IPOs Recently Filed
| File Date | Company | Symbol | Managers | Shares (millions) |
Price Low |
Price High |
Est $ Vol (millions) |
Expected To Trade |
SCOOP Rating |
|---|---|---|---|---|---|---|---|---|---|
| 2017-07-14 | BJ Services | BJS | Goldman Sachs/ Morgan Stanley/Credit Suisse | 0.00 | $100.00 | TBA | S/O | ||
| 2017-07-14 | Four Springs Capital Trust | FSPR | RBC Capital Markets/ SunTrust Robinson Humphrey | 5.60 | $17.00 | $19.00 | $100.00 | Withdrawn | S/O |
| 2017-07-12 | CEBA Midstream, LP | CEBA | Barclays/ RBC Capital Markets/ UBS Investment Bank | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-07-12 | I-AM Capital Acquisition | IAMU | Maxim Group LLC | 5.00 | $10.00 | $10.00 | $50.00 | TBA | S/O |
| 2017-07-10 | Torrid | CURV | BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Jefferies | 0.00 | $100.00 | TBA | S/O | ||
| 2017-07-07 | Tremont Mortgage Trust | TRMT | UBS Investment Bank/ Citigroup/ RBC Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-07-07 | Zealand Pharma A/S | ZLND | Morgan Stanley/ Goldman Sachs | 0.00 | $86.25 | TBA | S/O | ||
| 2017-07-06 | Pensare Acquisition | WRLSU | EarlyBirdCapital | 25.00 | $10.00 | $10.00 | $250.00 | TBA | S/O |
| 2017-07-03 | Capitol Investment Corp. IV | CIC.U | Citigroup | 35.00 | $10.00 | $10.00 | $350.00 | TBA | S/O |
| 2017-07-03 | Sienna Biopharmaceuticals | SNNA | J.P. Morgan/ Cowen/ BMO Capital Markets | 4.33 | $14.00 | $16.00 | $65.00 | Thursday | S/O |
| 2017-06-30 | Clementia Pharmaceuticals | CMTA | Morgan Stanley/ Leerink Partners | 0.00 | $115.00 | TBA | S/O | ||
| 2017-06-30 | Redfin | RDFN | Goldman Sachs/ Allen & Company/ BofA Merrill Lynch/ RBC Capital Markets | 9.23 | $12.00 | $14.00 | $120.00 | Friday | S/O |
| 2017-06-29 | Industrea Acquisition | INDUU | FBR/ B. Riley & Co. | 20.00 | $10.00 | $10.00 | $200.00 | Thursday | S/O |
| 2017-06-28 | Osprey Energy Acquisition | OSPRU | Credit Suisse | 25.00 | $10.00 | $10.00 | $250.00 | Priced | S/O |
| 2017-06-28 | RBB Bancorp | RBB | Sandler O’Neill/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens | 3.00 | $22.00 | $24.00 | $69.00 | Wednesday | S/O |
| 2017-06-26 | BEST Inc. | TBA | Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank | 0.00 | $750.00 | TBA | S/O | ||
| 2017-06-23 | Calyxt | CLXT | Citigroup/ Credit Suisse/ JefferiesWells/ Fargo Securities | 7.00 | $8.00 | $8.00 | $56.00 | Priced | S/O |
| 2017-06-23 | Kala Pharmaceuticals | KALA | J.P. Morgan/ BofA Merrill Lynch | 6.00 | $15.00 | $15.00 | $90.00 | Priced | S/O |
| 2017-06-23 | PetIQ | PETQ | Jefferies/ William Blair | 6.25 | $16.00 | $16.00 | $100.00 | Priced | S/O |
| 2017-06-23 | YogaWorks | YOGA | Cowen/ Stephens/ Guggenheim Securities | 5.00 | $12.00 | $14.00 | $65.00 | Postponed | S/O |
| 2017-06-21 | Federal Street Acquisition | FSACU | Citigroup/ BofA Merrill Lynch | 40.00 | $10.00 | $10.00 | $400.00 | Priced | S/O |
| 2017-06-21 | Vencore Holding | VNCR | Goldman Sachs/ Wells Fargo Securities | 0.00 | $250.00 | TBA | S/O | ||
| 2017-06-13 | CompuLab Ltd. | CPUL | Maxim Group LLC | 0.00 | $23.00 | TBA | S/O | ||
| 2017-06-13 | Venator Materials PLC | VNTR | BofA Merrill Lynch/ Goldman Sachs/ BofA Merrill Lynch/ J.P. Morgan | 0.00 | $100.00 | TBA | S/O | ||
| 2017-06-09 | PQ Group Holdings | PQG | Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse | 0.00 | $100.00 | TBA | S/O | ||
| 2017-06-07 | TPG Pace Holdings | TPGH-U | Deutsche Bank Securities/ Goldman Sachs | 40.00 | $10.00 | $10.00 | $400.00 | Priced | S/O |
| 2017-06-02 | Aileron Therapeutics | ALRN | BofA Merrill Lynch/ Jefferies | 3.75 | $15.00 | $15.00 | $56.25 | Priced | S/O |
| 2017-06-02 | Dova Pharmaceuticals | DOVA | J.P. Morgan/ Jefferies/ Leerink Partners | 4.42 | $17.00 | $17.00 | $75.06 | Priced | S/O |
| 2017-06-01 | Blue Apron Holdings | APRN | Goldman Sachs/ Morgan Stanley/ Citigroup/ Barclays | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-06-01 | Mersana Therapeutics | MRSN | J.P. Morgan/ Cowen/ Leerink Partners | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2017-06-01 | Tintri | TNTR | Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) | 8.57 | $7.00 | $7.00 | $60.00 | Priced | S/O |
| 2017-05-31 | Byline Bancorp | BY | BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) | 5.70 | $19.00 | $19.00 | $108.30 | Priced | S/O |
| 2017-05-31 | Esquire Financial Holdings | ESQ | Sandler O’Neill & Partners | 2.36 | $14.00 | $14.00 | $33.09 | Priced | S/O |
| 2017-05-30 | Hennessy Capital Acquisition Corp. III | HCAC.U | Credit Suisse/ Stifel | 22.50 | $10.00 | $10.00 | $225.00 | Priced | S/O |
| 2017-05-24 | Granite Point Mortgage Trust | GPMT | J.P. Morgan/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch | 10.00 | $19.50 | $19.50 | $195.00 | Priced | S/O |
| 2017-05-22 | Ranger Energy Services | RNGR | Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Wells Fargo Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-12 | Athenex | ATNX | Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan | 6.00 | $11.00 | $11.00 | $66.00 | Priced | S/O |
| 2017-05-12 | Oasis Midstream Partners LP | OMP | Morgan Stanley/ Citigroup/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ RBC Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-11 | Loton | LIVX | BMO Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-10 | US LBM Holdings | LBM | Barclays/ RBC Capital Markets/ Credit Suisse | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-08 | Contura Energy | CTRA | Citigroup/ Jefferies | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-05 | Ironshore | TBA | BofA Merrill Lynch/ Citigroup/ J.P. Morgan/ UBS Investment Bank | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-05-04 | Advantage Solutions | ADV | Goldman Sachs/ Morgan Stanley | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-04 | BioLight Life Sciences Ltd. | BOLT | Feltl and Company/ Rodman & Renshaw (a unit of H.C. Wainwright & Co.) | 2.14 | $4.60 | $6.60 | $10.90 | Withdrawn | S/O |
| 2017-05-02 | Nine Energy Service | NINE | J.P. Morgan/ Goldman Sachs/ Wells Fargo Securities | 0.00 | $100.00 | TBA | S/O | ||
| 2017-05-02 | ShotSpotter | SSTI | Roth Capital Partners/ Northland Capital Markets | 2.80 | $11.00 | $11.00 | $30.80 | Priced | S/O |
| 2017-04-28 | Avenue Therapeutics | ATXI | Oppenheimer | 5.50 | $6.00 | $6.00 | $33.00 | Priced | S/O |
| 2017-04-28 | Co-Diagnostics | CODX | WallachBeth Capital/ Network 1 Securities | 1.18 | $6.00 | $6.00 | $7.07 | Priced | S/O |
| 2017-04-28 | GPM Petroleum LP | GPMP | Raymond James/ Wells Fargo Securities/ RBC Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-04-28 | SMART Global Holdings | SGH | Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel | 5.30 | $11.00 | $11.00 | $58.30 | Priced | S/O |
| 2017-04-27 | Appian | APPN | Morgan Stanley/ Goldman, Sachs/ Barclays | 6.25 | $12.00 | $12.00 | $75.00 | Priced | S/O |
| 2017-04-26 | KBL Merger Corp. IV | KBLMU | Ladenburg Thalmann | 10.00 | $10.00 | $10.00 | $100.00 | Priced | S/O |
| 2017-04-25 | Dole Food Company | DOLE | Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/RBC Capital Markets | 0.00 | $100.00 | TBA | S/O | ||
| 2017-04-25 | TPG RE Finance Trust | TRTX | BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays | 11.00 | $20.00 | $20.00 | $225.50 | Priced | S/O |
| 2017-04-18 | Bright Scholar Education Holdings | BEDU | Morgan Stanley/ Deutsche Bank Securities | 15.00 | $10.50 | $10.50 | $157.50 | Priced | S/O |
| 2017-04-18 | Newater Technology | NEWA | ViewTrade Securities | 1.40 | $4.00 | $5.00 | $6.30 | TBA | S/O |
| 2017-04-17 | TPG Pace Energy Holdings | TPGE-U | Deutsche Bank Securities/ Goldman, Sachs | 60.00 | $10.00 | $10.00 | $600.00 | Priced | S/O |
| 2017-04-13 | G1 Therapeutics | GTHX | J.P. Morgan/ Cowen and Company | 7.00 | $15.00 | $15.00 | $105.00 | Priced | S/O |
| 2017-04-13 | Tapstone Energy | TE | BofA Merrill Lynch/ Citigroup | 0.00 | $100.00 | TBA | S/O | ||
| 2017-04-11 | Altice USA | ATUS | J.P. Morgan/ Morgan Stanley/ Citigroup/ Goldman, Sachs/ BofA Merrill Lynch/ Barclays/ BNP PARIBAS/ Credit Agricole CIB/ Deutsche Bank Securities/ RBC Capital Markets | 63.94 | $30.00 | $30.00 | $1918.30 | Priced | S/O |
| 2017-04-11 | Ovid Therapeutics | OVID | Citigroup/ Cowen and Company | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2017-04-10 | Safety, Income and Growth | SAFE | BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James | 10.25 | $20.00 | $20.00 | $205.00 | Priced | S/O |
| 2017-04-10 | Vine Resources | VRI | Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ HSBC | 0.00 | $500.00 | TBA | S/O | ||
| 2017-04-07 | Biohaven Pharmaceutical Holding | BHVN | Morgan Stanley/ Piper Jaffray/ Barclays Capital | 9.90 | $17.00 | $17.00 | $168.30 | Priced | S/O |
| 2017-04-07 | Five Point Holdings | FPH | Citigroup/ J.P. Morgan | 21.00 | $14.00 | $14.00 | $294.00 | Priced | S/O |
| 2017-04-07 | UroGen Pharma Ltd. | URGN | Jefferies/ Cowen and Company | 4.47 | $13.00 | $13.00 | $58.15 | Priced | S/O |
| 2017-04-06 | Guaranty Bancshares | GNTY | Sandler O’Neill + Partners/ Stephens | 2.00 | $27.00 | $27.00 | $54.00 | Priced | S/O |
| 2017-04-04 | Gardner Denver Holdings | GDI | Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley | 41.30 | $20.00 | $20.00 | $820.00 | Priced | S/O |
| 2017-04-04 | KKR Real Estate Finance Trust | KREF | Wells Fargo Securities/ Morgan Stanley/ KKR | 10.25 | $20.50 | $20.50 | $210.13 | Priced | S/O |
| 2017-04-04 | Sidoti | SDTI | W.R. Hambrecht / Sidoti & Company | 3.00 | $9.00 | $11.00 | $30.00 | Withdrawn | S/O |
| 2017-04-04 | Verona Pharma plc | VRNA | Jefferies/ Stifel | 5.77 | $13.50 | $13.50 | $77.86 | S/O | |
| 2017-04-03 | Zymeworks | ZYME | Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity | 4.50 | $13.00 | $13.00 | $58.50 | Priced | S/O |
| 2017-03-31 | Carvana | CVNA | Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities | 15.00 | $15.00 | $15.00 | $225.00 | Priced | S/O |
| 2017-03-31 | China Rapid Finance Limited | XRF | Morgan Stanley/ Credit Suisse/ Jefferies | 10.00 | $6.00 | $6.00 | $60.00 | Priced | S/O |
| 2017-03-31 | Cloudera | CLDR | Morgan Stanley/ J.P. Morgan/ Allen & Company | 15.00 | $15.00 | $15.00 | $225.00 | Priced | S/O |
| 2017-03-31 | Emerald Expositions Events | EEX | BofA Merrill Lynch/ Barclays/ Goldman, Sachs | 15.50 | $17.00 | $17.00 | $263.50 | Priced | S/O |
| 2017-03-31 | Frontier Group Holdings | FRNT | Citigroup/ Deutsche Bank Securities/ Evercore ISI/ J.P. Morgan | 0.00 | $100.00 | TBA | S/O | ||
| 2017-03-29 | National Energy Services Reunited | NESRU | Maxim Group/ National Bank of Canada Financial | 21.00 | $10.00 | $10.00 | $210.00 | Priced | S/O |
| 2017-03-28 | Antero Resources Midstream Management | AMGP | Morgan Stanley/ Barclays/ J.P. Morgan | 37.25 | $23.50 | $23.50 | $875.38 | Priced | S/O |
| 2017-03-27 | Akcea Therapeutics | AKCA | Cowen and Company/ Stifel/ Wells Fargo Securities | 15.63 | $8.00 | $8.00 | $125.00 | Priced | S/O |
| 2017-03-27 | Ecolomondo | EECO | Chardan Capital Markets | 2.00 | $6.50 | $7.50 | $14.00 | Withdrawn | S/O |
| 2017-03-24 | A.S.V. | ASV | Roth Capital Partners | 3.80 | $7.00 | $7.00 | $26.60 | Priced | S/O |
| 2017-03-23 | WideOpenWest | WOW | UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital | 18.23 | $17.00 | $17.00 | $310.00 | Priced | S/O |
| 2017-03-21 | Forum Merger | FMCIU | EarlyBirdCapital | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2017-03-21 | Lumena Pharmaceuticals | LIVR | Citigroup/ Cowen and Company/ Leerink Partners | 0.00 | $75.00 | Withdrawn | S/O | ||
| 2017-03-17 | Cadence Bancorporation | CADE | Goldman, Sachs/ J.P. Morgan/ Sandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) | 7.50 | $20.00 | $20.00 | $150.00 | Priced | S/O |
| 2017-03-17 | Playa Hotels & Resorts B.V. | PLYA | BofA Merrill Lynch/ Deutsche Bank Securities | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-03-15 | Netshoes (Cayman) Ltd. | NETS | Goldman, Sachs/ J.P. Morgan/ Bradesco BBI/ Allen & Company/ Jefferies | 8.25 | $18.00 | $18.00 | $148.50 | Priced | S/O |
| 2017-03-15 | Solaris Oilfield Infrastructure | SOI | Credit Suisse/ Goldman, Sachs | 10.10 | $12.00 | $12.00 | $121.20 | Priced | S/O |
| 2017-03-15 | Veritone | VERI | Wunderlich/ Craig-Hallum Capital Group | 2.50 | $15.00 | $15.00 | $37.50 | Priced | S/O |
| 2017-03-13 | Colony Global Acquisition | CCACU | Credit Suisse | 30.00 | $10.00 | $10.00 | $300.00 | Withdrawn | S/O |
| 2017-03-13 | Okta | OKTA | Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company | 11.00 | $17.00 | $17.00 | $187.00 | Priced | S/O |
| 2017-03-13 | Yext | YEXT | Morgan Stanley/ J.P. Morgan/ RBC Capital Markets | 10.50 | $11.00 | $11.00 | $115.50 | Priced | S/O |
| 2017-03-09 | NCS Multistage Holdings | NCSM | Credit Suisse/ Citigroup/ Wells Fargo Securities | 9.50 | $17.00 | $17.00 | $161.50 | Priced | S/O |
| 2017-03-09 | Tocagen | TOCA | Leerink Partners/ Evercore ISI/ Stifel | 8.50 | $10.00 | $10.00 | $85.00 | Priced | S/O |
| 2017-03-08 | Modern Media Acquisition Corp. | MMDMU | Macquarie Capital | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2017-03-08 | Quintana Shipping Ltd.Quintana Shipping Ltd. | QSP | Morgan Stanley/ Deutsche Bank Securities/ Jefferies | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-03-07 | Kayne Anderson Acquisition | KAACU | Citigroup/ Deutsche Bank Securities/ Credit Suisse | 35.00 | $10.00 | $10.00 | $350.00 | Priced | S/O |
| 2017-03-07 | Warrior Met Coal | HCC | Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets | 16.66 | $19.00 | $19.00 | $316.70 | Priced | S/O |
| 2017-03-02 | Select Energy Services | WTTR | Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan | 8.70 | $14.00 | $14.00 | $121.80 | Priced | S/O |
| 2017-03-02 | Silver Run Acquisition Corp II | SRUNU | Citigroup | 90.00 | $10.00 | $10.00 | $900.00 | Priced | S/O |
| 2017-02-28 | Adama Agricultural Solutions Ltd. | ADAM | Goldman, Sachs/ BofA Merrill Lynch | 23.50 | $16.00 | $18.00 | $399.50 | Withdrawn | S/O |
| 2017-02-24 | Alteryx | AYX | Goldman, Sachs/ J.P. Morgan/ Citigroup | 9.00 | $14.00 | $14.00 | $126.00 | Priced | S/O |
| 2017-02-22 | Braeburn Pharmaceuticals | BBRX | J.P. Morgan/ BofA Merrill Lynch | 7.69 | $18.00 | $21.00 | $150.00 | Withdrawn | S/O |
| 2017-02-17 | MuleSoft | MULE | Goldman, Sachs/ J.P. Morgan/ BoA Merrill Lynch | 13.00 | $17.00 | $17.00 | $221.00 | Priced | S/O |
| 2017-02-17 | Vantage Energy Acquisition | VEACU | Citigroup/ Credit Suisse/ Goldman, Sachs | 48.00 | $10.00 | $10.00 | $480.00 | Priced | S/O |
| 2017-02-15 | AgEagle Aerial Systems | UAVSU | Northland Capital Markets/ Roth Capital Partners | 2.73 | $4.25 | $4.25 | $11.70 | Withdrawn | S/O |
| 2017-02-15 | Canada Goose Holdings | GOOS | CIBC Capital Markets/ Credit Suisse/ Goldman, Sachs/ RBC Capital Markets | 20.00 | $12.78 | $12.78 | $255.60 | Priced | S/O |
| 2017-02-15 | Matlin & Partners Acquisition | MPACU | Cantor Fitzgerald & Co. | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2017-02-14 | Liberty Oilfield Services | BDFC | Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI | 0.00 | $50.00 | TBA | S/O | ||
| 2017-02-13 | Boston Omaha | BOMN | Cowen and Company | 6.54 | $13.00 | $13.00 | $85.00 | S/O | |
| 2017-02-10 | FDO Holdings | FND | BofA Merrill Lynch/ Barclays/ Credit Suisse / UBS Investment Bank | 0.00 | $150.00 | TBA | S/O | ||
| 2017-02-10 | FTS International | FTSI | Credit Suisse/ Morgan Stanley | 0.00 | $100.00 | TBA | S/O | ||
| 2017-02-10 | J.Jill | JILL | BofA Merrill Lynch/Morgan Stanley/ Jefferies | 11.67 | $13.00 | $13.00 | $151.70 | Priced | S/O |
| 2017-02-10 | Mauser Group N.V. | MSR | BofA Merrill Lynch/ Citigroup/ Credit Suisse | 12.62 | $20.00 | $22.00 | $265.00 | Withdrawn | S/O |
| 2017-02-10 | Visterra | VIST | Leerink Partners/ Stifel | 3.85 | $12.00 | $14.00 | $50.10 | Withdrawn | S/O |
| 2017-02-08 | CBS Radio | CBSR | Goldman Sachs/ BofA Merrill Lynch/ Credit Suisse/ Wells Fargo Securities | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-02-08 | ProPetro Holding | PUMP | Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan | 25.00 | $14.00 | $14.00 | $350.00 | Priced | S/O |
| 2017-02-06 | Azul S.A. | AZUL | Citigroup/ Itaú BBA/ Deutsche Bank Securities | 28.48 | $20.06 | $20.06 | $571.30 | Priced | S/O |
| 2017-02-06 | SG Blocks | SGBX | Joseph Gunnar & Co. | 1.50 | $5.00 | $5.00 | $7.50 | Priced | S/O |
| 2017-02-02 | Snap | SNAP | Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities | 200.00 | $17.00 | $17.00 | $3400.00 | Priced | S/O |
| 2017-02-01 | Bioceres S.A. | BIOX | Piper Jaffray/ Itaú BBA | 0.00 | $80.50 | Withdrawn | S/O | ||
| 2017-02-01 | Hamilton Lane | HLNE | J.P. Morgan/ Morgan Stanley | 11.88 | $16.00 | $16.00 | $190.00 | Priced | S/O |
| 2017-02-01 | PointClickCare | PCLK | J.P. Morgan/ Goldman Sachs/ RBC Capital Markets | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-01-23 | Avaya Holdings | AVYA | Morgan Stanley/ Goldman Sachs/ J.P. Morgan | 0.00 | $1000.00 | Withdrawn | S/O | ||
| 2017-01-17 | Claire’s Inc. | CLRS | Credit Suisse/ J.P. Morgan/ Goldman Sachs | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2017-01-13 | Foundation Building Materials | FBM | Deutsche Bank Securities/ Barclays/ RBC Capital Markets/ Citigroup/ Baird | 12.80 | $14.00 | $14.00 | $179.20 | Priced | S/O |
| 2017-01-13 | Viventia Bio | VITA | Leerink Partners/ Cowen and Company/ Guggenheim Securities | 0.00 | $86.25 | Withdrawn | S/O | ||
| 2016-12-30 | IASIS Healthcare | IAS | J.P. Morgan/ BofA Merrill Lynch/ Barclays | 0.00 | $100.00 | Withdrawn | S/O | ||
| 2016-12-23 | FinTech Acquisition Corp. II | FNTEU | Cantor Fitzgerald & Co. | 15.30 | $10.00 | $10.00 | $153.00 | Priced | S/O |
| 2016-12-22 | Schneider National | SNDR | Morgan Stanley/ UBS Investment Bank | 28.95 | $19.00 | $19.00 | $550.00 | Priced | S/O |
| 2016-12-21 | Immuron Ltd (stock) | IMRN | Joseph Gunnar/ Rodman & Renshaw (a unit of H.C. Wainwright & Co.) | 0.61 | $9.99 | $9.99 | $6.10 | Priced | S/O |
| 2016-12-21 | Kleopatra Holdings 2 S.C.A (Klöckner Pentaplast) | KP | Citigroup/ Credit Suisse/ Goldman Sachs | 0.00 | $100.00 | TBA | S/O | ||
| 2016-12-19 | Jagged Peak Energy | JAG | Citigroup/ Credit Suisse/ J.P. Morgan/ Goldman Sachs/ RBC Capital Markets/ Wells Fargo Securities | 31.60 | $15.00 | $15.00 | $473.99 | Priced | S/O |
| 2016-12-09 | Gores Holdings II | GSHTU | Deutsche Bank Securities | 37.50 | $10.00 | $10.00 | $375.00 | Priced | S/O |
| 2016-12-05 | JBS Foods International B.V. | JBS | TBA | 0.00 | $500.00 | TBA | S/O | ||
| 2016-11-22 | Presidio, Inc. | PSDO | J.P. Morgan/ Citigroup | 16.67 | $14.00 | $14.00 | $233.30 | Priced | S/O |
| 2016-11-21 | ENDRA Life Sciences | NDRAU | National Securities Corporation/ Dougherty & Company | 1.68 | $5.00 | $5.00 | $8.40 | Priced | S/O |
| 2016-11-18 | Optiv | OPTV | Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup | 0.00 | $100.00 | TBA | S/O | ||
| 2016-11-17 | Ardagh Group S.A. | ARD | Citigroup/ Deutsche Bank Securities/ Goldman, Sachs/ Barclays/ Credit Suisse/ J.P. Morgan | 16.20 | $19.00 | $19.00 | $307.80 | Priced | S/O |
| 2016-11-16 | Gadsden Growth Properties | GADS | National Securities Corporation | 5.00 | $9.00 | $11.00 | $50.00 | TBA | S/O |
| 2016-11-15 | BeyondSpring | BYSI | Rodman & Renshaw (a Unit of H.C. Wainwright & Co.) | 0.17 | $20.00 | $20.00 | $3.48 | Priced | S/O |
| 2016-11-14 | Frankly | FKLY.U | Roth Capital Partners/ Joseph Gunnar | 2.40 | $4.50 | $6.00 | $12.60 | TBA | S/O |
| 2016-11-14 | Ichor Holdings, Ltd. | ICHR | Deutsche Bank Securities/ Stifel | 5.88 | $9.00 | $9.00 | $52.90 | Priced | S/O |
| 2016-11-10 | JWiz, Inc. | JWIZ | Joseph Gunnar & Co. | 0.00 | $11.50 | TBA | S/O | ||
| 2016-11-10 | WildHorse Resource Development | WRD | Barclays/ BofA Merrill Lynch/ BMO Capital Markets/ Citigroup/ Wells Fargo Securities | 27.50 | $15.00 | $15.00 | $412.50 | Priced | S/O |
| 2016-10-28 | Atlantic Acquisition | ATACU | Chardan | 4.00 | $10.00 | $10.00 | $40.00 | TBA | S/O |
| 2016-10-28 | Sachem Capital | SACH | Joseph Gunnar | 2.60 | $5.00 | $5.00 | $13.00 | Priced | S/O |
| 2016-10-28 | Stars Acquisition | STACU | Chardan | 4.00 | $10.00 | $10.00 | $40.00 | TBA | S/O |
| 2016-10-21 | CollPlant Holdings | CLGN | Ladenburg Thalmann | 3.50 | $6.23 | $6.23 | $25.00 | Postponed | S/O |
| 2016-10-17 | Innovative Industrial Properties | IIPR | Ladenburg Thalmann/ Compass Point | 3.35 | $20.00 | $20.00 | $67.00 | Priced | S/O |
| 2016-10-14 | Eagleline Acquisition | IGLEU | Stifel/ FBR/ Stephens | 15.00 | $10.00 | $10.00 | $150.00 | Postponed | S/O |
| 2016-10-11 | Accelerated Pharma | ACCP | Rodman & Renshaw (a unit of H.C. Wainwright)/ Joseph Gunnar | 1.50 | $4.00 | $6.00 | $7.50 | TBA | S/O |
| 2016-10-11 | Hunter Maritime Acquisition | HUNTU | Morgan Stanley | 15.00 | $10.00 | $10.00 | $150.00 | Priced | S/O |
| 2016-10-10 | Energy Hunter Resources | EHR | FBR/ Stifel | 4.33 | $9.00 | $11.00 | $43.25 | S/O | |
| 2016-10-07 | Clipper Realty | CLPR | FBR/ Raymond James | 5.70 | $13.50 | $13.50 | $76.95 | Priced | S/O |
| 2016-10-05 | Mota Group (stock) | MOTA | Joseph Gunnar/ Axiom Capital Management | 0.65 | $9.99 | $9.99 | $6.49 | S/O | |
| 2016-10-05 | Mota Group (warrants) | MOTAW | Joseph Gunnar/ Axiom Capital Management | 0.65 | $0.01 | $0.01 | N/A | S/O | |
| 2016-10-04 | GDS Holdings Ltd. | GDS | Credit Suisse/ J.P. Morgan | 19.25 | $10.00 | $10.00 | $192.50 | Priced | S/O |
| 2016-09-30 | BlackLine | BL | Goldman Sachs/ J.P. Morgan | 8.60 | $17.00 | $17.00 | $146.20 | Priced | S/O |
| 2016-09-30 | Myovant Sciences Ltd. | MYOV | Citigroup/ Cowen and Company/ Evercore ISI/ Barclays | 14.50 | $15.00 | $15.00 | $217.50 | Priced | S/O |
| 2016-09-30 | Ra Pharmaceuticals | RARX | Credit Suisse/ Jefferies/ BMO Capital Markets | 7.05 | $13.00 | $13.00 | $91.60 | Priced | S/O |
| 2016-09-30 | ZTO Express (Cayman) | ZTO | Morgan Stanley/ Goldman Sachs (Asia) | 72.10 | $19.50 | $19.50 | $1405.95 | Priced | S/O |
| 2016-09-29 | Quantenna Communications | QTNA | Morgan Stanley/ Barclays/ Deutsche Bank Securities | 6.70 | $16.00 | $16.00 | $107.20 | Priced | S/O |
| 2016-09-26 | GTY Technology Holdings | GTYHU | Citigroup | 48.00 | $10.00 | $10.00 | $480.00 | Priced | S/O |
| 2016-09-23 | iRhythm Technologies | IRTC | J.P. Morgan/ Morgan Stanley | 6.29 | $17.00 | $17.00 | $107.00 | Priced | S/O |
| 2016-09-21 | SenesTech | SNES | Roth Capital Partners | 1.88 | $8.00 | $8.00 | $15.00 | Priced | S/O |
| 2016-09-19 | Smart Sand | SND | Credit Suisse/ Goldman Sachs | 11.70 | $11.00 | $11.00 | $128.70 | Priced | S/O |
| 2016-09-14 | Extraction Oil & Gas | XOG | Credit Suisse/ Barclays/ Goldman Sachs/ Citigroup | 33.33 | $19.00 | $19.00 | $633.33 | Priced | S/O |
| 2016-09-09 | CRISPR Therapeutics AG | CRSP | Citigroup/ Piper Jaffray/ Barclays | 4.00 | $14.00 | $14.00 | $56.00 | Priced | S/O |
| 2016-09-09 | Everspin Technologies | MRAM | Stifel/ Needham & Company | 5.00 | $8.00 | $8.00 | $40.00 | Priced | S/O |
| 2016-09-09 | Obalon Therapeutics | OBLN | UBS Investment Bank/ Canaccord Genuity/ Stifel | 5.00 | $15.00 | $15.00 | $75.00 | Priced | S/O |
| 2016-09-09 | Polar Power | POLA | Roth Capital Partners/ Joseph Gunnar | 2.40 | $7.00 | $7.00 | $16.80 | Priced | S/O |
| 2016-09-08 | Coupa Software | COUP | Morgan Stanley/ J.P. Morgan/ Barclays/ RBC Capital Markets | 7.40 | $18.00 | $18.00 | $133.20 | Priced | S/O |
| 2016-09-02 | Avista Healthcare Public Acquisition | AHPAU | Credit Suisse | 30.00 | $10.00 | $10.00 | $300.00 | Priced | S/O |
| 2016-09-02 | Fulgent Genetics | FLGT | Credit Suisse/ Piper Jaffray | 4.20 | $9.00 | $9.00 | $37.80 | Priced | S/O |
| 2016-09-02 | Mammoth Energy Services | TUSK | Credit Suisse/ Barclays/ Simmons & Company International (Energy Specialists of Piper Jaffray) | 7.75 | $15.00 | $15.00 | $116.25 | Priced | S/O |
| 2016-08-29 | CapStar Financial Holdings | CSTR | Keefe, Bruyette & Woods/ Sandler O’Neill + Partners, L.P | 2.59 | $15.00 | $15.00 | $40.00 | Priced | S/O |
| 2016-08-26 | Apptio | APTI | Goldman, Sachs/ J.P. Morgan/ BofA Merrill Lynch | 6.00 | $16.00 | $16.00 | $96.00 | Priced | S/O |
| 2016-08-26 | e.l.f. Beauty | ELF | J.P. Morgan/ Morgan Stanley | 8.33 | $17.00 | $17.00 | $141.70 | Priced | S/O |
| 2016-08-26 | Gridsum Holding | GSUM | Goldman Sachs (Asia)/ Citigroup | 6.70 | $13.00 | $13.00 | $87.10 | Priced | S/O |
| 2016-08-24 | Novan | NOVN | Piper Jaffray | 4.10 | $11.00 | $11.00 | $45.10 | Priced | S/O |
| 2016-08-23 | Saban Capital Acquisition | SCACU | Deutsche Bank Securities/ Goldman Sachs | 20.00 | $10.00 | $10.00 | $200.00 | Priced | S/O |
| 2016-08-22 | The Trade Desk | TTD | Citigroup/ Jefferies/ RBC Capital Markets | 4.66 | $18.00 | $18.00 | $84.00 | Priced | S/O |
| 2016-08-19 | Everbridge | EVBG | Credit Suisse/ BofA Merrill Lynch | 7.50 | $12.00 | $12.00 | $90.00 | Priced | S/O |
| 2016-08-19 | FB Financial | FBK | J.P. Morgan/ UBS/ Keefe, Bruyette & Woods (A Stifel Company) | 5.88 | $19.00 | $19.00 | $111.80 | Priced | S/O |
| 2016-07-28 | Microphase | TBA | Joseph Gunnar | 0.00 | $11.50 | TBA | S/O | ||
| 2016-07-26 | M I Acquisitions | MACQU | Chardan Capital Markets | 5.00 | $10.00 | $10.00 | $50.00 | Priced | S/O |
| 2016-07-15 | Airgain | AIRG | Northland Capital Markets/ Wunderlich | 1.50 | $8.00 | $8.00 | $12.00 | Priced | S/O |
| 2016-07-13 | Aegis Identity Software | AIDM | TBA | 2.00 | $5.00 | $5.00 | $10.00 | TBA | S/O |
| 2016-07-13 | AzurRx BioPharma | AZRX | WallachBeth Capital/ Network 1 Financial Securities | 0.96 | $5.50 | $5.50 | $5.28 | Priced | S/O |
| 2016-07-11 | Protagonist Therapeutics | PTGX | Leerink Partners/ Barclays/ BMO Capital Markets | 7.50 | $12.00 | $12.00 | $90.00 | Priced | S/O |
| 2016-07-08 | First Hawaiian | FHB | Goldman Sachs/ BofA Merrill Lynch/ BNP PARIBAS/ Barclays/ Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan/ Citigroup/ Morgan Stanley/ UBS Investment Bank | 21.10 | $23.00 | $23.00 | $485.00 | Priced | S/O |
| 2016-07-08 | Forterra | FRTA | Goldman Sachs/ Citigroup/ Credit Suisse/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets | 18.42 | $18.00 | $18.00 | $331.56 | Priced | S/O |
| 2016-07-01 | Kinsale Capital Group | KNSL | J.P. Morgan/ William Blair/ RBC Capital Markets | 6.60 | $16.00 | $16.00 | $105.60 | Priced | S/O |
| 2016-07-01 | Stellar Acquisition III | STLRU | Maxim Group LLC | 6.50 | $10.00 | $10.00 | $65.00 | Priced | S/O |
| 2016-07-01 | YETI Holdings | YETI | BofA Merrill Lynch/ Morgan Stanley/ Baird/ Piper Jaffray/ Jefferies/ William Blair | 0.00 | $100.00 | TBA | S/O | ||
| 2016-06-30 | Atomera | ATOM | National Securities Corporation | 3.20 | $7.50 | $7.50 | $24.00 | Priced | S/O |
| 2016-06-30 | Full Spectrum | FMAX | Joseph Gunnar & Co. | 1.88 | $7.00 | $9.00 | $15.00 | Postponed | S/O |
| 2016-06-28 | Talend SA | TLND | Goldman Sachs/ J.P. Morgan/ Barclays/ Citigroup | 5.25 | $18.00 | $18.00 | $94.50 | Priced | S/O |
| 2016-06-20 | Acushnet Holdings | GOLF | J.P. Morgan/ Morgan Stanley/ Nomura/ UBS Investment Bank | 19.30 | $17.00 | $17.00 | $328.70 | Priced | S/O |
| 2016-06-20 | Conyers Park Acquisition | CPAAU | Deutsche Bank Securities/ Goldman Sachs | 37.50 | $10.00 | $10.00 | $375.00 | Priced | S/O |
| 2016-06-17 | TPI Composites | TPIC | J.P. Morgan/ Morgan Stanley | 6.25 | $11.00 | $11.00 | $68.75 | Priced | S/O |
| 2016-06-16 | OrthoPediatrics | KIDS | Piper Jaffray/ Stifel | 0.00 | $75.00 | TBA | S/O | ||
| 2016-06-14 | TGLT S.A. | TGLT | J.P. Morgan/ Morgan Stanley | 0.00 | $50.00 | TBA | S/O | ||
| 2016-06-13 | Camping World Holdings | CWH | Goldman Sachs/ J.P. Morgan | 11.36 | $22.00 | $22.00 | $250.00 | Priced | S/O |
| 2016-06-10 | Kadmon Holdings | KDMN | Citigroup/ Jefferies | 6.25 | $12.00 | $12.00 | $75.00 | Priced | S/O |
| 2016-06-10 | LINE Corporation | LN | Morgan Stanley/ Nomura/ Goldman Sachs Japan/ J.P. Morgan | 35.00 | $32.84 | $32.84 | $1149.40 | Priced | S/O |
| 2016-06-03 | Syros Pharmaceuticals | SYRS | Cowen and Company/ Piper Jaffray | 4.00 | $12.50 | $12.50 | $50.00 | Priced | S/O |
| 2016-05-31 | AC Immune SA | ACIU | Credit Suisse/ Jefferies/ Leerink Partners | 6.00 | $11.00 | $11.00 | $66.00 | Priced | S/O |
| 2016-05-31 | Valvoline | VVV | BofA Merrill Lynch/ Citigroup/ Morgan Stanley/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan | 30.00 | $22.00 | $22.00 | $660.00 | Priced | S/O |
| 2016-05-26 | Twilio | TWLO | Goldman Sachs/ J.P. Morgan | 10.00 | $15.00 | $15.00 | $150.00 | Priced | S/O |
| 2016-05-24 | Selecta Biosciences | SELB | UBS Investment Bank/ Stifel | 5.00 | $14.00 | $14.00 | $70.00 | Priced | S/O |
| 2016-05-23 | Highland Acquisition | HLACU | Ladenburg Thalmann | 25.00 | $10.00 | $10.00 | $250.00 | TBA | S/O |
| 2016-05-09 | Athene Holding Ltd. | ATH | Goldman Sachs/ Barclays/ Citigroup/ Wells Fargo Securities | 27.00 | $40.00 | $40.00 | $1080.00 | Priced | S/O |
| 2016-04-18 | Gemphire Therapeutics | GEMP | Jefferies/ RBC Capital Markets | 3.00 | $10.00 | $10.00 | $30.00 | Priced | S/O |
| 2016-04-11 | AdvancePierre Foods Holdings | APFH | Barclays/ Credit Suisse/ Morgan Stanley | 18.60 | $21.00 | $21.00 | $390.60 | Priced | S/O |
| 2016-03-11 | GEF Acquisition | GEFAU | Maxim Group/ EarlyBirdCapital | 10.00 | $10.00 | $10.00 | $100.00 | TBA | S/O |
| 2016-03-04 | Hunting Dog Capital | HDCC | Joseph Gunnar | 2.00 | $15.00 | $15.00 | $30.00 | TBA | S/O |
| 2016-01-25 | Tactile Systems Technology | TCMD | Piper Jaffray/ William Blair/ Canaccord Genuity | 4.00 | $10.00 | $10.00 | $40.10 | Priced | S/O |
| 2016-01-04 | Tabula Rasa HealthCare | TRHC | Wells Fargo Securities/ UBS Investment Bank/ Piper Jaffray | 4.30 | $12.00 | $12.00 | $51.60 | Priced | S/O |
| 2015-12-23 | Nutanix | NTNX | Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ RBC Capital Markets | 14.87 | $16.00 | $16.00 | $237.90 | Priced | S/O |
| 2015-12-17 | Azure Power Global | AZRE | Barclays/ Credit Suisse | 3.41 | $18.00 | $18.00 | $61.36 | Priced | S/O |
| 2015-11-17 | Pulte Acquisition | PLTEU | Chardan Capital Markets | 7.00 | $10.00 | $10.00 | $70.00 | TBA | S/O |
| 2015-11-09 | Elevate Credit | ELVT | UBS Securities/ Credit Suisse/ Jefferies | 12.40 | $6.50 | $6.50 | $80.60 | Priced | S/O |
| 2015-10-23 | PMV Acquisition | PMVU | Cantor Fitzgerald/ Stifel | 10.00 | $10.00 | $10.00 | $100.00 | TBA | S/O |
| 2015-10-07 | McGraw-Hill Education | MHED | Credit Suisse/ Morgan Stanley/ BMO Capital Markets/ Goldman Sachs/ Barclays | 0.00 | $100.00 | TBA | S/O | ||
| 2015-08-31 | IC Power Ltd. | ICP | BofA Merrill Lynch/ Credit Suisse | 25.90 | $12.00 | $15.00 | $349.65 | Postponed | S/O |
| 2015-07-08 | Albertsons Companies | ABS | Goldman Sachs/ BofA Merrill Lynch/ Citigroup/ Morgan Stanley/ Deutsche Bank Securities/ Credit Suisse/ Barclays | 0.00 | $100.00 | TBA | S/O | ||
| 2015-05-22 | Bicapital | BICA | BofA Merrill Lynch/ Citigroup | 0.00 | $345.00 | TBA | S/O | ||
| 2014-09-24 | Hess Midstream Partners LP | HESM | Goldman Sachs/ Morgan Stanley/ Citigroup/ J.P. Morgan/ MUFG/ Wells Fargo Securities | 14.78 | $23.00 | $23.00 | $339.90 | Priced | S/O |
| 2014-06-16 | Plymouth Industrial REIT | PLYM | D.A. Davidson/ BB&T Capital Markets/ Oppenheimer | 2.90 | $19.00 | $19.00 | $55.10 | Priced | S/O |