseph Gunnar & Co. 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-02-02 Snap SNAP Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities 200.00 $17.00 $17.00 $3400.00 Priced S/O
2017-02-01 Hamilton Lane HLNE J.P. Morgan/ Morgan Stanley 11.88 $16.00 $16.00 $190.00 Priced S/O
2017-01-13 Foundation Building Materials FBM Deutsche Bank Securities/ Barclays/ RBC Capital Markets/ Citigroup/ Baird 12.80 $14.00 $14.00 $179.20 Priced S/O
2016-12-23 FinTech Acquisition Corp. II FNTEU Cantor Fitzgerald & Co. 15.30 $10.00 $10.00 $153.00 Priced S/O
2016-12-22 Schneider National SNDR Morgan Stanley/ UBS Investment Bank 28.95 $19.00 $19.00 $550.00 Priced S/O
2016-12-19 Jagged Peak Energy JAG Citigroup/ Credit Suisse/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Wells Fargo Securities 31.60 $15.00 $15.00 $473.99 Priced S/O
2016-12-09 Gores Holdings II GSHTU Deutsche Bank Securities 37.50 $10.00 $10.00 $375.00 Priced S/O
2016-11-22 Presidio, Inc. PSDO J.P. Morgan/ Citigroup 16.67 $14.00 $14.00 $233.30 Priced S/O
2016-11-21 ENDRA Life Sciences NDRAU National Securities Corporation/ Dougherty & Company 1.68 $5.00 $5.00 $8.40 Priced S/O
2016-11-17 Ardagh Group S.A. ARD Citigroup/ Deutsche Bank Securities/ Goldman, Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 16.20 $19.00 $19.00 $307.80 Priced S/O
2016-11-15 BeyondSpring BYSI Rodman & Renshaw (a Unit of H.C. Wainwright & Co.) 0.17 $20.00 $20.00 $3.48 Priced S/O
2016-10-28 Atlantic Acquisition ATACU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2016-10-28 Sachem Capital SACH Joseph Gunnar 2.60 $5.00 $5.00 $13.00 Priced S/O
2016-10-21 CollPlant Holdings CLGN - 0.93 $8.11 $8.11 $7.56 S/O
2016-10-17 Innovative Industrial Properties IIPR Ladenburg Thalmann/ Compass Point 3.35 $20.00 $20.00 $67.00 Priced S/O
2016-10-11 Hunter Maritime Acquisition HUNTU Morgan Stanley 15.00 $10.00 $10.00 $150.00 Priced S/O
2016-10-07 Clipper Realty CLPR FBR/ Raymond James 5.70 $13.50 $13.50 $76.95 Priced S/O
2016-08-26 Gridsum Holding GSUM Goldman Sachs (Asia)/ Citigroup 6.70 $13.00 $13.00 $87.10 Priced S/O
2016-08-19 Everbridge EVBG Credit Suisse/ BofA Merrill Lynch 7.50 $12.00 $12.00 $90.00 Priced S/O
2015-11-09 Elevate Credit ELVT UBS Securities/ Credit Suisse/ Jefferies 12.40 $6.50 $6.50 $80.60 Priced S/O
2015-09-09 AnaptysBio ANAB Credit Suisse/ Stifel 5.00 $15.00 $15.00 $75.00 Priced S/O
2014-09-24 Hess Midstream Partners LP HESM Goldman Sachs/ Morgan Stanley/ Citigroup/ J.P. Morgan/ MUFG/ Wells Fargo Securities 14.78 $23.00 $23.00 $339.90 Priced S/O