IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)
Price
Low
Price
High
Est $ Vol
(millions)
Expected
To Trade
SCOOP
Rating
2018-01-18 Leo Holdings LHC.U Citigroup 30.00 $10.00 $10.00 $300.00 TBA S/O
2018-01-17 Tal Consolidated TCL Joseph Gunnar 0.00 $17.25 TBA S/O
2018-01-16 Mudrick Capital Acquisition MUDS.U Cantor 20.00 $10.00 $10.00 $200.00 TBA S/O
2018-01-12 Biofrontera AG BFRA Benchmark 0.00 $21.60 TBA S/O
2018-01-12 Cactus WHD Citigroup/ Credit Suisse 0.00 $100.00 TBA S/O
2018-01-12 Cardlytics CDLX BofA Merrill Lynch/ J.P. Morgan 0.00 $75.00 TBA S/O
2018-01-12 Crescent Funding CFUNU UBS Investment Bank/ BofA Merrill Lynch 25.00 $10.00 $10.00 $250.00 TBA S/O
2018-01-12 Huami Corporation HMI Credit Suisse/ Citigroup/ China Renaissance 0.00 $150.00 TBA S/O
2018-01-12 IPSCO Tubulars IPSC BofA Merrill Lynch/ Morgan Stanley 0.00 $100.00 TBA S/O
2018-01-12 Vista Proppants and Logistics VPRL Citigroup/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray) 0.00 $100.00 TBA S/O
2018-01-11 Victory Capital Holdings VCTR J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley Barclays/ Goldman Sachs/ RBC Capital Markets 0.00 $100.00 TBA S/O
2018-01-10 Dole Food Company DOLE Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/RBC Capital Markets 0.00 $100.00 Withdrawn S/O
2018-01-08 Bioceres S.A. BIOX Jefferies/ Piper Jaffray/ Santander 0.00 $100.00 TBA S/O
2018-01-05 Iron Horse Acquisition LOU.U Citigroup/ Goldman Sachs 50.00 $10.00 $10.00 $500.00 TBA S/O
2018-01-05 Motus GI Holdings MOTS Piper Jaffray/ Oppenheimer 0.00 $28.75 TBA S/O
2018-01-03 Central Puerto S.A. CEPU BofA Merrill Lynch/ JP Morgan/ Morgan Stanley 35.48 $17.50 $21.50 $692.00 Friday S/O
2018-01-03 Optiv OPTV Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup 0.00 $100.00 Withdrawn S/O
2017-12-29 ARMO BioSciences ARMO Jefferies/ Leerink Partners/ BMO Capital Markets 6.67 $14.00 $16.00 $100.00 Friday S/O
2017-12-29 DFB Healthcare Acquisitions TBA Goldman Sachs/ Deutsche Bank Securities 25.00 $10.00 $10.00 $250.00 TBA S/O
2017-12-29 resTORbio TORC BofA Merrill Lynch/ Leerink Partners/ Evercore ISI 5.67 $14.00 $16.00 $85.00 Friday S/O
2017-12-29 Solid Biosciences SLDB J.P. Morgan/ Goldman Sachs/ Leerink Partners 5.89 $16.00 $18.00 $100.10 Thursday S/O
2017-12-28 Menlo Therapeutics MNLO Jefferies/ Piper Jaffray/ Guggenheim Securities 5.66 $14.00 $16.00 $85.00 Thursday S/O
2017-12-27 Gates Industrial Corporation plc GTES Citigroup/ Morgan Stanley/ UBS Investment Bank 38.50 $18.00 $21.00 $750.75 Thursday S/O
2017-12-27 PagSeguro Digital Ltd. PAGS Goldman Sachs/ Morgan Stanley 92.10 $17.50 $20.50 $1750.00 Wednesday S/O
2017-12-22 ADT ADT Morgan Stanley/ Goldman Sachs/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets/ Citigroup/ BofA Merrill Lynch/ Credit Suisse 105.00 $14.00 $14.00 $1470.00 Priced S/O
2017-12-22 Golden Bull Ltd. DNJR ViewTrade Securities 2.00 $4.00 $4.50 $8.50 TBA S/O
2017-12-22 Gordon Pointe Acqusition GPAQU B. Riley FBR 12.50 $10.00 $10.00 $125.00 TBA S/O
2017-12-22 Platinum Eagle Acquisition EAGLU Deutsche Bank Securities/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-12-19 Eyenovia EYEN Ladenburg Thalmann/ Roth Capital Partners​ 2.73 $10.00 $12.00 $30.30 Week of S/O
2017-12-19 PlayAGS AGS Credit Suisse/ Deutsche Bank Securities/ Jefferies/ Macquarie Capital/ BofA Merrill Lynch/ Citigroup/ Nomura/ Stifel/ SunTrust Robinson Humphrey 10.25 $16.00 $18.00 $174.25 Friday S/O
2017-12-18 Dundon Capital Acquisition DCAU UBS Investment Bank 40.00 $10.00 $10.00 $400.00 Withdrawn S/O
2017-12-18 Nebula Acquisition NEBUU Deutsche Bank Securities/ Goldman Sachs 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-12-18 One Stop Systems OSS Roth Capital Partners 2.87 $6.00 $8.00 $20.10 Week of S/O
2017-12-11 VICI Properties VICI Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch 0.00 $100.00 TBA S/O
2017-12-08 MTech Acquisition Corp. MTECU EarlyBirdCapital, Inc. 5.00 $10.00 $10.00 $50.00 TBA S/O
2017-12-06 Corporación América Airports S.A. CAAP Oppenheimer/ BofA Merrill Lynch/ Citigroup/ Goldman Sachs 28.57 $19.00 $23.00 $600.00 Thursday S/O
2017-11-21 Industrial Logistics Properties Trust ILPT UBS Investment Bank/ Citigroup/ RBC Capital Markets/ BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities 20.00 $24.00 $24.00 $480.00 Priced S/O
2017-11-17 Casa Systems CASA Morgan Stanley/ Barclays 6.00 $13.00 $13.00 $78.00 Priced S/O
2017-11-16 Advantage Insurance AVI RAYMOND JAMES/ JMP Securitie/ B. Riley | FBR 10.00 $9.00 $11.00 $100.00 Postponed S/O
2017-11-15 Farmmi FAMI ViewTrade Securities 1.25 $4.00 $6.00 $6.25 TBA S/O
2017-11-15 GigCapital GIG.U Cowen/ Chardan 12.50 $10.00 $10.00 $125.00 Priced S/O
2017-11-14 Americold Realty Trust COLD BofA Merrill Lynch/ J.P. Morgan/ RBC Capital Markets 45.30 $16.00 $16.00 $724.80 Priced S/O
2017-11-14 Camposol Holding Plc TBA BofA Merrill Lynch/ UBS Investment Bank 0.00 $345.00 TBA S/O
2017-11-14 Hudson Ltd. HUD Credit Suisse/ Morgan Stanley/ UBS Investment/ BofA Merrill Lynch Bank/ Goldman Sachs 39.40 $19.00 $21.00 $788.36 Thursday S/O
2017-11-13 AXA Equitable Holdings TBA Morgan Stanley/ J.P. Morgan 0.00 $100.00 TBA S/O
2017-11-13 Denali Therapeutics DNLI Goldman Sachs/ Morgan Stanley/ J.P. Morgan 13.88 $18.00 $18.00 $250.00 Priced S/O
2017-11-13 LexinFintech Holdings LX Goldman Sachs (Asia) L.L.C./ BofA Merrill Lynch/ Deutsche Bank Securities/ China Renaissance 12.00 $9.00 $9.00 $108.00 Priced S/O
2017-11-13 Odonate Therapeutics ODT Goldman Sachs/ Jefferies 6.25 $24.00 $24.00 $150.00 Priced S/O
2017-11-13 TFI TAB Gıda Yatırımları A.Ş. QSRG Morgan Stanley/ Credit Suisse/ Goldman Sachs 0.00 $400.00 TBA S/O
2017-11-09 Entera Bio Ltd. ENTX Oppenheimer & Co. 5.00 $10.00 $12.00 $55.00 Wednesday S/O
2017-11-09 Luther Burbank LBC Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O'Neill + Partners/ Piper Jaffray 12.15 $10.75 $10.75 $127.75 Priced S/O
2017-11-09 Quanterix QTRX J.P. Morgan/ Leerink Partners 4.28 $15.00 $15.00 $64.13 Priced S/O
2017-11-03 Leisure Acquisition LACQU Morgan Stanley 20.00 $10.00 $10.00 $200.00 Priced S/O
2017-10-30 Senmiao Technology AIHS ViewTrade Securities 0.00 $20.00 TBA S/O
2017-10-25 Legacy Acquisition LGC.U Wells Fargo Securities/ Cantor Fitzgerald/ Stifel 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-10-24 CURO Group Holdings CURO Credit Suisse/ Jefferies/ Stephens 6.67 $14.00 $14.00 $93.30 Priced S/O
2017-10-24 Insurance Income Strategies ILSU Joseph Gunnar & Co. 5.20 $10.00 $10.00 $52.00 TBA S/O
2017-10-23 Bluegreen Vacations BXG Stifel/ Credit Suisse 6.49 $14.00 $14.00 $90.98 Priced S/O
2017-10-23 Newmark Group NMRK Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Cantor Fitzgerald/ PNC Capital Markets/ Mizuho Securities/ Capital One Securities/ Keefe, Bruyette & Woods (A Stifel Company) 20.00 $14.00 $14.00 $280.00 Priced S/O
2017-10-23 scPharmaceuticals SCPH Jefferies/ Leerink Partners/ BMO Capital Markets 6.40 $14.00 $14.00 $89.60 Priced S/O
2017-10-20 Arsanis ASNS Citigroup/ Cowen/ Piper Jaffray 4.00 $10.00 $10.00 $40.00 Priced S/O
2017-10-20 iClick Interactive Asia Group Limited ICLK Roth Capital Partners/ Shenwan Hongyuan Securities 3.75 $8.00 $8.00 $30.00 Priced S/O
2017-10-20 Jianpu Technology JT Goldman Sachs (Asia)/ Morgan Stanley/ J.P. Morgan 22.50 $8.00 $8.00 $180.00 Priced S/O
2017-10-20 SailPoint Technologies Holdings SAIL Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets 20.00 $12.00 $12.00 $240.00 Priced S/O
2017-10-19 Sterling Bancorp SBT Sandler O'Neill & Partners 15.00 $12.00 $12.00 $180.00 Priced S/O
2017-10-19 Stitch Fix SFIX Goldman Sachs/ J.P. Morgan Securities 8.00 $15.00 $15.00 $120.00 Priced S/O
2017-10-19 WatchGuard WGRD Barclays/ SunTrust Robinson Humphrey 0.00 $75.00 TBA S/O
2017-10-18 SendGrid SEND Morgan Stanley/ J.P. Morgan 8.20 $16.00 $16.00 $131.20 Priced S/O
2017-10-16 Workspace Property Trust WSPT Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 0.00 $100.00 TBA S/O
2017-10-13 Apellis Pharmaceuticals APLS Citigroup/ J.P. Morgan/ Evercore ISI 10.71 $14.00 $14.00 $150.00 Priced S/O
2017-10-13 Bandwidth BAND Morgan Stanley/ KeyBanc Capital Markets/ Baird 4.00 $20.00 $20.00 $80.00 Priced S/O
2017-10-13 Big Rock Partners Acquisition BRPAU EarlyBirdCapital 6.00 $10.00 $10.00 $60.00 Priced S/O
2017-10-13 CBTX CBTX Stephens/ Keefe, Bruyette & Woods (A Stifel Company) 2.40 $26.00 $26.00 $62.00 Priced S/O
2017-10-13 Fireman B.V. IFRX J.P. Morgan/ Leerink Partners/ BMO Capital Markets 6.67 $15.00 $15.00 $100.00 Priced S/O
2017-10-13 Four Seasons Education (Cayman) FEDU Morgan Stanley/ Citigroup/ China Renaissance 10.10 $10.00 $10.00 $101.00 Priced S/O
2017-10-13 One Madison OMADU Credit Suisse/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-10-13 PPDAI Group PPDF Credit Suisse/ Citigroup 17.00 $13.00 $13.00 $221.00 Priced S/O
2017-10-13 Sogou SOGO J.P. Morgan/ Credit Suisse/ Goldman Sachs/ CICC 45.00 $13.00 $13.00 $585.00 Priced S/O
2017-10-06 Allena Pharmaceuticals ALNA Credit Suisse/ Jefferies/ Cowen 5.33 $14.00 $14.00 $74.67 Priced S/O
2017-10-06 Aquantia AQ Morgan Stanley/ Barclays/ Deutsche Bank Securities 6.82 $9.00 $9.00 $61.36 Priced S/O
2017-10-06 Funko FNKO Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 10.42 $12.00 $12.00 $125.00 Priced S/O
2017-10-06 Spero Therapeutics SPRO BofA Merrill Lynch/ Cowen/ Stifel 5.50 $14.00 $14.00 $77.00 Priced S/O
2017-10-04 Metropolitan Bank Holding MCB J.P Morgan/ Keefe, Bruyette & Woods (A Stifel Company) 3.10 $35.00 $35.00 $108.50 Priced S/O
2017-10-03 Evoqua Water Technologies AQUA Credit Suisse/ J.P. Morgan/ RBC Capital Markets 27.78 $18.00 $18.00 $500.00 Priced S/O
2017-10-02 ForeScout Technologies FSCT Morgan Stanley/ J.P. Morgan/ Citigroup 5.28 $22.00 $22.00 $116.16 Priced S/O
2017-10-02 Regalwood Global Energy RWGE.U Citigroup/ J.P. Morgan 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-29 Altair Engineering ALTR J.P. Morgan/ RBC Capital Markets/ Deutsche Bank Securities 12.00 $13.00 $13.00 $156.00 Priced S/O
2017-09-29 Haymaker Acquisition HYACU Cantor Fitzgerald 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-29 National Vision Holdings EYE BofA Merrill Lynch/ Goldman Sachs/ Citigroup/ KKR/ Morgan Stanley/ Jefferies/ UBS Investment Bank/ Wells Fargo Securities 15.80 $22.00 $22.00 $347.60 Priced S/O
2017-09-27 Mosaic Acquisition MOSC.U Deutsche Bank Securities/ RBC Capital Markets/ J.P. Morgan 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-25 Merchants Bancorp MBIN Sandler O'Neill + Partners/ Stephens/ Raymond James 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-09-22 RISE Education Cayman Ltd. REDU Morgan Stanley/ Credit Suisse 11.00 $14.50 $14.50 $159.50 Priced S/O
2017-09-22 Sea Limited SE Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse 58.96 $15.00 $15.00 $884.40 Priced S/O
2017-09-22 Sentinel Energy Services STNLU Citigroup/ Goldman Sachs/ Credit Suisse 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-21 MongoDB MDB Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company 8.00 $24.00 $24.00 $192.00 Priced S/O
2017-09-21 Nexa Resources S.A. NEXA J.P. Morgan/ BMO Capital Markets/ Morgan Stanley/ Credit Suisse 31.00 $16.00 $16.00 $496.00 Priced S/O
2017-09-18 Black Ridge Acquisition BRACU EarlyBirdCapital 12.00 $10.00 $10.00 $120.00 Priced S/O
2017-09-18 CM Seven Star Acquisition CMSSU EarlyBirdCapital 18.00 $10.00 $10.00 $180.00 Priced S/O
2017-09-18 NetREIT SQFT Janney Montgomery Scott 0.00 $69.00 TBA S/O
2017-09-18 OptiNose OPTN Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets 7.50 $16.00 $16.00 $120.00 Priced S/O
2017-09-18 Presidio Property Trust SQFT Janney Montgomery Scott 0.00 $69.00 TBA S/O
2017-09-18 Qudian QD Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities 37.50 $24.00 $24.00 $900.00 Priced S/O
2017-09-15 CarGurus CARG Goldman Sachs/ Allen & Company/ RBC Capital Markets 9.40 $16.00 $16.00 $150.40 Priced S/O
2017-09-13 ACM Research ACMR Roth Capital Partners 2.00 $5.60 $5.60 $11.20 Priced S/O
2017-09-12 Howard Midstream Partners, LP HMP Barclays/ RBC Capital Markets/ Tudor, Pickering, Holt/ BofA Merrill Lynch/ Citigroup/ MUFG/ SunTrust Robinson Humphrey/ Wells Fargo Securities 0.00 $200.00 TBA S/O
2017-09-11 BP Midstream Partners LP BPMP Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ Credit Suisse/ J.P. Morgan/ UBS Investment Bank 42.50 $18.00 $18.00 $765.00 Priced S/O
2017-09-11 Molino Cañuelas S.A.C.I.F.I.A. MOLC J.P. Morgan/ UBS Investment Bank 19.50 $14.00 $16.00 $292.50 Postponed S/O
2017-09-08 Switch SWCH Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities 31.25 $17.00 $17.00 $531.25 Priced S/O
2017-09-07 Adial Pharmaceuticals ADIL Joseph Gunnar & Co. 1.40 $9.00 $11.00 $14.00 Friday S/O
2017-09-07 Hancock Jaffe Laboratories HJLI WallachBeth Capital/ WestPark Capital/ Network 1 Financial Securities 1.88 $6.00 $8.00 $13.13 Postponed S/O
2017-09-05 Loma Negra LOMA BofA Merrill Lynch/ Bradesco BBI/ Citigroup/ HSBC/ Itaú BBA/ Morgan Stanley 50.20 $19.00 $19.00 $953.80 Priced S/O
2017-09-05 Rhythm Pharmaceuticals RYTM Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.05 $17.00 $17.00 $119.85 Priced S/O
2017-09-01 Deciphera Pharmaceuticals DCPH J.P. Morgan/ Piper Jaffray 7.50 $17.00 $17.00 $127.50 Priced S/O
2017-09-01 NuCana plc NCNA Citigroup/ Jefferies/ Cowen 6.67 $15.00 $15.00 $100.01 Priced S/O
2017-09-01 Restoration Robotics HAIR National Securities Corporation 3.58 $7.00 $7.00 $25.00 Priced S/O
2017-09-01 Roku ROKU Morgan Stanley/ Citigroup 15.67 $14.00 $14.00 $219.30 Priced S/O
2017-08-31 Nightstar Therapeutics Ltd. NITE Jefferies/ Leerink Partners/ BMO Capital Markets 5.36 $14.00 $14.00 $75.04 Priced S/O
2017-08-30 RYB Education RYB Credit Suisse/ Morgan Stanley 7.80 $18.50 $18.50 $144.30 Priced S/O
2017-08-29 Sol-Gel Technologies SLGL ​Jefferies/ BMO Capital Markets​ 0.00 $86.25 TBA S/O
2017-08-25 Draper Oakwood Technology Acquisition DOTAU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2017-08-25 Secoo Holding Limited SECO Jefferies 8.50 $13.00 $13.00 $110.50 Priced S/O
2017-08-23 Celcuity CELC Craig-Hallum Capital Group 2.40 $9.50 $9.50 $22.80 Priced S/O
2017-08-23 Social Capital Hedosophia Holdings IPOA.U Credit Suisse 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-08-21 Krystal Biotech KRYS Ladenburg Thalmann 3.96 $10.00 $10.00 $39.60 Priced S/O
2017-08-15 Despegar.com DESP Morgan Stanley/ Citigroup 12.77 $26.00 $26.00 $332.02 Priced S/O
2017-08-15 Zai Lab Ltd. ZLAB J.P. Morgan/ Citigroup/ Leerink Partners 8.33 $18.00 $18.00 $150.00 Priced S/O
2017-08-11 TDH Holdings PETZ ViewTrade Securities 1.32 $4.25 $4.25 $5.60 Priced S/O
2017-08-10 Preferred Sands PSND Credit Suisse/ KKR/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-08-09 Quintana Energy Services QES BofA Merrill Lynch/ Simmons & Company International (Energy Specialists of Piper Jaffray) 0.00 $100.00 TBA S/O
2017-08-04 ProLung LUNG Maxim Group/ Aegis Capital 0.90 $7.00 $8.00 $7.00 Thursday S/O
2017-08-04 ReTo Eco-Solutions RETO ViewTrade Securities 2.80 $5.00 $5.00 $14.00 Priced S/O
2017-08-03 Elio Motors ELIO Drexel Hamilton 0.00 $100.00 TBA S/O
2017-07-14 BJ Services BJS Goldman Sachs/ Morgan Stanley/Credit Suisse 0.00 $100.00 TBA S/O
2017-07-12 I-AM Capital Acquisition IAMxu Maxim Group/ Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2017-07-10 Torrid CURV BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Jefferies 0.00 $100.00 TBA S/O
2017-07-07 Tremont Mortgage Trust TRMT UBS Investment Bank/ Citigroup/ RBC Capital Markets 2.50 $20.00 $20.00 $50.00 Priced S/O
2017-07-06 Pensare Acquisition WRLSU EarlyBirdCapital 27.00 $10.00 $10.00 $270.00 Priced S/O
2017-07-03 Capitol Investment Corp. IV CIC.U Citigroup/ Deutsche Bank Securities/ J.P. Morgan 35.00 $10.00 $10.00 $350.00 Priced S/O
2017-07-03 Sienna Biopharmaceuticals SNNA J.P. Morgan/ Cowen/ BMO Capital Markets 4.33 $15.00 $15.00 $65.00 Priced S/O
2017-06-30 Clementia Pharmaceuticals CMTA Morgan Stanley/ Leerink Partners 8.00 $15.00 $15.00 $120.00 Priced S/O
2017-06-30 Redfin RDFN Goldman Sachs/ Allen & Company/ BofA Merrill Lynch/ RBC Capital Markets 9.23 $15.00 $15.00 $138.47 Priced S/O
2017-06-29 Industrea Acquisition INDUU FBR/ B. Riley & Co. 20.00 $10.00 $10.00 $200.00 Priced S/O
2017-06-28 Osprey Energy Acquisition OSPRU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-06-28 RBB Bancorp RBB Sandler O’Neill/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 3.75 $23.00 $23.00 $86.25 Priced S/O
2017-06-26 BEST Inc. BSTI Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank 45.00 $10.00 $10.00 $450.00 Priced S/O
2017-06-23 Calyxt CLXT Citigroup/ Credit Suisse/ JefferiesWells/ Fargo Securities 7.00 $8.00 $8.00 $56.00 Priced S/O
2017-06-23 Kala Pharmaceuticals KALA J.P. Morgan/ BofA Merrill Lynch 6.00 $15.00 $15.00 $90.00 Priced S/O
2017-06-23 PetIQ PETQ Jefferies/ William Blair 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-06-23 YogaWorks YOGA Cowen/ Stephens/ Guggenheim Securities 7.30 $5.50 $5.50 $40.15 Priced S/O
2017-06-21 Federal Street Acquisition FSACU Citigroup/ BofA Merrill Lynch 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-13 CompuLab Ltd. CPUL Maxim Group LLC 0.00 $23.00 TBA S/O
2017-06-13 Venator Materials PLC VNTR Citigroup/ Goldman Sachs/ BofA Merrill Lynch/ J.P. Morgan 22.70 $20.00 $20.00 $454.00 Priced S/O
2017-06-09 PQ Group Holdings PQG Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse 29.00 $17.50 $17.50 $507.50 Priced S/O
2017-06-07 TPG Pace Holdings TPGH-U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-06 OrthoPediatrics KIDS Piper Jaffray / Stifel 4.00 $13.00 $13.00 $52.00 Priced S/O
2017-06-02 Aileron Therapeutics ALRN BofA Merrill Lynch/ Jefferies 3.75 $15.00 $15.00 $56.25 Priced S/O
2017-06-02 Dova Pharmaceuticals DOVA J.P. Morgan/ Jefferies/ Leerink Partners 4.42 $17.00 $17.00 $75.06 Priced S/O
2017-06-01 Blue Apron Holdings APRN Goldman Sachs/ Morgan Stanley/ Citigroup/ Barclays 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-06-01 Mersana Therapeutics MRSN J.P. Morgan/ Cowen/ Leerink Partners 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-06-01 Tintri TNTR Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) 8.57 $7.00 $7.00 $60.00 Priced S/O
2017-05-31 Byline Bancorp BY BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) 5.70 $19.00 $19.00 $108.30 Priced S/O
2017-05-31 Esquire Financial Holdings ESQ Sandler O’Neill & Partners 2.36 $14.00 $14.00 $33.09 Priced S/O
2017-05-30 Hennessy Capital Acquisition Corp. III HCAC.U Credit Suisse/ Stifel 22.50 $10.00 $10.00 $225.00 Priced S/O
2017-05-24 Granite Point Mortgage Trust GPMT J.P. Morgan/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch 10.00 $19.50 $19.50 $195.00 Priced S/O
2017-05-22 Ranger Energy Services RNGR Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Wells Fargo Securities 5.86 $14.50 $14.50 $85.00 Priced S/O
2017-05-12 Athenex ATNX Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan 6.00 $11.00 $11.00 $66.00 Priced S/O
2017-05-12 Oasis Midstream Partners LP OMP Morgan Stanley/ Citigroup/ Wells Fargo Securities 7.50 $17.00 $17.00 $127.50 Priced S/O
2017-05-10 US LBM Holdings LBM Barclays/ RBC Capital Markets/ Credit Suisse 0.00 $100.00 TBA S/O
2017-05-04 Advantage Solutions ADV Goldman Sachs/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-05-02 Nine Energy Service NINE J.P. Morgan/ Goldman Sachs/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse 7.00 $23.00 $23.00 $161.00 Priced S/O
2017-05-02 ShotSpotter SSTI Roth Capital Partners/ Northland Capital Markets 2.80 $11.00 $11.00 $30.80 Priced S/O
2017-04-28 Avenue Therapeutics ATXI Oppenheimer 5.50 $6.00 $6.00 $33.00 Priced S/O
2017-04-28 Co-Diagnostics CODX WallachBeth Capital/ Network 1 Securities 1.18 $6.00 $6.00 $7.07 Priced S/O
2017-04-28 GPM Petroleum LP GPMP Raymond James/ Wells Fargo Securities/ RBC Capital Markets 0.00 $100.00 TBA S/O
2017-04-28 SMART Global Holdings SGH Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel 5.30 $11.00 $11.00 $58.30 Priced S/O
2017-04-27 Appian APPN Morgan Stanley/ Goldman, Sachs/ Barclays 6.25 $12.00 $12.00 $75.00 Priced S/O
2017-04-26 KBL Merger Corp. IV KBLMU Ladenburg Thalmann 10.00 $10.00 $10.00 $100.00 Priced S/O
2017-04-25 TPG RE Finance Trust TRTX BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays 11.00 $20.00 $20.00 $225.50 Priced S/O
2017-04-18 Bright Scholar Education Holdings BEDU Morgan Stanley/ Deutsche Bank Securities 15.00 $10.50 $10.50 $157.50 Priced S/O
2017-04-18 Newater Technology NEWA ViewTrade Securities 1.40 $5.00 $5.00 $7.00 Priced S/O
2017-04-17 TPG Pace Energy Holdings TPGE-U Deutsche Bank Securities/ Goldman, Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-04-13 G1 Therapeutics GTHX J.P. Morgan/ Cowen and Company 7.00 $15.00 $15.00 $105.00 Priced S/O
2017-04-13 Tapstone Energy TE BofA Merrill Lynch/ Citigroup 0.00 $100.00 TBA S/O
2017-04-11 Altice USA ATUS J.P. Morgan/ Morgan Stanley/ Citigroup/ Goldman, Sachs/ BofA Merrill Lynch/ Barclays/ BNP PARIBAS/ Credit Agricole CIB/ Deutsche Bank Securities/ RBC Capital Markets 63.94 $30.00 $30.00 $1918.30 Priced S/O
2017-04-11 Ovid Therapeutics OVID Citigroup/ Cowen and Company 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-04-10 Safety, Income and Growth SAFE BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James 10.25 $20.00 $20.00 $205.00 Priced S/O
2017-04-10 Vine Resources VRI Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ HSBC 0.00 $500.00 TBA S/O
2017-04-07 Biohaven Pharmaceutical Holding BHVN Morgan Stanley/ Piper Jaffray/ Barclays Capital 9.90 $17.00 $17.00 $168.30 Priced S/O
2017-04-07 Five Point Holdings FPH Citigroup/ J.P. Morgan 21.00 $14.00 $14.00 $294.00 Priced S/O
2017-04-07 UroGen Pharma Ltd. URGN Jefferies/ Cowen and Company 4.47 $13.00 $13.00 $58.15 Priced S/O
2017-04-06 Guaranty Bancshares GNTY Sandler O’Neill + Partners/ Stephens 2.00 $27.00 $27.00 $54.00 Priced S/O
2017-04-04 Gardner Denver Holdings GDI Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley 41.30 $20.00 $20.00 $820.00 Priced S/O
2017-04-04 KKR Real Estate Finance Trust KREF Wells Fargo Securities/ Morgan Stanley/ KKR 10.25 $20.50 $20.50 $210.13 Priced S/O
2017-04-03 Zymeworks ZYME Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity 4.50 $13.00 $13.00 $58.50 Priced S/O
2017-03-31 Carvana CVNA Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 China Rapid Finance Limited XRF Morgan Stanley/ Credit Suisse/ Jefferies 10.00 $6.00 $6.00 $60.00 Priced S/O
2017-03-31 Cloudera CLDR Morgan Stanley/ J.P. Morgan/ Allen & Company 15.00 $15.00 $15.00 $225.00 Priced S/O
2017-03-31 Emerald Expositions Events EEX BofA Merrill Lynch/ Barclays/ Goldman, Sachs 15.50 $17.00 $17.00 $263.50 Priced S/O
2017-03-31 Frontier Group Holdings FRNT Citigroup/ Deutsche Bank Securities/ Evercore ISI/ J.P. Morgan 0.00 $100.00 TBA S/O
2017-03-29 National Energy Services Reunited NESRU Maxim Group/ National Bank of Canada Financial 21.00 $10.00 $10.00 $210.00 Priced S/O
2017-03-28 Antero Resources Midstream Management AMGP Morgan Stanley/ Barclays/ J.P. Morgan 37.25 $23.50 $23.50 $875.38 Priced S/O
2017-03-27 Akcea Therapeutics AKCA Cowen and Company/ Stifel/ Wells Fargo Securities 15.63 $8.00 $8.00 $125.00 Priced S/O
2017-03-24 A.S.V. ASV Roth Capital Partners 3.80 $7.00 $7.00 $26.60 Priced S/O
2017-03-23 WideOpenWest WOW UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital 18.23 $17.00 $17.00 $310.00 Priced S/O
2017-03-21 Forum Merger FMCIU EarlyBirdCapital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-17 Cadence Bancorporation CADE Goldman, Sachs/ J.P. Morgan/ Sandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) 7.50 $20.00 $20.00 $150.00 Priced S/O
2017-03-15 Netshoes (Cayman) Ltd. NETS Goldman, Sachs/ J.P. Morgan/ Bradesco BBI/ Allen & Company/ Jefferies 8.25 $18.00 $18.00 $148.50 Priced S/O
2017-03-15 Solaris Oilfield Infrastructure SOI Credit Suisse/ Goldman, Sachs 10.10 $12.00 $12.00 $121.20 Priced S/O
2017-03-15 Veritone VERI Wunderlich/ Craig-Hallum Capital Group 2.50 $15.00 $15.00 $37.50 Priced S/O
2017-03-13 Okta OKTA Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company 11.00 $17.00 $17.00 $187.00 Priced S/O
2017-03-13 Yext YEXT Morgan Stanley/ J.P. Morgan/ RBC Capital Markets 10.50 $11.00 $11.00 $115.50 Priced S/O
2017-03-09 NCS Multistage Holdings NCSM Credit Suisse/ Citigroup/ Wells Fargo Securities 9.50 $17.00 $17.00 $161.50 Priced S/O
2017-03-09 Tocagen TOCA Leerink Partners/ Evercore ISI/ Stifel 8.50 $10.00 $10.00 $85.00 Priced S/O
2017-03-08 Modern Media Acquisition Corp. MMDMU Macquarie Capital 15.00 $10.00 $10.00 $150.00 Priced S/O
2017-03-07 Kayne Anderson Acquisition KAACU Citigroup/ Deutsche Bank Securities/ Credit Suisse 35.00 $10.00 $10.00 $350.00 Priced S/O
2017-03-07 Warrior Met Coal HCC Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets 16.66 $19.00 $19.00 $316.70 Priced S/O
2017-03-02 Select Energy Services WTTR Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan 8.70 $14.00 $14.00 $121.80 Priced S/O
2017-03-02 Silver Run Acquisition Corp II SRUNU Citigroup 90.00 $10.00 $10.00 $900.00 Priced S/O
2017-02-24 Alteryx AYX Goldman, Sachs/ J.P. Morgan/ Citigroup 9.00 $14.00 $14.00 $126.00 Priced S/O
2017-02-17 MuleSoft MULE Goldman, Sachs/ J.P. Morgan/ BoA Merrill Lynch 13.00 $17.00 $17.00 $221.00 Priced S/O
2017-02-17 Vantage Energy Acquisition VEACU Citigroup/ Credit Suisse/ Goldman, Sachs 48.00 $10.00 $10.00 $480.00 Priced S/O
2017-02-15 Canada Goose Holdings GOOS CIBC Capital Markets/ Credit Suisse/ Goldman, Sachs/ RBC Capital Markets 20.00 $12.78 $12.78 $255.60 Priced S/O
2017-02-15 Matlin & Partners Acquisition MPACU Cantor Fitzgerald & Co. 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-02-14 Liberty Oilfield Services LBRT Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI 12.70 $17.00 $17.00 $216.40 Priced S/O
2017-02-10 FTS International FTSI Credit Suisse/ Morgan Stanley 0.00 $100.00 TBA S/O
2017-02-10 J.Jill JILL BofA Merrill Lynch/Morgan Stanley/ Jefferies 11.67 $13.00 $13.00 $151.70 Priced S/O
2017-02-08 ProPetro Holding PUMP Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 25.00 $14.00 $14.00 $350.00 Priced S/O
2017-02-06 Azul S.A. AZUL Citigroup/ Itaú BBA/ Deutsche Bank Securities 28.48 $20.06 $20.06 $571.30 Priced S/O
2017-02-06 SG Blocks SGBX Joseph Gunnar & Co. 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-02-02 Snap SNAP Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities 200.00 $17.00 $17.00 $3400.00 Priced S/O
2017-02-01 Hamilton Lane HLNE J.P. Morgan/ Morgan Stanley 11.88 $16.00 $16.00 $190.00 Priced S/O
2017-01-13 Foundation Building Materials FBM Deutsche Bank Securities/ Barclays/ RBC Capital Markets/ Citigroup/ Baird 12.80 $14.00 $14.00 $179.20 Priced S/O
2016-12-23 FinTech Acquisition Corp. II FNTEU Cantor Fitzgerald & Co. 15.30 $10.00 $10.00 $153.00 Priced S/O
2016-12-22 Schneider National SNDR Morgan Stanley/ UBS Investment Bank 28.95 $19.00 $19.00 $550.00 Priced S/O
2016-12-21 Kleopatra Holdings 2 S.C.A (Klöckner Pentaplast) KP Citigroup/ Credit Suisse/ Goldman Sachs 0.00 $100.00 TBA S/O
2016-12-19 Jagged Peak Energy JAG Citigroup/ Credit Suisse/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Wells Fargo Securities 31.60 $15.00 $15.00 $473.99 Priced S/O
2016-12-09 Gores Holdings II GSHTU Deutsche Bank Securities 37.50 $10.00 $10.00 $375.00 Priced S/O
2016-11-22 Presidio, Inc. PSDO J.P. Morgan/ Citigroup 16.67 $14.00 $14.00 $233.30 Priced S/O
2016-11-21 ENDRA Life Sciences NDRAU National Securities Corporation/ Dougherty & Company 1.68 $5.00 $5.00 $8.40 Priced S/O
2016-11-17 Ardagh Group S.A. ARD Citigroup/ Deutsche Bank Securities/ Goldman, Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 16.20 $19.00 $19.00 $307.80 Priced S/O
2016-11-16 Gadsden Growth Properties GADS National Securities Corporation 3.50 $9.00 $11.00 $35.00 TBA S/O
2016-11-15 BeyondSpring BYSI Rodman & Renshaw (a Unit of H.C. Wainwright & Co.) 0.17 $20.00 $20.00 $3.48 Priced S/O
2016-11-14 Frankly FKLY.U Roth Capital Partners/ Joseph Gunnar 2.40 $4.50 $6.00 $12.60 TBA S/O
2016-10-28 Atlantic Acquisition ATACU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2016-10-28 Sachem Capital SACH Joseph Gunnar 2.60 $5.00 $5.00 $13.00 Priced S/O
2016-10-21 CollPlant Holdings CLGN - 2.12 $7.72 $7.72 $16.40 S/O
2016-10-17 Innovative Industrial Properties IIPR Ladenburg Thalmann/ Compass Point 3.35 $20.00 $20.00 $67.00 Priced S/O
2016-10-11 Hunter Maritime Acquisition HUNTU Morgan Stanley 15.00 $10.00 $10.00 $150.00 Priced S/O
2016-10-10 Energy Hunter Resources EHR Stifel/ B. Riley/ FBR 4.83 $8.00 $10.00 $43.47 Day-to-Day S/O
2016-10-07 Clipper Realty CLPR FBR/ Raymond James 5.70 $13.50 $13.50 $76.95 Priced S/O
2016-08-26 Gridsum Holding GSUM Goldman Sachs (Asia)/ Citigroup 6.70 $13.00 $13.00 $87.10 Priced S/O
2016-08-19 Everbridge EVBG Credit Suisse/ BofA Merrill Lynch 7.50 $12.00 $12.00 $90.00 Priced S/O
2016-03-04 Hunting Dog Capital HDCC Joseph Gunnar 2.00 $15.00 $15.00 $30.00 TBA S/O
2015-11-09 Elevate Credit ELVT UBS Securities/ Credit Suisse/ Jefferies 12.40 $6.50 $6.50 $80.60 Priced S/O
2015-10-07 McGraw-Hill Education MHED Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays 0.00 $100.00 TBA S/O
2015-09-09 AnaptysBio ANAB Credit Suisse/ Stifel 5.00 $15.00 $15.00 $75.00 Priced S/O
2015-08-31 IC Power Ltd. ICP BofA Merrill Lynch/ Credit Suisse 25.90 $12.00 $15.00 $349.65 Postponed S/O
2015-07-08 Albertsons Companies ABS Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Morgan Stanley 0.00 $100.00 TBA S/O
2015-05-22 Bicapital BICA BofA Merrill Lynch/ Citigroup/ J.P. Morgan 0.00 $345.00 TBA S/O
2014-11-12 Intrepid Aviation Ltd INTR Goldman Sachs/ Deutsche Bank Securities 0.00 $150.00 TBA S/O
2014-09-24 Hess Midstream Partners LP HESM Goldman Sachs/ Morgan Stanley/ Citigroup/ J.P. Morgan/ MUFG/ Wells Fargo Securities 14.78 $23.00 $23.00 $339.90 Priced S/O
2014-06-16 Plymouth Industrial REIT PLYM D.A. Davidson/ BB&T Capital Markets/ Oppenheimer 2.90 $19.00 $19.00 $55.10 Priced S/O