IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)		 Price
Low		 Price
High		 Est $ Vol
(millions)		 Expected
To Trade		 SCOOP
Rating
2020-08-12 Dragoneer Growth Opportunities DGNR.U Citigroup/ Goldman Sachs/ J.P. Morgan 60.00 $10.00 $10.00 $600.00 Wednesday S/O
2020-08-12 Duck Creek Technologies DCT Goldman Sachs/ J.P. Morgan/ BofA Securities/ Barclays/ RBC Capital Markets 15.00 $23.00 $25.00 $360.00 Friday S/O
2020-08-12 INHIBRX, INC. INBX Jefferies/ Evercore ISI/ Credit Suisse 6.00 $16.00 $18.00 $102.00 Wednesday S/O
2020-08-11 Harmony Biosciences Holdings HRMY Goldman Sachs/ Jefferies/ Piper Sandler 4.70 $20.00 $23.00 $100.00 Wednesday S/O
2020-08-10 CureVac N.V. CVAC BofA Securities/ Jefferies/ Credit Suisse 13.30 $14.00 $16.00 $199.50 Friday S/O
2020-08-10 Kubient (stock) KBNT Maxim Group/ Joseph Gunnar 2.50 $5.00 $5.00 $12.50 Priced S/O
2020-08-07 CF Finance Acquisition Corp II CFIIU Cantor 52.50 $10.00 $10.00 $525.00 TBA S/O
2020-08-07 FS Development FSDC Jefferies 10.00 $10.00 $10.00 $100.00 Wednesday S/O
2020-08-07 FTAC Olympus Acquisition FTOCU Citigroup/ Cantor 75.00 $10.00 $10.00 $750.00 TBA S/O
2020-08-07 Industrial Tech Acquisitions ITACU Maxim Group 6.00 $10.00 $10.00 $60.00 TBA S/O
2020-08-07 KE Holdings BEKE Goldman Sachs/ Morgan Stanley/ China Renaissance/ J.P. Morgan/ CICC 106.00 $17.00 $19.00 $1908.00 Thursday S/O
2020-08-07 Northern Genesis Acquisition NGA.U Raymond James/ EarlyBirdCapital 30.00 $10.00 $10.00 $300.00 Thursday S/O
2020-08-07 XPeng XPEV Credit Suisse/ J.P. Morgan/ BofA Securities 0.00 $100.00 TBA S/O
2020-08-06 Fortis Minerals NRI Credit Suisse/ Goldman Sachs/ Barclays/ Citigroup/ J.P. Morgan/ RBC Capital Markets/ Scotia Howard Weil/ UBS Investment Bank/ Wells Fargo Securities 0.00 $100.00 Withdrawn S/O
2020-08-06 Kubient (warrants) KBNTW Maxim Group/ Joseph Gunnar 2.50 $5.00 $5.00 $12.50 Priced S/O
2020-08-06 Lionheart Acquisition Corp. II LCAPU Nomura/ Cantor 20.00 $10.00 $10.00 $200.00 TBA S/O
2020-08-06 PMV Consumer Acquisition PMVC.U UBS Investment Bank/ BTIG 17.50 $10.00 $10.00 $175.00 TBA S/O
2020-08-06 RedBall Acquisition RBAC.U Goldman Sachs 50.00 $10.00 $10.00 $500.00 Thursday S/O
2020-08-06 Ucommune Group Holdings UK Haitong International/ China Renaissance 0.00 $100.00 Withdrawn S/O
2020-08-06 Vistas Media Acquisition VMACU I-Bankers Securities 10.00 $10.00 $10.00 $100.00 Priced S/O
2020-08-05 Acutus Medical AFIB J.P. Morgan/ BofA Securities/ William Blair 8.82 $18.00 $18.00 $158.80 Priced S/O
2020-08-05 Broadstone Net Lease BNL J.P. Morgan/ Goldman Sachs/ BMO Capital Markets/ Morgan Stanley/ Capital One Securities/ Truist Securities 0.00 $100.00 S/O
2020-08-05 Fortress Value Acquisition Corp. II FAII.U Deutsche Bank Securities/ Morgan Stanley/ BofA Securities 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-08-05 GBS GBSG Dawson James Securities 0.00 $23.00 TBA S/O
2020-08-05 Kiromic Biopharma KRBP ThinkEquity (a division of Fordham Financial Management) 1.92 $12.00 $14.00 $25.00 TBA S/O
2020-08-05 Kismet Acquisition One KSMTU Credit Suisse/ BofA Securities 25.00 $10.00 $10.00 $250.00 Priced S/O
2020-08-05 NETSTREIT NTST Wells Fargo Securities/ BofA Securities/ Citigroup/ Stifel/ Jefferies 15.50 $19.00 $21.00 $310.00 Thursday S/O
2020-08-05 Oak Street Health OSH J.P. Morgan/ Goldman Sachs/ Morgan Stanley 15.60 $21.00 $21.00 $328.13 Priced S/O
2020-08-05 PainReform Ltd. PRFX Maxim Group/ Joseph Gunnar 2.60 $8.00 $10.00 $23.00 TBA S/O
2020-08-04 Alpha Healthcare Acquisition AHACU Mizuho Securities/ Oppenheimer & Co. 10.00 $10.00 $10.00 $100.00 TBA S/O
2020-08-04 BowX Acquisition BOWXU UBS Investment Bank 42.00 $10.00 $10.00 $420.00 Priced S/O
2020-08-04 Colonnade Acquisition CLA.U BTIG 20.00 $10.00 $10.00 $200.00 TBA S/O
2020-08-04 FAST Acquisition FST.U Citigroup/ UBS Investment Bank 20.00 $10.00 $10.00 $200.00 TBA S/O
2020-08-04 GO Acquisition GOAC.U Credit Suisse/ Citigroup/ Morgan Stanley 50.00 $10.00 $10.00 $500.00 Priced S/O
2020-08-04 Holicity HOLUU Deutsche Bank Securities/ BofA Securities 27.50 $10.00 $10.00 $275.00 Priced S/O
2020-08-04 Rackspace Technology RXT Goldman Sachs/ Citigroup/ JPMorgan/ RBC Capital Markets/ Evercore ISI 33.50 $21.00 $21.00 $703.50 Priced S/O
2020-08-04 TWC Tech Holdings II TWCTU Citigroup/ Deutsche Bank Securities 52.50 $10.00 $10.00 $525.00 TBA S/O
2020-08-03 BigCommerce Holdings BIGC Morgan Stanley/ Barclays/ Jefferies/ KeyBanc Capital Markets 9.02 $24.00 $24.00 $216.50 Priced S/O
2020-08-03 Checkmate Pharmaceuticals CMPI BofA Securities/ Jefferies/ BMO Capital Markets 5.00 $15.00 $15.00 $75.00 Priced S/O
2020-08-03 dMY Technology Group, Inc. II DMYD.U Goldman Sachs 20.00 $10.00 $10.00 $200.00 TBA S/O
2020-08-03 Foley Trasimene Acquisition II BFT.U Credit Suisse/ BofA Securities 120.00 $10.00 $10.00 $1200.00 TBA S/O
2020-08-03 Gores Holdings V GRSVU Deutsche Bank Securities/ Morgan Stanley 47.50 $10.00 $10.00 $475.00 Priced S/O
2020-08-03 Harbor Custom Development HCDI ThinkEquity (a division of Fordham Financial Management) 2.14 $6.00 $8.00 $15.00 TBA S/O
2020-08-03 Health Sciences Acquisitions Corp 2 HSAQ Chardan/ Barclays 13.90 $10.00 $10.00 $139.00 Priced S/O
2020-08-03 HighCape Capital Acquisition CAPAU Cantor 10.00 $10.00 $10.00 $100.00 TBA S/O
2020-08-03 Horizon Acquisition Corporation HZAC.U Credit Suisse 50.00 $10.00 $10.00 $500.00 TBA S/O
2020-08-03 Presidio Property Trust SQFT Kingswood Capital Markets (a division of Benchmark Investments) 2.00 $5.00 $5.00 $10.00 Wednesday S/O
2020-07-31 Applied UV, Inc. AUVI Network 1 Financial Securities, Inc. 1.00 $5.00 $5.00 $5.00 TBA S/O
2020-07-31 Baosheng Media Group Holdings BAOS Univest Securities 5.00 $5.00 $6.00 $27.50 TBA S/O
2020-07-31 Burgundy Technology Acquisition BTAQU Mizuho Securities 40.00 $10.00 $10.00 $400.00 TBA S/O
2020-07-31 CSR Acquisition CSRA.U Credit Suisse 30.00 $10.00 $10.00 $300.00 TBA S/O
2020-07-31 Kymera Therapeutics TBA Morgan Stanley/ BofA Securities/ Cowen/ Guggenheim Securities 0.00 $100.00 TBA S/O
2020-07-31 Nano-X Imaging Ltd. NNOX Cantor/ Oppenheimer/ Berenberg/ CIBC Capital Markets 0.00 $125.00 TBA S/O
2020-07-31 Star Peak Energy Transition STPK.U Credit Suisse/ Goldman Sachs 35.00 $10.00 $10.00 $350.00 TBA S/O
2020-07-31 Vision Marine Technologies VMAR ThinkEquity (a division of Fordham Financial Management) 0.00 $17.25 TBA S/O
2020-07-30 BCTG Acquisition BCTG SVB Leerink 12.50 $10.00 $10.00 $125.00 TBA S/O
2020-07-30 CC Neuberger Principal Holdings II PRPB.U Credit Suisse/ Citigroup/ Morgan Stanley 72.00 $10.00 $10.00 $720.00 Priced S/O
2020-07-30 E.Merge Technology Acquisition ETACU Cantor/ Mizuho Securities 52.20 $10.00 $10.00 $522.00 Priced S/O
2020-07-30 Fathom Holdings FTHM Roth Capital Partners 3.43 $10.00 $10.00 $34.30 Priced S/O
2020-07-30 INSU Acquisition Corp. II INAQU Cantor 17.50 $10.00 $10.00 $175.00 TBA S/O
2020-07-30 Li Auto LI Goldman Sachs (Asia)/ Morgan Stanley/ UBS Investment Bank/ CICC 95.00 $11.50 $11.50 $1092.50 Priced S/O
2020-07-30 NewHold Investment Corp. NHICU Stifel 15.00 $10.00 $10.00 $150.00 Priced S/O
2020-07-30 one AONE.U Goldman Sachs 20.00 $10.00 $10.00 $200.00 TBA S/O
2020-07-30 Petra Acquisition PAICU LifeSci Capital/ Ladenburg Thalmann 12.50 $10.00 $10.00 $125.00 TBA S/O
2020-07-30 Vasta Platform Limited VSTA Goldman Sachs/BofA Securities/ Morgan Stanley/ Itau BBA 18.58 $19.00 $19.00 $353.40 Priced S/O
2020-07-30 Vital Farms, Inc. VITL Goldman Sachs/ Morgan Stanley/ Credit Suisse 9.30 $22.00 $22.00 $204.70 Priced S/O
2020-07-29 AlloVir ALVR Morgan Stanley/ J.P. Morgan/ SVB Leerink/ Piper Sandler 16.25 $17.00 $17.00 $276.25 Priced S/O
2020-07-29 Churchill Capital Corp IV CCIV.U Citigroup 180.00 $10.00 $10.00 $1800.00 Priced S/O
2020-07-29 Forum Merger III Corp. FIIIU Jefferies 25.00 $10.00 $10.00 $250.00 TBA S/O
2020-07-29 IBEX Ltd. IBEX Citigroup/ RBC Capital Markets/ Baird 4.76 $19.00 $19.00 $90.40 Priced S/O
2020-07-28 ACell ACLL UBS Investment Bank/ Barclays/ RBC Capital Markets 5.00 $14.00 $16.00 $75.00 Withdrawn S/O
2020-07-28 Inhibrx INBX Jefferies/ Evercore ISI/ Credit Suisse 0.00 $100.00 TBA S/O
2020-07-28 Jupiter Wellness (stock) JUPW WestPark Capital/ KINGSWOOD CAPITAL MARKETS (Division of Benchmark Investments) 1.00 $7.50 $7.50 $7.50 TBA S/O
2020-07-28 Jupiter Wellness (warrants) JUPWW WestPark Capital/ KINGSWOOD CAPITAL MARKETS (Division of Benchmark Investments) 1.00 $7.50 $7.50 $7.50 TBA S/O
2020-07-28 Vertex VERX Goldman Sachs/ Morgan Stanley 21.20 $19.00 $19.00 $401.85 Priced S/O
2020-07-24 Car House Holding Co., Ltd. CARH Network 1 Financial Securities 3.85 $6.50 $7.50 $26.95 TBA S/O
2020-07-24 NavSight Holdings NSH.U Credit Suisse 20.00 $10.00 $10.00 $200.00 Wednesday S/O
2020-07-23 Annexon ANNX J.P. Morgan/ BofA Securities/ Cowen 14.75 $17.00 $17.00 $250.75 Priced S/O
2020-07-23 Greencity Acquisition GRCYU Ladenburg Thalmann 4.00 $10.00 $10.00 $40.00 Priced S/O
2020-07-23 Inhibikase Therapeutics IKT ThinkEquity​ (a division of Fordham Financial Management) 0.00 $17.25 TBA S/O
2020-07-23 Inozyme Pharma INZY BofA Securities/ Cowen/ Piper Sandler 7.00 $16.00 $16.00 $112.00 Priced S/O
2020-07-23 iTeos Therapeutics ITOS J.P. Morgan/ SVB Leerink/ Piper Sandler 10.60 $19.00 $19.00 $201.40 Priced S/O
2020-07-23 Nurix Therapeutics NRIX J.P. Morgan/ Piper Sandler/ Stifel 11.00 $19.00 $19.00 $209.00 Priced S/O
2020-07-23 PaxMedica PXMD The Benchmark Company (a division of Arcadia Securities) 2.50 $5.50 $6.50 $15.00 TBA S/O
2020-07-22 East Resources Acquisition ERESU Wells Fargo Securities 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-07-22 Montrose Environmental Group MEG BofA Securities/ William Blair 10.00 $15.00 $15.00 $150.00 Priced S/O
2020-07-22 Skillful Craftsman Education Technology Ltd. EDTK The Benchmark Company/ Axiom Capital Management 3.00 $5.00 $5.00 $15.00 Priced S/O
2020-07-21 1847 Goedeker GOED ThinkEquity (a division of Fordham Financial Management) 1.11 $9.00 $9.00 $10.00 Priced S/O
2020-07-21 4D Molecular Therapeutics DDDD Goldman Sachs/ Evercore ISI/ William Blair 0.00 $100.00 Withdrawn S/O
2020-07-21 ARYA Sciences Acquisition Corp III ARYA Jefferies/ Goldman Sachs 13.00 $10.00 $10.00 $130.00 Priced S/O
2020-07-21 Jamf Holding JAMF Goldman Sachs/ J.P. Morgan/ BofA Securities/ Barclays 18.00 $26.00 $26.00 $468.00 Priced S/O
2020-07-21 Property Solutions Acquisition PSACU EarlyBirdCapital 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-07-20 Pershing Square Tontine Holdings PSTH.U Citigroup/ Jefferies/ UBS Investment Bank 200.00 $20.00 $20.00 $4000.00 Priced S/O
2020-07-17 Yucaipa Acquisition YAC.U Citigroup 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-07-16 ALX Oncology Holdings ALXO Jefferies/ Credit Suisse/ Piper Sandler/ Cantor 8.50 $19.00 $19.00 $161.50 Priced S/O
2020-07-16 Deerfield Healthcare Technology Acquisitions DFHTU Deutsche Bank Securities/ UBS Investment Bank 12.50 $10.00 $10.00 $125.00 Priced S/O
2020-07-16 Pandion Therapeutics Holdco PAND Goldman Sachs/ Morgan Stanley/ SVB Leerink/ BMO Capital Markets 7.50 $18.00 $18.00 $119.00 Priced S/O
2020-07-15 Berkeley Lights BLI J.P. Morgan/ Morgan Stanley/ Cowen 8.10 $22.00 $22.00 $178.20 Priced S/O
2020-07-15 Relay Therapeutics RLAY J.P. Morgan/ Goldman Sachs/ Cowen/ Guggenheim Securities 20.00 $20.00 $20.00 $400.00 Priced S/O
2020-07-14 D8 Holdings DEH.U UBS Investment Bank 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-07-14 GoHealth GOCO Goldman Sachs/ BofA Securities/ Morgan Stanley 43.50 $21.00 $21.00 $913.50 Priced S/O
2020-07-14 Malacca Straits Acquisition MLACU BTIG 12.50 $10.00 $10.00 $125.00 Priced S/O
2020-07-13 Artius Acquisition AACQU Credit Suisse/ Goldman Sachs 63.00 $10.00 $10.00 $630.00 Priced S/O
2020-07-13 nCino NCNO BofA Securities/ Barclays Capital/ KeyBanc Capital Markets/ SunTrust Robinson Humphrey 8.06 $31.00 $31.00 $249.89 Priced S/O
2020-07-13 Trean Insurance Group TIG J.P. Morgan/ Evercore ISI/ William Blair 10.70 $15.00 $15.00 $150.00 Priced S/O
2020-07-09 Moving iMage Technologies MITQ Boustead Securities 3.50 $3.00 $3.00 $10.50 TBA S/O
2020-07-09 Nkarta NKTX Cowen/ Evercore ISI/ Stifel/ Mizuho Securities 14.00 $18.00 $18.00 $252.00 Priced S/O
2020-07-09 Poseida Therapeutics PSTX BofA Securities/ Piper Sandler/ William Blair 14.00 $16.00 $16.00 $224.00 Priced S/O
2020-07-08 HPX Corp. HPX.U Credit Suisse 22.00 $10.00 $10.00 $220.00 Priced S/O
2020-07-08 PTK Acquisition PTK.U Chardan 10.00 $10.00 $10.00 $100.00 Priced S/O
2020-07-07 BlueCity Holdings BLCT AMTD/ Loop Capital Markets/ Tiger Brokers/ Prime Number Capital/ R. F. Lafferty 5.30 $16.00 $16.00 $84.80 Priced S/O
2020-07-07 Therapeutics Acquisition TXAC Jefferies 11.80 $10.00 $10.00 $118.00 Priced S/O
2020-07-06 ACE Convergence Acquisition ACEVU Cantor 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-07-02 Ascendant Digital Acquisition ACND.U UBS Investment Bank 36.00 $10.00 $10.00 $360.00 Priced S/O
2020-07-02 CN ENERGY GROUP CNEY Network 1 Financial Securities 5.00 $4.00 $5.00 $22.50 TBA S/O
2020-07-01 Accolade ACCD Goldman Sachs/ Morgan Stanley/ BofA Securities 10.02 $22.00 $22.00 $220.50 Priced S/O
2020-07-01 Lemonade LMND Goldman Sachs/ Morgan Stanley/ Allen & Company/ Barclays Capital 11.00 $29.00 $29.00 $319.00 Priced S/O
2020-06-30 DoubleDown Interactive DDI J.P. Morgan/ BofA Securities 5.50 $15.60 $15.60 $85.80 Postponed S/O
2020-06-30 Dun & Bradstreet Holdings DNB Goldman Sachs/ BofA Securities/ J.P. Morgan/ Barclays 78.30 $22.00 $22.00 $1722.70 Priced S/O
2020-06-30 Panacea Acquisition PANA.U Cowen 12.50 $10.00 $10.00 $125.00 Priced S/O
2020-06-30 PCI Media PCIM.U Roth Capital Partners 2.50 $9.00 $8.00 $17.50 Withdrawn S/O
2020-06-30 Quhuo Limited QH Roth Capital Partners/ VALUABLE CAPITAL LIMITED/ Tiger Brokers 3.30 $10.00 $10.00 $33.00 Priced S/O
2020-06-29 ADiTx Therapeutics ADTX Dawson James Securities 1.23 $9.00 $9.00 $11.00 Priced S/O
2020-06-29 GS Acquisition Holdings Corp II GSAH.U Goldman Sachs/ Citigroup 70.00 $10.00 $10.00 $700.00 Priced S/O
2020-06-26 Greenwich LifeSciences GLSI Aegis Capital 1.00 $7.50 $8.50 $8.00 TBA S/O
2020-06-25 Agora API Morgan Stanley/ BofA Securities 17.50 $20.00 $20.00 $350.00 Priced S/O
2020-06-25 Akouos AKUS BofA Securities/ Cowen/ Piper Sandler 12.50 $17.00 $17.00 $212.50 Priced S/O
2020-06-25 Albertsons Companies ACI BofA Securities/ Goldman Sachs/J.P. Morgan/ Citigroup 50.00 $16.00 $16.00 $800.00 Priced S/O
2020-06-25 Ebang International Holdings EBON AMTD/ Loop Capital Markets 19.30 $5.23 $5.23 $100.80 Priced S/O
2020-06-25 Fusion Acquisition FUSE.U Cantor 30.50 $10.00 $10.00 $305.00 Priced S/O
2020-06-25 Fusion Pharmaceuticals FUSN Morgan Stanley/ Jefferies/ Cowen 12.50 $17.00 $17.00 $212.50 Priced S/O
2020-06-25 Kensington Capital Acquisition KCAC.U UBS Investment Bank/ Stifel 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-06-25 PolyPid PYPD Barclays/ BMO Capital Markets 3.75 $16.00 $16.00 $60.00 Priced S/O
2020-06-25 UTime Limited UTME ViewTrade Securities 3.75 $4.00 $5.00 $16.90 TBA S/O
2020-06-24 Capstar Special Purpose Acquisition CPSR.U Citigroup/ UBS Investment Bank/ BTIG 24.00 $10.00 $10.00 $240.00 Priced S/O
2020-06-23 Brilliant Acquisition BRLIU EarlyBirdCapital 4.00 $10.00 $10.00 $40.00 Priced S/O
2020-06-19 Progenity PROG Piper Sandler/ Wells Fargo Securities 6.67 $15.00 $15.00 $100.00 Priced S/O
2020-06-18 Genetron Holdings GTH Credit Suisse/ CICC 16.00 $16.00 $16.00 $256.00 Priced S/O
2020-06-18 Repare Therapeutics RPTX Morgan Stanley/ Goldman Sachs/ Cowen/ Piper Sandler 11.00 $20.00 $20.00 $220.00 Priced S/O
2020-06-16 Trebia Acquisition TREB.U Credit Suisse/ BofA Securities 45.00 $10.00 $10.00 $450.00 Priced S/O
2020-06-15 Forma Therapeutics Holdings FMTX Jefferies/ SVB Leerink/ Credit Suisse 13.88 $20.00 $20.00 $277.60 Priced S/O
2020-06-15 Royalty Pharma plc RPRX J.P. Morgan/ Morgan Stanley/ BofA Securities/ Goldman Sachs/ Citigroup/ UBS Investment Bank 77.68 $28.00 $28.00 $2175.08 Priced S/O
2020-06-11 Avidity Biosciences RNA Cowen/ SVB Leerink/ Credit Suisse/ Wells Fargo Securities 14.40 $18.00 $18.00 $259.20 Priced S/O
2020-06-11 AZEK Company (The) AZEK Barclays/ BofA Securities/ Goldman Sachs/ Jefferies 33.25 $23.00 $23.00 $764.78 Priced S/O
2020-06-11 Burning Rock Biotech Ltd. BNR Morgan Stanley/ BofA Securities/ Cowen 13.50 $16.50 $16.50 $222.75 Priced S/O
2020-06-11 Generation Bio GBIO J.P. Morgan/ Jefferies/ Cowen 10.50 $19.00 $19.00 $200.00 Priced S/O
2020-06-11 Vaxcyte PCVX BofA Securities/ Jefferies/ Evercore ISI 15.60 $16.00 $16.00 $250.00 Priced S/O
2020-06-10 Lantern Pharma LTRN ThinkEquity (a division of Fordham Financial Management) 1.75 $15.00 $15.00 $26.25 Priced S/O
2020-06-09 uCloudlink Group UCL I-Bankers Securities/ Valuable Capital Limited 2.01 $18.00 $18.00 $36.18 Priced S/O
2020-06-08 Hudson Executive Investment HECCU Citigroup/ J.P. Morgan 36.00 $10.00 $10.00 $360.00 Priced S/O
2020-06-08 Vroom VRM Goldman Sachs/ BofA Securities/ Allen & Company/ Wells Fargo Securities 21.25 $22.00 $22.00 $467.50 Priced S/O
2020-06-05 ArcherDX RCHR J.P. Morgan/ BofA Securities 0.00 $100.00 TBA S/O
2020-06-05 TIAN RUIXIANG Holdings TIRX Network 1 Financial Securities 3.00 $4.00 $4.50 $12.75 TBA S/O
2020-06-04 Applied Molecular Transport AMTI BofA Securities/Jefferies/ SVB Leerink 11.00 $14.00 $14.00 $154.00 Priced S/O
2020-06-04 ARYA Sciences Acquisition Corp II ARYBU Jefferies/ Goldman Sachs 13.00 $10.00 $10.00 $130.00 Priced S/O
2020-06-04 Dada Nexus Limited DADA Goldman Sachs (Asia)/ BofA Securities/ Jefferies 20.00 $16.00 $16.00 $320.00 Priced S/O
2020-06-04 Global Internet of People SDH ViewTrade Securities 5.60 $5.00 $5.00 $28.00 TBA S/O
2020-06-04 Legend Biotech LEGN Morgan Stanley/ J.P. Morgan Securities/ Jefferies 18.42 $23.00 $23.00 $423.80 Priced S/O
2020-06-04 MingZhu Logistics Holdings YGMZ ViewTrade Securities 3.00 $4.00 $4.50 $12.75 TBA S/O
2020-06-04 Shift4 Payments FOUR Citigroup/ Credit Suisse/ Goldman Sachs 15.00 $23.00 $23.00 $345.00 Priced S/O
2020-06-03 Warner Music Group WMG Morgan Stanley/ Credit Suisse/ Goldman Sachs/ BofA Securities/ Citigroup/ J.P. Morgan 77.00 $25.00 $25.00 $1925.00 Priced S/O
2020-06-03 ZoomInfo Technologies ZI J.P. Morgan/ Morgan Stanley/ Barclays/ Credit Suisse/ BofA Securities/ Deutsche Bank Securities/ RBC Capital Markets/ UBS Investment Bank/ Wells Fargo Securities 44.50 $21.00 $21.00 $934.50 Priced S/O
2020-06-02 Pliant Therapeutics PLRX Citigroup/ Cowen/ Piper Sandler 9.00 $16.00 $16.00 $135.00 Priced S/O
2020-06-01 Calliditas Therapeutics AB CALT Citigroup/ Jefferies/ Stifel 9.20 $19.50 $19.50 $179.40 S/O
2020-05-29 Mountain Crest Acquisition MCACU Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2020-05-27 Foley Trasimene Acquisition WPF.U Credit Suisse/ BofA Securities 90.00 $10.00 $10.00 $900.00 Priced S/O
2020-05-20 Longview Acquisition LGVW.U Cowen/ UBS Investment Bank 36.00 $10.00 $10.00 $360.00 Priced S/O
2020-05-20 SelectQuote SLQT Credit Suisse/ Morgan Stanley/ Evercore ISI/ RBC Capital Markets/ Barclays/ Citigroup/ Jefferies 28.50 $20.00 $20.00 $570.00 Priced S/O
2020-05-19 B. Riley Principal Merger Corp. II BMRG.U B. Riley FBR 17.50 $10.00 $10.00 $175.00 Priced S/O
2020-05-18 Inari Medical NARI BofA Securities/Morgan Stanley 8.20 $19.00 $19.00 $155.80 Priced S/O
2020-05-14 ADC Therapeutics SA ADCT Morgan Stanley/ BofA Securities/ Cowen and Company 12.25 $19.00 $19.00 $232.75 Priced S/O
2020-05-14 Novus Capital NOVSU EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 Priced S/O
2020-05-13 GigCapital3 GIK.U Nomura/ Oppenheimer 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-05-13 Jaws Acquisition JWS.U Credit Suisse 60.00 $10.00 $10.00 $600.00 Priced S/O
2020-05-08 Pulmonx LUNG BofA Securities/ Morgan Stanley 0.00 $86.25 Withdrawn S/O
2020-05-07 Ayala Pharmaceuticals AYLA Citigroup/ Jefferies 3.67 $15.00 $15.00 $55.00 Priced S/O
2020-05-07 China Liberal Education Holdings CLEU Boustead Securities 1.33 $6.00 $6.00 $7.99 Priced S/O
2020-05-07 FreeCast FCST Alexander Capital 0.00 $17.25 TBA S/O
2020-05-07 Live Oak Acquisition LOAK.U Jefferies 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-05-05 Sustainable Opportunities Acquisition SOAC.U Citigroup 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-05-04 GAN Limited GAN B. Riley FBR 6.40 $8.50 $8.50 $54.23 S/O
2020-05-04 Kingsoft Cloud Holdings KC J.P. Morgan/ UBS Investment Bank/ Credit Suisse/ CICC 30.00 $17.00 $17.00 $510.00 Priced S/O
2020-05-04 Roth CH Acquisition I Co. ROCHU Roth Capital Partners/ Craig-Hallum Capital Group 7.50 $10.00 $10.00 $75.00 Priced S/O
2020-05-01 Oriental Culture Holding LTD. OCG ViewTrade Securities 5.00 $4.00 $4.00 $20.00 TBA S/O
2020-04-30 Collective Growth Corp. CGROU Cantor 15.00 $10.00 $10.00 $150.00 Priced S/O
2020-04-30 Vontier VNT Goldman Sachs 0.00 $100.00 Withdrawn S/O
2020-04-29 Fortress Value Acquisition FVAC.U Deutsche Bank Securities 30.00 $10.00 $10.00 $300.00 Priced S/O
2020-04-28 JIANA Science and Technology JANA ViewTrade Securities 0.00 $11.50 TBA S/O
2020-04-27 Lyra Therapeutics LYRA BofA Securities/ Jefferies/ William Blair 3.50 $16.00 $16.00 $56.00 Priced S/O
2020-04-27 Social Capital Hedosophia Holdings Corp. II IPOB.U Credit Suisse 36.00 $10.00 $10.00 $360.00 Priced S/O
2020-04-24 SeqLL SQL WallachBeth Capital, LLC 1.35 $5.40 $6.40 $7.96 Withdrawn S/O
2020-04-23 CC Neuberger Principal Holdings I PCPL.U Goldman Sachs/ BofA Securities/ UBS Investment Bank 36.00 $10.00 $10.00 $360.00 Priced S/O
2020-04-23 Chardan Healthcare Acquisition 2 CHAQ.U Chardan 8.50 $10.00 $10.00 $85.00 Priced S/O
2020-04-23 ORIC Pharmaceuticals ORIC J.P. Morgan/ Citigroup/ Jefferies/ Guggenheim Securities 7.50 $16.00 $16.00 $120.00 Priced S/O
2020-04-21 Hitek Global HKIT Newbridge Securities Corporation/ WestPark Capital 4.00 $5.00 $5.00 $20.00 Week of S/O
2020-04-21 Social Capital Hedosophia Holdings Corp. III IPOC.U Credit Suisse 72.00 $10.00 $10.00 $720.00 Priced S/O
2020-04-08 Qilian International Holding Group QLI Univest Securities 4.00 $5.00 $7.00 $24.00 TBA S/O
2020-04-07 Keros Therapeutics KROS Jefferies/ SVB Leerink/ Piper Sandler 6.00 $16.00 $16.00 $96.00 Priced S/O
2020-03-31 WiMi Hologram Cloud WIMI Benchmark Company/ Valuable Capital Limited/ Maxim Group LLC 4.75 $5.50 $5.50 $26.12 Priced S/O
2020-03-27 Loha Co. Ltd LOHA Maxim Group. Tiger Brokers/ Valuable Capital/ Prime Number Capital 4.28 $5.00 $7.00 $25.70 TBA S/O
2020-03-18 UTXO Acquisition UTXOU Univest Securities 5.00 $10.00 $10.00 $50.00 TBA S/O
2020-03-11 Goxus GOXS Network 1 Financial Securities 1.50 $8.00 $10.00 $13.50 TBA S/O
2020-03-11 IMARA Inc. IMRA Morgan Stanley/ Citigroup/ SVB Leerink 4.70 $16.00 $16.00 $75.20 Priced S/O
2020-03-09 Atotech Limited ATC Citigroup/ Credit Suisse/ BofA Securities/ J.P. Morgan/ Barclays/ Deutsche Bank Securities/ Jefferies/ RBC Capital Markets/ UBS Investment Bank/ Baird/ BMO Capital Markets/ HSBC 0.00 $100.00 TBA S/O
2020-03-06 Zentalis Pharmaceuticals ZNTL Morgan Stanley/ Jefferies/ SVB Leerink/ Guggenheim Securities 9.18 $18.00 $18.00 $165.24 Priced S/O
2020-03-05 Flying Eagle Acquisition FEAC.U Goldman Sachs/ DNB Markets 60.00 $10.00 $10.00 $600.00 Priced S/O
2020-03-05 LifeSci Acquisition LSACU Chardan 6.00 $10.00 $10.00 $60.00 Priced S/O
2020-03-05 Safe Auto Insurance Group SAIG BofA Merrill Lynch/ Deutsche Bank Securities 0.00 $50.00 Withdrawn S/O
2020-03-04 Meten International Education Group MEDU Citigroup/ CICC/ Macquarie Capital 0.00 $100.00 Withdrawn S/O
2020-03-03 DFP Healthcare Acquisitions DFPHU Deutsche Bank Securities 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-03-02 GFL Environmental Holdings GFL JPMorgan/ BMO Capital Markets/ Goldman Sachs/ RBC Capital Markets/ Scotiabank 75.00 $19.00 $19.00 $1425.00 Priced S/O
2020-02-28 NLS Pharmaceutics Ltd. NLSP Maxim Group LLC 0.00 $40.25 TBA S/O
2020-02-28 Procore Technologies PCOR Goldman Sachs/ J.P. Morgan/ Barclays/ Jefferies 0.00 $100.00 TBA S/O
2020-02-27 Passage BIO PASG J.P. Morgan/ Goldman Sachs/ Cowen 12.00 $18.00 $18.00 $216.00 Priced S/O
2020-02-21 ZHONGCHAO ZCMD Network 1 Financial Securities 3.00 $4.00 $4.00 $12.00 Priced S/O
2020-02-20 dMY Technology Group DMYT.U Goldman Sachs/ UBS Investment Bank 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-02-19 East Stone Acquisition ESSCU I-Bankers Securities 12.00 $10.00 $10.00 $120.00 Priced S/O
2020-02-19 EnVen Energy ENVN Citigroup/ J.P. Morgan/ Stifel 0.00 $100.00 Withdrawn S/O
2020-02-14 Cole Haan CLHN BofA Securities/ Morgan Stanley/ J.P. Morgan/ Goldman Sachs 0.00 $100.00 TBA S/O
2020-02-13 Churchill Capital Corp. III CCXX.U Citigroup/ Goldman Sachs 100.00 $10.00 $10.00 $1000.00 Priced S/O
2020-02-13 Fit Boxx Holdings FBOX WestPark Capital 2.00 $5.00 $6.50 $11.50 TBA S/O
2020-02-13 Newborn Acquisition NBACU Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2020-02-12 Muscle Maker GRIL Alexander Capital 1.54 $5.00 $5.00 $7.70 Priced S/O
2020-02-12 Revolution Medicines RVMD J.P. Morgan/ Cowen/ SVB Leerink/ Guggenheim Securities 14.00 $17.00 $17.00 $238.00 Priced S/O
2020-02-12 Yunhong International ZGYHU Maxim Group LLC 6.00 $10.00 $10.00 $60.00 Priced S/O
2020-02-11 China Eco-Materials Group ZGHB Network 1 Financial Securities 2.20 $4.50 $4.50 $10.00 TBA S/O
2020-02-11 Huize Holding Ltd. HUIZ Citigroup/ CICC 5.25 $10.50 $10.50 $57.75 Priced S/O
2020-02-10 CITIC Capital Acquisition CCAC.U Credit Suisse 24.00 $10.00 $10.00 $240.00 Priced S/O
2020-02-10 Greenrose Acquisition GNRSU Imperial Capital 15.00 $10.00 $10.00 $150.00 Priced S/O
2020-02-07 F5 Finishes FLRZ Maxim Group/ Zelman Partners 4.00 $5.00 $5.00 $20.00 Week of S/O
2020-02-07 Priam Properties PRMI D.A. Davidson & Co. 0.00 $100.00 TBA S/O
2020-02-06 NexPoint Real Estate Finance NREF Raymond James/ Keefe Bruyette & Woods (a Stifel Company)/ Baird 5.00 $19.00 $19.00 $95.00 Priced S/O
2020-02-06 OneWater Marine ONEW Raymond James/ Baird/ SunTrust Robinson Humphrey 4.62 $12.00 $12.00 $55.38 Priced S/O
2020-02-06 Professional Holding PFHD Stephens/ Keefe, Bruyette & Woods (A Stifel Company​) 3.10 $18.50 $18.50 $57.35 S/O
2020-02-05 Beam Therapeutics BEAM J.P. Morgan/ Jefferies/ Barclays 10.59 $17.00 $17.00 $180.00 Priced S/O
2020-02-05 Casper Sleep CSPR Morgan Stanley/ Goldman Sachs/ Jefferies 8.35 $12.00 $12.00 $100.20 Priced S/O
2020-02-05 PPD PPD Barclays/ J.P. Morgan/ Morgan Stanley/ Goldman Sachs/ BofA Securities/ Credit Suisse/ Jefferies/ UBS Investment Bank/ Citigroup/ Deutsche Bank Securities/ Evercore ISI/ HSBC/ Mizuho Securities/ Baird/ William Blair 60.00 $27.00 $27.00 $1620.00 Priced S/O
2020-02-05 Schrodinger SDGR Morgan Stanley/ BofA Securities/ Jefferies/ BMO Capital Markets 11.88 $17.00 $17.00 $202.00 Priced S/O
2020-02-04 KCI Holdings TBA J.P. Morgan/Goldman Sachs/ BofA Merrill Lynch 0.00 $100.00 Withdrawn S/O
2020-02-03 InterPrivate Acquisition IPV.U EarlyBirdCapital 21.00 $10.00 $10.00 $210.00 Priced S/O
2020-01-31 Riley Exploration Permian REPX Roth Capital Partners/ Seaport Global Securities 0.00 $115.00 Withdrawn S/O
2020-01-30 AnPac Bio-Medical Science ANPC WestPark Capital/ Univest Securities 1.33 $12.00 $12.00 $16.00 Priced S/O
2020-01-30 Arcutis Biotherapeutics ARQT Goldman Sachs/ Cowen/ Guggenheim Securities 9.37 $17.00 $17.00 $159.37 Priced S/O
2020-01-29 Black Diamond Therapeutics BDTX J.P. Morgan/ Jefferies/ Cowen 10.59 $19.00 $19.00 $201.14 Priced S/O
2020-01-28 Annovis Bio ANVS ThinkEquity (a division of Fordham Financial Management, Inc. ) 2.00 $6.00 $6.00 $12.00 Priced S/O
2020-01-28 Auddia (Clip Interactive) AUDD Network 1 Financial Securities 1.20 $5.00 $5.00 $6.00 TBA S/O
2020-01-23 Gores Holdings IV GHIVU Deutsche Bank Securities/ Morgan Stanley 40.00 $10.00 $10.00 $400.00 Priced S/O
2020-01-23 SCVX Corp. SCVX.U Credit Suisse 20.00 $10.00 $10.00 $200.00 Priced S/O
2020-01-21 1Life Healthcare ONEM J.P. Morgan/ Morgan Stanley 17.50 $14.00 $14.00 $245.00 Priced S/O
2020-01-21 Reynolds Consumer Products REYN Credit Suisse/ Goldman Sachs/ J.P. Morgan 47.17 $26.00 $26.00 $1226.40 Priced S/O
2020-01-21 UTXO Acquisition UTXOU Univest Securities, LLC 5.00 $10.00 $10.00 $50.00 TBA S/O
2020-01-17 Avadim Health AHI Raymond James/ SunTrust Robinson Humphrey 5.00 $14.00 $16.00 $75.00 Postponed S/O
2020-01-17 Chinos Holdings, Inc. (to be renamed Madewell Group) TBA TBA 0.00 $100.00 TBA S/O
2020-01-16 I-MAB IMAB Jefferies/ CICC 7.40 $14.00 $14.00 $103.70 Priced S/O
2020-01-16 LIZHI LIZI Citigroup 4.10 $11.00 $11.00 $45.10 Priced S/O
2020-01-16 Phoenix Tree Holdings Ltd. DNK Citigroup/ Credit Suisse/ J.P. Morgan 9.60 $13.50 $13.50 $129.60 Priced S/O
2020-01-16 SolarMax Technology SMXT ViewTrade Securities 4.00 $4.00 $4.00 $16.00 TBA S/O
2020-01-16 Velocity Financial VEL Wells Fargo Securities/ Citigroup/ JMP Securities 7.25 $13.00 $13.00 $94.25 Priced S/O
2020-01-08 Ardent Health Partners ARDT Barclays/ Citigroup/ J.P. Morgan/ BofA Merrill Lynch/ Credit Suisse/ Goldman Sachs/ RBC Capital Market 0.00 $100.00 Withdrawn S/O
2019-12-31 GoodBulk Ltd. GBLK Morgan Stanley/ Credit Suisse 8.50 $15.50 $17.50 $140.25 Withdrawn S/O
2019-12-27 Gateway Casinos & Entertainment Ltd. GTWY Morgan Stanley/ Credit Suisse/ Goldman Sachs 0.00 $100.00 Withdrawn S/O
2019-12-27 Molecular Data MKD AMTD/ Fosun Hani/ Boustead Securities 11.50 $5.38 $5.38 $61.87 Priced S/O
2019-12-23 Centrexion Therapeutics CNTX Credit Suisse/ SVB Leerink 0.00 $86.25 TBA S/O
2019-12-23 HF Enterprises HFEN WestPark Capital 2.60 $6.00 $8.00 $18.20 TBA S/O
2019-12-19 Indonesia Energy Corp Ltd. INDO Aegis Capital Corp. 1.36 $11.00 $11.00 $15.00 Priced S/O
2019-12-18 Monopar Therapeutics MNPR JonesTrading 1.10 $8.00 $8.00 $8.88 Priced S/O
2019-12-12 CIIG Merger CIICU UBS Investment Bank/ Barclays 22.50 $10.00 $10.00 $225.00 Priced S/O
2019-12-12 Healthcare Merger HCCOU Cantor 20.00 $10.00 $10.00 $220.00 Priced S/O
2019-12-12 OneConnect Financial Technology OCFT Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ Ping An of China Securities (Hong Kong) 31.20 $10.00 $10.00 $312.00 Priced S/O
2019-12-12 Sprout Social SPT Goldman Sachs/ Morgan Stanley 8.83 $17.00 $17.00 $150.00 Priced S/O
2019-12-11 Bill.com Holdings BILL Goldman Sachs/ BofA Securities/ Jefferies/ KeyBanc Capital Markets 9.80 $22.00 $22.00 $216.10 Priced S/O
2019-12-11 EHang Holdings Ltd. EH Morgan Stanley 3.20 $12.50 $12.50 $40.00 Priced S/O
2019-12-10 LIV Capital Acquisition LIVKU EarlyBirdCapital 7.00 $10.00 $10.00 $70.00 Priced S/O
2019-12-10 XP Inc. XP Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ XP Investments/ Itaú BBA 72.51 $27.00 $27.00 $1957.70 Priced S/O
2019-12-04 LMP Automotive Holdings LMPX ThinkEquity (a division of Fordham Financial Management) 2.30 $5.00 $5.00 $11.50 Priced S/O
2019-11-26 US LBM Holdings LBM Barclays/ Credit Suisse/ RBC Capital Markets/ Citigroup/ SunTrust Robinson Humphrey/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2019-11-21 Alpine Income Property Trust PINE Raymond James/ Baird/ B. Riley FBR/ BMO Capital Markets 7.50 $19.00 $19.00 $142.50 Priced S/O
2019-11-21 CHP Merger CHPMU J.P. Morgan/ Credit Suisse/ Morgan Stanley 27.50 $10.00 $10.00 $275.00 Priced S/O
2019-11-20 Canaan CAN Citigroup/ China Renaissance/ CMBI 10.00 $9.00 $9.00 $90.00 Priced S/O
2019-11-20 SiTime SITM Barclays/ Stifel 4.30 $13.00 $13.00 $55.90 Priced S/O
2019-11-19 Amplitude Healthcare Acquisition AMHCU BMO Capital Markets/ SVB Leerink 10.00 $10.00 $10.00 $100.00 Priced S/O
2019-11-19 Software Acquisition Group SAQNU B. Riley FBR 13.00 $10.00 $10.00 $130.00 Priced S/O
2019-11-18 Alussa Energy Acquisition ALUS.U BTIG 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-11-18 GreenVision Acquisition GRNVU I-Bankers Securities Inc. 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-11-15 CDP Holdings CDP BofA Securities/ Citigroup 0.00 $125.00 TBA S/O
2019-11-12 YayYo YAYO Aegis Capital/ WestPark Capital 2.60 $4.00 $4.00 $10.50 Priced S/O
2019-11-07 36Kr Holdings KRKR Credit Suisse/ CICC 1.38 $14.50 $14.50 $20.00 Priced S/O
2019-11-07 CNS Pharmaceuticals CNSP Benchmark 2.12 $4.00 $4.00 $8.50 Priced S/O
2019-11-07 ECMOHO Ltd. MOHO UBS Investment Bank/ CICC/ AMTD 4.37 $10.00 $10.00 $43.75 Priced S/O
2019-11-07 Juniper Industrial Holdings JIH.U UBS Investment Bank 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-11-07 Stable Road Acquisition SRACU Cantor 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-11-07 TELA Bio TELA Jefferies/ Piper Jaffray 4.00 $13.00 $13.00 $52.00 Priced S/O
2019-11-06 Centogene B.V. CNTG SVB Leerink/ Evercore ISI 4.00 $14.00 $14.00 $56.00 Priced S/O
2019-11-06 LGL Systems Acquisition DFNSU Jefferies 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-11-06 Silvergate Capital SI Barclays/ Keefe, Bruyette & Woods (A Stifel Company) 3.33 $12.00 $12.00 $40.00 Priced S/O
2019-11-04 Merida Merger MCMJU EarlyBirdCapital 12.00 $10.00 $10.00 $120.00 Priced S/O
2019-11-04 PropTech Acquisition PTACU Cantor 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-11-04 Q&K International Group QK Morgan Stanley/ CICC 2.70 $17.00 $17.00 $45.90 Priced S/O
2019-10-31 Fangdd Network Group DUO Morgan Stanley/ Citigroup/ UBS/ CICC/ AMTD 6.00 $13.00 $13.00 $78.00 Priced S/O
2019-10-31 FinServ Acquisition FSRVU Barclays/ Cantor 22.00 $10.00 $10.00 $220.00 Priced S/O
2019-10-31 Osprey Technology Acquisition SFTW.U Credit Suisse 27.50 $10.00 $10.00 $275.00 Priced S/O
2019-10-30 Meili Auto Holdings ML UBS Investment Bank/ Deutsche Bank Securities/ Nomura/ CICC 0.00 $100.00 TBA S/O
2019-10-30 Oyster Point Pharma OYST J.P. Morgan/ Cowen/ Piper Jaffray 5.00 $16.00 $16.00 $80.00 Priced S/O
2019-10-30 RAPT Therapeutics RAPT BMO Capital Markets/ Wells Fargo Securities/ UBS Investment Bank 3.00 $12.00 $12.00 $36.00 Priced S/O
2019-10-28 89bio ETNB BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets 5.30 $16.00 $16.00 $84.90 Priced S/O
2019-10-28 Galera Therapeutics GRTX BofA Merrill Lynch/ Citigroup/ Credit Suisse 5.00 $12.00 $12.00 $60.00 Priced S/O
2019-10-25 Happiness Biotech Group Limited HAPP Univest Securities 2.00 $5.50 $5.50 $11.00 Priced S/O
2019-10-24 Aesthetic Medical International Holdings Group AIH Cantor/ Haitong International/ Prime Number Capital 2.50 $12.00 $12.00 $30.00 Priced S/O
2019-10-24 Cabaletta Bio CABA Morgan Stanley/ Cowen and Company/ Evercore Group 6.80 $11.00 $11.00 $74.80 Priced S/O
2019-10-24 Phathom Pharmaceuticals PHAT Goldman Sachs/ Jefferies/ Evercore ISI 9.56 $19.00 $19.00 $182.40 Priced S/O
2019-10-24 Progyny PGNY J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch 10.00 $13.00 $13.00 $130.00 Priced S/O
2019-10-24 Youdao DAO Citigroup/ Morgan Stanley/ Credit Suisse 5.60 $17.00 $17.00 $95.20 Priced S/O
2019-10-23 BRP Group BRP J.P. Morgan/ BofA Merrill Lynch 16.40 $14.00 $14.00 $229.60 Priced S/O
2019-10-17 Futu Holdings Limited FUTU Goldman Sachs (Asia)/ UBS Investment Bank/ Credit Suisse 7.50 $12.00 $12.00 $90.00 Priced S/O
2019-10-17 Galileo Acquisition GLEO.U EarlyBirdCapital 12.00 $10.00 $10.00 $120.00 Priced S/O
2019-10-17 Union Acquisition Corp. II LATNU Cantor 17.50 $10.00 $10.00 $175.00 Priced S/O
2019-10-16 BellRing Brands BRBR Morgan Stanley/ Citigroup/ J.P. Morgan/ Goldman Sachs 34.28 $14.00 $14.00 $480.00 Priced S/O
2019-10-11 TFF Pharmaceuticals TFFP National Securities 4.40 $5.00 $5.00 $22.00 Priced S/O
2019-10-10 HBT Financial HBT Keefe, Bruyette & Woods (A Stifel Company)/ J.P. Morgan 8.30 $16.00 $16.00 $132.80 Priced S/O
2019-10-10 Vir Biotechnology VIR Goldman Sachs/ J.P. Morgan/ Cowen/ Barclays 7.14 $20.00 $20.00 $142.85 Priced S/O
2019-10-09 BioNTech SE BNTX J.P. Morgan/ BofA Merrill Lynch/ UBS Investment Bank/ SVB Leerink 10.00 $15.00 $15.00 $150.00 Priced S/O
2019-10-02 Aprea Therapeutics APRE J.P. Morgan/ Morgan Stanley/ RBC Capital Markets 5.66 $15.00 $15.00 $85.00 Priced S/O
2019-10-02 Frequency Therapeutics FREQ J.P. Morgan/ Goldman Sachs/ Cowen 6.00 $14.00 $14.00 $84.00 Priced S/O
2019-10-02 Viela Bio VIE Goldman Sachs/ Morgan Stanley/ Cowen 7.90 $19.00 $19.00 $150.10 Priced S/O
2019-09-30 REED Ltd. REEY VIEWTRADE SECURITIES 2.50 $4.00 $4.00 $10.00 TBA S/O
2019-09-25 Oportun Financial OPRT Barclays/ J.P. Morgan/ Jefferies/ Keefe, Bruyette & Woods (A Stifel Company) 6.25 $15.00 $15.00 $93.75 Priced S/O
2019-09-25 Peloton Interactive PTON Goldman Sachs/ J.P. Morgan 40.00 $29.00 $29.00 $1160.00 Priced S/O
2019-09-18 Datadog DDOG Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Credit Suisse 24.00 $27.00 $27.00 $648.00 Priced S/O
2019-09-18 Exagen XGN Cowen/ Cantor/ William Blair 3.60 $14.00 $14.00 $50.00 Priced S/O
2019-09-18 Ping Identity Holding PING Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ Citigroup 12.50 $15.00 $15.00 $187.50 Priced S/O
2019-09-17 China Yunhong Holdings ZGYHU Maxim Group 5.00 $10.00 $10.00 $50.00 TBA S/O
2019-09-17 Envista Holdings NVST J.P. Morgan/ Goldman Sachs/ Morgan Stanley 26.77 $22.00 $22.00 $588.90 Priced S/O
2019-09-17 IGM Biosciences IGMS Jefferies/ Piper Jaffray/ Stifel/ Guggenheim Securities 10.93 $16.00 $16.00 $175.00 Priced S/O
2019-09-16 Apex Technology Acquisition APXTU Cantor 30.50 $10.00 $10.00 $305.00 Priced S/O
2019-09-12 Cloudflare NET Goldman Sachs/ Morgan Stanley/ J.P. Morgan 35.00 $15.00 $15.00 $525.00 Priced S/O
2019-09-12 CloudMinds CMDS Citigroup/ J.P. Morgan/ UBS Investment Bank 0.00 $500.00 TBA S/O
2019-09-12 Experience Investment EXPCU Deutsche Bank Securities/ Citigroup/ J.P. Morgan 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-09-12 Satsuma Pharmaceuticals STSA Credit Suisse/ SVB Leerink/ Evercore 5.50 $15.00 $15.00 $82.50 Priced S/O
2019-09-12 SpringWorks Therapeutics SWTX ​J.P. Morgan/ Goldman Sachs/ Cowen​ ​ 9.00 $18.00 $18.00 $162.00 Priced S/O
2019-09-11 10x Genomics TXG J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch 10.00 $39.00 $39.00 $390.00 Priced S/O
2019-09-11 SmileDirectClub SDC J.P. Morgan/ Citigroup/ BofA Merrill Lynch/ Jefferies/ UBS Investment Bank/ Credit Suisse 58.50 $23.00 $23.00 $1346.40 Priced S/O
2019-09-06 New Providence Acquisition NPAUU BTIG 20.00 $10.00 $10.00 $200.00 Priced S/O
2019-08-21 Glucose Biosensor Systems (Greater China) Holdings GBSG Aegis Capital Corp. 0.00 $23.00 TBA S/O
2019-08-15 9F JFU Credit Suisse 8.90 $9.50 $9.50 $84.55 Priced S/O
2019-08-14 CrossFirst Bankshares CFB Keefe, Bruyette & Woods (A Stifel Company)/ RAYMOND JAMES/ Stephens 7.01 $14.50 $14.50 $101.67 Priced S/O
2019-08-08 Thunder Bridge Acquisition II THBRU Morgan Stanley/ Cantor 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-08-07 InMode Ltd. INMD ​Barclays/ UBS Investment Bank/ Canaccord Genuity 5.00 $14.00 $14.00 $70.00 Priced S/O
2019-08-07 Silver Spike Acquisition SSPKU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-08-05 AMTD International HKIB AMTD Global Markets 20.79 $8.38 $8.38 $174.00 Priced S/O
2019-07-31 Dynatrace Holdings DT Goldman Sachs/ J.P. Morgan/ Citigroup 35.60 $16.00 $16.00 $569.75 Priced S/O
2019-07-31 Kura Sushi USA KRUS BMO Capital Markets/ Stephens 2.90 $14.00 $14.00 $40.60 Priced S/O
2019-07-31 Sundial Growers SNDL Cowen/ BMO Capital Markets/ Barclays 11.00 $13.00 $13.00 $143.00 Priced S/O
2019-07-30 Netfin Acquisition NFINU B. Riley FBR 22.00 $10.00 $10.00 $220.00 Priced S/O
2019-07-26 Wanda Sports Group WSG Morgan Stanley/ Deutsche Bank Securities/ Citigroup 23.80 $8.00 $8.00 $190.40 Priced S/O
2019-07-25 Blue Hat Interactive Entertainment Technology BHAT ViewTrade Securities 2.00 $4.00 $4.00 $8.00 Priced S/O
2019-07-25 Switchback Energy Acquisition SBE.U Goldman Sachs/ Citigroup 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-07-24 Castle Biosciences CSTL SVB Leerink/ Baird 4.00 $16.00 $16.00 $64.00 Priced S/O
2019-07-24 Fellazo FLLCU Maxim Group LLC 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-07-24 Health Catalyst HCAT Goldman Sachs/ J.P. Morgan/ William Blair 7.00 $26.00 $26.00 $182.00 Priced S/O
2019-07-24 Livongo Health LVGO Morgan Stanley/ Goldman Sachs/ J.P. Morgan 12.68 $28.00 $28.00 $355.20 Priced S/O
2019-07-24 ProSight Global PROS Goldman Sachs/ Barclays/ BofA Merrill Lynch 7.85 $14.00 $14.00 $110.00 Priced S/O
2019-07-24 Sunnova Energy International NOVA BofA Merrill Lynch/ J.P. Morgan/ Goldman Sachs/ Credit Suisse 14.00 $12.00 $12.00 $168.00 Priced S/O
2019-07-18 Afya Limited AFYA BofA Merrill Lynch/ Goldman Sachs/ UBS Investment Bank/ Itaú BBA/Morgan Stanley/ BTG/ Pactual XP Investments 13.74 $19.00 $19.00 $261.10 Priced S/O
2019-07-17 AssetMark Financial Holdings AMK J.P. Morgan/ Goldman Sachs/ Credit Suisse/ Huatai Securities (USA) 12.50 $22.00 $22.00 $275.00 Priced S/O
2019-07-17 Conyers Park II Acquisition CPAA.U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2019-07-17 Fulcrum Therapeutics FULC Morgan Stanley/ BofA Merrill Lynch/ SVB Leerink 4.50 $16.00 $16.00 $72.00 Priced S/O
2019-07-17 Mirum Pharmaceuticals MIRM Citigroup/ Evercore ISI/ Guggenheim Securities 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-07-17 Oaktree Acquisition OAC.U Credit Suisse/ Deutsche Bank Securities 17.50 $10.00 $10.00 $175.00 Priced S/O
2019-07-17 Owl Rock Capital Corp. ORCC Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ JMP Securities/ Keefe, Bruyette & Woods (a Stifel Company)/ Morgan Stanley/ Raymond James/ SOCIETE GENERALE 10.00 $15.30 $15.30 $153.00 Priced S/O
2019-07-17 Phreesia PHR J.P. Morgan/ Wells Fargo Securities/ William Blair/ Allen & Company/ Piper Jaffray 9.29 $18.00 $18.00 $167.19 Priced S/O
2019-07-16 DouYu International Holdings DOYU Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ CMBI 67.35 $11.50 $11.50 $774.95 Priced S/O
2019-07-11 Pivotal Investment Corporation II PIC.U Cantor/ BTIG 20.00 $10.00 $10.00 $200.00 Priced S/O
2019-07-11 SC Health SCPE.U Credit Suisse 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-07-11 Tuscan Holdings Corp. II THCAU EarlyBirdCapital 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-07-08 Medallia MDLA BofA Merrill Lynch/ Citigroup/ Wells Fargo Securities/ Credit Suisse 15.50 $21.00 $21.00 $325.50 Priced S/O
2019-07-05 Orisun Acquisition ORSNU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-07-03 HeZhong International (Holding) Ltd. HZ TBA 1.25 $4.00 $4.00 $5.00 TBA S/O
2019-06-27 Karuna Therapeutics KRTX Goldman Sachs/ Citigroup/ Wells Fargo Securities 5.58 $16.00 $16.00 $89.20 Priced S/O
2019-06-27 TheRealReal REAL Credit Suisse/ BofA Merrill Lynch/ UBS Investment Bank 15.00 $20.00 $20.00 $300.00 Priced S/O
2019-06-26 Adaptive Biotechnologies ADPT Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 15.00 $20.00 $20.00 $300.00 Priced S/O
2019-06-26 BridgeBio Pharma BBIO J.P. Morgan/ Goldman Sachs/ Jefferies/ SVB Leerink/ KKR 20.50 $17.00 $17.00 $348.50 Priced S/O
2019-06-26 Change Healthcare CHNG Barclays/ Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Morgan Stanley/ RBC Capital Markets 42.86 $13.00 $13.00 $557.10 Priced S/O
2019-06-26 Churchill Capital Corp II CCX.U Citigroup 60.00 $10.00 $10.00 $600.00 Priced S/O
2019-06-25 BlackRock Science and Technology Trust II BSTZ Morgan Stanley/ BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities/ Raymond James 70.00 $20.00 $20.00 $1400.00 Priced S/O
2019-06-25 Cambium Networks CMBM J.P. Morgan/ Goldman Sachs 5.80 $12.00 $12.00 $69.60 Priced S/O
2019-06-19 Akero Therapeutics AKRO J.P. Morgan/ Jefferies/ Evercore ISI 5.75 $16.00 $16.00 $92.00 Priced S/O
2019-06-19 Atreca BCEL Cowen/ Evercore ISI/ Stifel 7.35 $17.00 $17.00 $124.95 Priced S/O
2019-06-19 Grocery Outlet Holding GO BofA Merrill Lynch/ Morgan Stanley/ Deutsche Bank Securities/ Jefferies/ Barclays/ Goldman Sachs/ Guggenheim Securities/ UBS Investment Bank/ Cowen 17.18 $22.00 $22.00 $378.10 Priced S/O
2019-06-19 Personalis PSNL Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.92 $17.00 $17.00 $134.70 Priced S/O
2019-06-19 Prevail Therapeutics PRVL Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.35 $17.00 $17.00 $125.00 Priced S/O
2019-06-19 Slack Technologies WORK DPO (Direct Public Offering) 118.40 $26.00 $26.00 $3079.20 S/O
2019-06-19 South Mountain Merger SMMCU Citigroup 22.50 $10.00 $10.00 $225.00 Priced S/O
2019-06-18 Stoke Therapeutics STOK J.P. Morgan/ Cowen/ Credit Suisse 7.89 $18.00 $18.00 $142.00 Priced S/O
2019-06-14 Morphic Holding MORF Jefferies/ Cowen/ BMO Capital Markets/ Wells Fargo Securities 6.00 $15.00 $15.00 $90.00 Priced S/O
2019-06-13 Chewy CHWY Morgan Stanley/ J.P. Morgan/ Allen & Company 46.50 $22.00 $22.00 $1023.00 Priced S/O
2019-06-12 Mohawk Group Holdings MWK Roth Capital Partners/ A.G.P. 3.60 $10.00 $10.00 $36.00 Priced S/O
2019-06-11 CrowdStrike Holdings CRWD Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Barclays 18.00 $34.00 $34.00 $612.00 Priced S/O
2019-06-06 Haymaker Acquisition Corp. II HYACU Cantor 35.00 $10.00 $10.00 $350.00 Priced S/O
2019-06-06 Revolve Group RVLV Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch 11.76 $18.00 $18.00 $200.00 Priced S/O
2019-06-05 GSX Techedu GSX Credit Suisse/ Deutsche Bank Securities 19.80 $10.50 $10.50 $207.90 Priced S/O
2019-06-03 Fiverr International Ltd. FVRR J.P. Morgan Securities/ Citigroup 5.26 $21.00 $21.00 $110.53 Priced S/O
2019-05-30 GigCapital2 GIX.U EarlyBirdCapital/ Northland Capital Markets 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-05-29 Proficient Alpha Acquisition PAACU I-Bankers Securities 10.00 $10.00 $10.00 $100.00 Priced S/O
2019-05-24 To Prosperity Technology BCHT TBA 0.00 $8.00 TBA S/O
2019-05-22 Bicycle Therapeutics Limited BCYC Goldman Sachs/ Jefferies/ Piper Jaffray 4.33 $14.00 $14.00 $60.67 Priced S/O
2019-05-22 IDEAYA Biosciences IDYA J.P. Morgan/ Citigroup/ Jefferies 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-05-22 Rattler Midstream Partners LP RTLR Credit Suisse/ BofA Merrill Lynch/ J.P. Morgan/ Barclays/ Citigroup/ Goldman Sachs/ Wells Fargo Securities 38.00 $17.50 $17.50 $665.00 Priced S/O
2019-05-20 GX Acquisition GXGXU Cantor 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-05-16 Avantor AVTR Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Jefferies 207.00 $14.00 $14.00 $2898.00 Priced S/O
2019-05-16 Fastly FSLY BofA Merrill Lynch/ Credit Suisse/ Citigroup 11.25 $16.00 $16.00 $168.75 Priced S/O
2019-05-16 Luckin Coffee LK Credit Suisse/ Morgan Stanley/ CICC/ Haitong Internationa 33.00 $17.00 $17.00 $561.00 Priced S/O
2019-05-14 PIMCO Mortgage Income Trust PMTG Credit Suisse/ BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ UBS Investment Bank/ Citigroup/ Wells Fargo Securities/ RBC Capital Markets 50.00 $20.00 $20.00 $1000.00 Postponed S/O
2019-05-14 Postal Realty Trust PSTL Stifel/ Janney Montgomery Scott/ BMO Capital Markets/ Height Capital Markets 4.50 $17.00 $17.00 $76.50 Priced S/O
2019-05-13 Applied Therapeutics APLT Citigroup/ Cowen/ UBS Investment Bank 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-05-10 Diamond Eagle Acquisition DEACU Deutsche Bank Securities/ Goldman Sachs 35.00 $10.00 $10.00 $350.00 Priced S/O
2019-05-09 Bricktown Restaurant Group BEER ThinkEquity (a division of Fordham Financial Management) 1.87 $7.00 $9.00 $15.00 S/O
2019-05-09 Health Sciences Acquisitions HSACU Chardan/ UBS Investment Bank 10.00 $10.00 $10.00 $100.00 Priced S/O
2019-05-09 Jiayin Group JFIN Roth Capital Partners/ Shenwan Hongyuan Securities 3.50 $10.50 $10.50 $36.75 Priced S/O
2019-05-09 Sonim Technologies SONM Oppenheimer/ Lake Street 3.57 $11.00 $11.00 $39.29 Priced S/O
2019-05-09 Uber Technologies UBER Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch/ Barclays/ Citigroup/ Allen & Company 180.00 $45.00 $45.00 $8100.00 Priced S/O
2019-05-08 Axcella Health AXLA Goldman Sachs/ J.P. Morgan/ SVB Leerink 3.57 $20.00 $20.00 $71.43 Priced S/O
2019-05-08 Cortexyme CRTX BofA Merrill Lynch/ Credit Suisse 4.41 $17.00 $17.00 $75.00 Priced S/O
2019-05-08 Mayville Engineering MEC Baird/ Citigroup/ Jefferies 6.25 $17.00 $17.00 $106.25 Priced S/O
2019-05-08 Milestone Pharmaceuticals MIST Jefferies/ Cowen/ Piper Jaffray 5.50 $15.00 $15.00 $82.50 Priced S/O
2019-05-08 NextCure NXTC Morgan Stanley/ BofAMerrill Lynch, Pierce/ Piper Jaffray 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-05-08 South Plains Financial SPFI Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O’Neill + Partners 3.38 $17.50 $17.50 $59.15 Priced S/O
2019-05-07 Parsons PSN Goldman Sachs/ BofA Merrill Lynch/ Morgan Stanley 18.52 $27.00 $27.00 $500.00 Priced S/O
2019-05-06 Trevi Therapeutics TRVI SVB Leerink/ Stifel/ BMO Capital Markets 5.50 $10.00 $10.00 $55.00 Priced S/O
2019-05-03 AGBA Acquisition AGBAU Maxim Group LLC 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-05-02 Red River Bancshares RRBI FIG Partners/ Stephens 0.60 $45.00 $45.00 $27.00 Priced S/O
2019-05-02 SciPlay SCPL BofA Merrill Lynch/ J.P. Morgan/ Deutsche Bank Securities 22.00 $16.00 $16.00 $352.00 Priced S/O
2019-05-01 Beyond Meat BYND Goldman Sachs/ J.P. Morgan/ Credit Suisse 9.63 $25.00 $25.00 $240.60 Priced S/O
2019-05-01 So-Young International SY Deutsche Bank Securities/ CICC 13.00 $13.80 $13.80 $179.40 Priced S/O
2019-05-01 TransMedics Group TMDX Morgan Stanley/ J.P. Morgan 5.69 $16.00 $16.00 $91.00 Priced S/O
2019-04-22 Act II Global Acquisition ACTTU Cantor 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-04-18 Landcadia Holdings II LCAHU Jefferies 27.50 $10.00 $10.00 $275.00 Priced S/O
2019-04-17 Brigham Minerals MNRL Credit Suiss/ Goldman Sachs/ Barclays/ RBC Capital Markets/ UBS Investment Bank/ Wells Fargo Securities 14.50 $18.00 $18.00 $261.00 Priced S/O
2019-04-17 Greenlane Holdings GNLN Cowen and Company/ Canaccord Genuity 6.00 $17.00 $17.00 $102.00 Priced S/O
2019-04-17 Pinterest PINS Goldman Sachs/ J.P. Morgan/ Allen & Company 75.00 $19.00 $19.00 $1425.00 Priced S/O
2019-04-15 Palomar Holdings PLMR Barclays/ J.P. Morgan/ Keefe, Woods & Bruyette (A Stifel Company) 5.62 $15.00 $15.00 $84.38 Priced S/O
2019-04-15 Turning Point Therapeutics TPTX Goldman Sachs/ SVB Leerink/ Wells Fargo Securities 9.25 $18.00 $18.00 $166.50 Priced S/O
2019-04-11 Jumia JMIA Morgan Stanley/ Citigroup/ Berenberg/ RBC Capital Markets 13.50 $14.50 $14.50 $195.75 Priced S/O
2019-04-10 PagerDuty PD Morgan Stanley/ J.P. Morgan Securities/ RBC Capital Markets/Allen 9.07 $24.00 $24.00 $217.70 Priced S/O
2019-04-10 Tufin Software Technologies Ltd. TUFN J.P. Morgan/ Barclays Capital/ Jefferies 7.70 $14.00 $14.00 $107.80 Priced S/O
2019-04-09 B. Riley Principal Merger BRPM.U B. Riley FBR 12.50 $10.00 $10.00 $125.00 Priced S/O
2019-04-08 HOOKIPA Pharma HOOK BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets 6.00 $14.00 $14.00 $84.00 Priced S/O
2019-04-08 Zoom Video Communications ZM Morgan Stanley/ J. P. Morgan/ Goldman Sachs/ Credit Suisse 20.87 $36.00 $36.00 $751.30 Priced S/O
2019-04-05 Guardion Health Sciences GHSI WallachBeth Capital/ Westpark Capital 1.50 $4.00 $4.00 $6.00 Priced S/O
2019-04-04 Replay Acquisition RPLA.U Credit Suisse/ BofA Merrill Lynch 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-04-03 NGM Biopharmaceuticals NGM Goldman Sachs/ Citigroup/ Cowen 6.66 $16.00 $16.00 $106.67 Priced S/O
2019-04-03 Silk Road Medical SILK J.P. Morgan/ BofA Merrill Lynch 6.00 $20.00 $20.00 $120.00 Priced S/O
2019-04-02 Ruhnn Holding Ltd. RUHN Citigroup/ UBS Investment Bank 10.00 $12.50 $12.50 $125.00 Priced S/O
2019-04-02 Tradeweb Markets TW J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley​ 40.00 $27.00 $27.00 $1080.00 Priced S/O
2019-04-01 Powerbridge Technologies Co., Ltd. PBTS Maxim Group/ The Benchmark Company 1.75 $5.00 $5.00 $8.75 Priced S/O
2019-03-21 Yunji YJ Morgan Stanley/ Credit Suisse/ J.P. Morgan/ CICC 11.00 $11.00 $11.00 $121.00 Priced S/O
2019-03-01 Lyft LYFT J.P. Morgan/ Credit Suisse/ Jefferies/ UBS Securities/ Stifel/ RBC Capital Markets/ KeyBanc Capital Markets 32.50 $72.00 $72.00 $2340.00 Priced S/O
2019-03-01 Precision BioSciences DTIL J.P. Morgan/ Goldman Sachs/ Jefferies/ Barclays 7.90 $16.00 $16.00 $126.40 Priced S/O
2019-02-26 Trine Acquisition TRNEU BTIG/ Cantor 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-02-22 8i Enterprises Acquisition JFKKU Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-02-22 UP Fintech Holding Limited TIGR Citigroup/ Deutsche Bank Securities 13.00 $8.00 $8.00 $104.00 Priced S/O
2019-02-19 Insurance Acquisition INSUU Cantor/ BTIG 13.10 $10.00 $10.00 $131.00 Priced S/O
2019-02-15 Crescent Acquisition CRSAU Credit Suisse/ BofA Merrill Lynch 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-02-14 Alight ALIT BofA Merrill Lynch/ J.P. Morgan / Morgan Stanley/ Barclays Capital/ BMO Capital Markets/ Citigroup Global/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs 32.00 $22.00 $25.00 $752.00 Postponed S/O
2019-02-13 Levi Strauss & Co. LEVI Goldman Sachs/ J.P. Morgan 36.67 $17.00 $17.00 $623.30 Priced S/O
2019-02-13 Tuscan Holdings THCBU EarlyBirdCapital 24.00 $10.00 $10.00 $240.00 Priced S/O
2019-02-11 Hennessy Capital Acquisition Corp IV HCACU Nomura/ Stifel 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-02-08 ShockWave Medical SWAV Morgan Stanley/ BofA Merrill Lynch 5.70 $17.00 $17.00 $96.90 Priced S/O
2019-02-06 Tortoise Acquisition SHLLU Barclays/ Goldman Sachs/ UBS Investment Bank 22.50 $10.00 $10.00 $225.00 Priced S/O
2019-01-18 Avedro AVDR BofA Merrill Lynch/ J.P. Morgan 5.00 $14.00 $14.00 $70.00 Priced S/O
2019-01-18 DiamondPeak Holdings DPHCU Deutsche Bank Securities 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-01-11 Kaleido Biosciences KLDO Goldman Sachs/ J.P. Morgan/ Morgan Stanley 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-01-08 Acamar Partners Acquisition ACAMU Goldman Sachs/ Deutsche Bank Securities 30.00 $10.00 $10.00 $300.00 Priced S/O