IPOs Recently Filed

File Date Company Symbol Managers Shares
(millions)		 Price
Low		 Price
High		 Est $ Vol
(millions)		 Expected
To Trade		 SCOOP
Rating
2019-10-17 Karat Packaging KRAT National Securities 5.00 $7.00 $9.00 $40.00 Withdrawn S/O
2019-10-17 Union Acquisition Corp. II LATNU Cantor 17.50 $10.00 $10.00 $175.00 Priced S/O
2019-10-16 BellRing Brands BRBR Morgan Stanley/ Citigroup/ J.P. Morgan/ Goldman Sachs 34.28 $14.00 $14.00 $480.00 Priced S/O
2019-10-16 Endeavor Group Holdings EDR Goldman Sachs/ KKR/ J.P. Morgan/ Morgan Stanley/ Deutsche Bank Securities 15.00 $26.00 $27.00 $397.50 Withdrawn S/O
2019-10-16 Happiness Biotech Group Limited HAPP Univest Securities 2.00 $5.50 $5.50 $11.00 Thursday S/O
2019-10-15 Aesthetic Medical International Holdings Group AIH Cantor/ Haitong International/ Prime Number Capital 2.50 $11.00 $13.00 $30.00 Friday S/O
2019-10-15 OneWater Marine ONEW Goldman Sachs/ Raymond James 3.15 $18.00 $20.00 $60.00 Thursday S/O
2019-10-15 Oyster Point Pharma OYST J.P. Morgan/ Cowen/ Piper Jaffray 0.00 $85.00 TBA S/O
2019-10-15 Phathom Pharmaceuticals PHAT Goldman Sachs/ Jefferies/ Evercore ISI 7.90 $18.00 $20.00 $150.10 Friday S/O
2019-10-15 Progyny PGNY J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch 10.00 $14.00 $16.00 $150.00 Friday S/O
2019-10-15 SolarMax Technology SMXT ViewTrade Securities 4.00 $4.00 $4.00 $16.00 TBA S/O
2019-10-15 TELA Bio TELA Jefferies/ Piper Jaffray 0.00 $69.00 TBA S/O
2019-10-15 Youdao DAO Citigroup/ Morgan Stanley/ Credit Suisse 5.60 $15.00 $18.00 $92.40 Friday S/O
2019-10-11 89bio ETNB BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets 0.00 $71.00 TBA S/O
2019-10-11 BRP Group BRP J.P. Morgan/ BofA Merrill Lynch 16.40 $14.00 $16.00 $246.00 Thursday S/O
2019-10-11 Centogene B.V. CNTG SVB Leerink/ Evercore ISI 0.00 $69.00 TBA S/O
2019-10-11 FinServ Acquisition FSRVU Barclays/ Cantor 20.00 $10.00 $10.00 $200.00 TBA S/O
2019-10-11 Galera Therapeutics GRTX BofA Merrill Lynch/ Citigroup/ Credit Suisse 0.00 $86.25 TBA S/O
2019-10-11 Moving iMage Technologies MITQ Westpark Capital/ Boustead Securities 2.10 $4.00 $4.50 $8.90 TBA S/O
2019-10-11 Osprey Technology Acquisition SFTW.U Credit Suisse 25.00 $10.00 $10.00 $250.00 TBA S/O
2019-10-10 HBT Financial HBT Keefe, Bruyette & Woods (A Stifel Company)/ J.P. Morgan 8.30 $16.00 $16.00 $132.80 Priced S/O
2019-10-10 Vir Biotechnology VIR Goldman Sachs/ J.P. Morgan/ Cowen/ Barclays 7.14 $20.00 $20.00 $142.85 Priced S/O
2019-10-09 BioNTech SE BNTX J.P. Morgan/ BofA Merrill Lynch/ UBS Investment Bank/ SVB Leerink 10.00 $15.00 $15.00 $150.00 Priced S/O
2019-10-09 Merida Merger MCMJU EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 TBA S/O
2019-10-08 CNS Pharmaceuticals CNSP Benchmark 2.12 $4.00 $5.00 $9.56 TBA S/O
2019-10-08 Fangdd Network Group DUO Morgan Stanley/ Citigroup/ UBS/ CICC/ AMTD 0.00 $150.00 TBA S/O
2019-10-07 HYLETE, Inc. HYLT Maxim Group LLC 1.66 $8.00 $10.00 $15.00 Week of S/O
2019-10-07 LGL Systems Acquisition DFNSU Jefferies 12.50 $10.50 $10.00 $125.00 TBA S/O
2019-10-07 Q&K International Group QK Morgan Stanley/ CICC 0.00 $100.00 TBA S/O
2019-10-07 YayYo YAYO Aegis Capital/ WestPark Capital 2.50 $4.00 $4.00 $10.00 TBA S/O
2019-10-03 ADC Therapeutics SA ADCT Morgan Stanley/ BofA Merrill Lynch/ Cowen 8.16 $23.00 $26.00 $200.00 Withdrawn S/O
2019-10-03 Telemynd PSYC Aegis Capital 1.40 $5.50 $6.50 $8.40 TBA S/O
2019-10-02 Aprea Therapeutics APRE J.P. Morgan/ Morgan Stanley/ RBC Capital Markets 5.66 $15.00 $15.00 $85.00 Priced S/O
2019-10-02 Frequency Therapeutics FREQ J.P. Morgan/ Goldman Sachs/ Cowen 6.00 $14.00 $14.00 $84.00 Priced S/O
2019-10-02 Galileo Acquisition GLEO.U EarlyBirdCapital 12.00 $10.00 $10.00 $120.00 Priced S/O
2019-10-02 Viela Bio VIE Goldman Sachs/ Morgan Stanley/ Cowen 7.90 $19.00 $19.00 $150.10 Priced S/O
2019-10-01 Monopar Therapeutics MNPR JonesTrading 4.40 $8.00 $10.00 $40.00 Postponed S/O
2019-09-30 36Kr Holdings TBA Credit Suisse/ CICC 0.00 $100.00 TBA S/O
2019-09-30 4D Molecular Therapeutics DDDD Goldman Sachs/ Evercore ISI/ William Blair 0.00 $100.00 TBA S/O
2019-09-30 Cabaletta Bio CABA Morgan Stanley/ Cowen and Company/ Evercore Group 5.80 $14.00 $16.00 $87.00 Friday S/O
2019-09-30 REED Ltd. REEY VIEWTRADE SECURITIES 2.50 $4.00 $4.00 $10.00 TBA S/O
2019-09-30 We Co. WE J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch/ Barclay/ Citigroup/ Credit Suisse// HSBC Securities/ UBS Securities/ Wells Fargo Securities 0.00 $1000.00 Withdrawn S/O
2019-09-27 Beam Therapeutics BEAM J.P. Morgan/ Jefferies/ Barclays 0.00 $100.00 TBA S/O
2019-09-27 MingZhu Logistics Holdings YGMZ ViewTrade Securities 0.00 $11.50 TBA S/O
2019-09-27 SeqLL SQL WallachBeth Capital, LLC 1.35 $5.40 $6.40 $7.96 TBA S/O
2019-09-27 Stable Road Acquisition SRACU Cantor 15.00 $10.00 $10.00 $150.00 TBA S/O
2019-09-26 ECMOHO Ltd. MOHO UBS Investment Bank/ CICC 0.00 $150.00 TBA S/O
2019-09-25 Huize Holding Ltd. HUIZ Morgan Stanley/ Citigroup/ CICC 0.00 $150.00 TBA S/O
2019-09-25 Oportun Financial OPRT Barclays/ J.P. Morgan/ Jefferies/ Keefe, Bruyette & Woods (A Stifel Company) 6.25 $15.00 $15.00 $93.75 Priced S/O
2019-09-25 Peloton Interactive PTON Goldman Sachs/ J.P. Morgan 40.00 $29.00 $29.00 $1160.00 Priced S/O
2019-09-20 Annovis Bio ANVS ThinkEquity (a division of Fordham Financial Management, Inc. ) 1.40 $6.00 $8.00 $9.98 TBA S/O
2019-09-19 Centrexion Therapeutics CNTX BofA Merrill Lynch/ Leerink Partners/ Evercore ISI 0.00 $86.25 TBA S/O
2019-09-18 Datadog DDOG Morgan Stanley/ Goldman Sachs/ J.P. Morgan/ Credit Suisse 24.00 $27.00 $27.00 $648.00 Priced S/O
2019-09-18 Exagen XGN Cowen/ Cantor/ William Blair 3.60 $14.00 $14.00 $50.00 Priced S/O
2019-09-18 Ping Identity Holding PING Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ Citigroup 12.50 $15.00 $15.00 $187.50 Priced S/O
2019-09-17 China Yunhong Holdings ZGYHU Maxim Group 5.00 $10.00 $10.00 $50.00 TBA S/O
2019-09-17 Envista Holdings NVST J.P. Morgan/ Goldman Sachs/ Morgan Stanley 26.77 $22.00 $22.00 $588.90 Priced S/O
2019-09-17 IGM Biosciences IGMS Jefferies/ Piper Jaffray/ Stifel/ Guggenheim Securities 10.93 $16.00 $16.00 $175.00 Priced S/O
2019-09-16 Apex Technology Acquisition APXTU Cantor 30.50 $10.00 $10.00 $305.00 Priced S/O
2019-09-13 Chinos Holdings, Inc. (to be renamed Madewell Group) TBA TBA 0.00 $100.00 TBA S/O
2019-09-13 Global Internet of People GIP ViewTrade Securities 5.00 $4.00 $4.00 $20.00 TBA S/O
2019-09-12 Alerus Financial ALRS RAYMOND JAMES/ D.A. Davidson & Co. 2.86 $21.00 $21.00 $60.10 Priced S/O
2019-09-12 Cloudflare NET Goldman Sachs/ Morgan Stanley/ J.P. Morgan 35.00 $15.00 $15.00 $525.00 Priced S/O
2019-09-12 CloudMinds CMDS Citigroup/ J.P. Morgan/ UBS Investment Bank 0.00 $500.00 TBA S/O
2019-09-12 Experience Investment EXPCU Deutsche Bank Securities/ Citigroup/ J.P. Morgan 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-09-12 Satsuma Pharmaceuticals STSA Credit Suisse/ SVB Leerink/ Evercore 5.50 $15.00 $15.00 $82.50 Priced S/O
2019-09-12 SpringWorks Therapeutics SWTX ​J.P. Morgan/ Goldman Sachs/ Cowen​ ​ 9.00 $18.00 $18.00 $162.00 Priced S/O
2019-09-11 10x Genomics TXG J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch 10.00 $39.00 $39.00 $390.00 Priced S/O
2019-09-11 SmileDirectClub SDC J.P. Morgan/ Citigroup/ BofA Merrill Lynch/ Jefferies/ UBS Investment Bank/ Credit Suisse 58.50 $23.00 $23.00 $1346.40 Priced S/O
2019-09-06 New Providence Acquisition NPAUU BTIG 20.00 $10.00 $10.00 $200.00 Priced S/O
2019-09-03 LMP Automotive Holdings LMPX ThinkEquity (a division of Fordham Financial Management) 3.23 $5.00 $6.00 $17.75 TBA S/O
2019-08-22 GFL Environmental Holdings GFL BMO Capital Markets/ Goldman Sachs/ J.P. Morgan/ RBC Capital Markets/ Scotiabank 0.00 $100.00 TBA S/O
2019-08-21 Glucose Biosensor Systems (Greater China) Holdings GBSG Aegis Capital Corp. 0.00 $23.00 TBA S/O
2019-08-21 Indonesia Energy Corp Ltd. INDO Maxim Group LLC 0.00 $24.15 TBA S/O
2019-08-20 Inhibrx INBX Evercore ISI/ Barclays/ Nomura 0.00 $74.75 TBA S/O
2019-08-15 9F JFU Credit Suisse 8.90 $9.50 $9.50 $84.55 Priced S/O
2019-08-15 Scopus BioPharma SCPSA Benchmark Company 0.70 $6.50 $6.50 $4.55 TBA S/O
2019-08-14 CrossFirst Bankshares CFB Keefe, Bruyette & Woods (A Stifel Company)/ RAYMOND JAMES/ Stephens 7.01 $14.50 $14.50 $101.67 Priced S/O
2019-08-08 Thunder Bridge Acquisition II THBRU Morgan Stanley/ Cantor 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-08-07 InMode Ltd. INMD ​Barclays/ UBS Investment Bank/ Canaccord Genuity 5.00 $14.00 $14.00 $70.00 Priced S/O
2019-08-07 Silver Spike Acquisition SSPKU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-08-05 AMTD International HKIB AMTD Global Markets 20.79 $8.38 $8.38 $174.00 Priced S/O
2019-07-31 Dynatrace Holdings DT Goldman Sachs/ J.P. Morgan/ Citigroup 35.60 $16.00 $16.00 $569.75 Priced S/O
2019-07-31 Kura Sushi USA KRUS BMO Capital Markets/ Stephens 2.90 $14.00 $14.00 $40.60 Priced S/O
2019-07-31 RAPT Therapeutics RAPT BofA Merrill Lynch/ Wells Fargo Securities/ BMO Capital Markets/ UBS Investment Bank 5.00 $14.00 $16.00 $75.00 Postponed S/O
2019-07-31 Sundial Growers SNDL Cowen/ BMO Capital Markets/ Barclays 11.00 $13.00 $13.00 $143.00 Priced S/O
2019-07-30 Netfin Acquisition NFINU B. Riley FBR 22.00 $10.00 $10.00 $220.00 Priced S/O
2019-07-26 Wanda Sports Group WSG Morgan Stanley/ Deutsche Bank Securities/ Citigroup 23.80 $8.00 $8.00 $190.40 Priced S/O
2019-07-25 Blue Hat Interactive Entertainment Technology BHAT ViewTrade Securities 2.00 $4.00 $4.00 $8.00 Priced S/O
2019-07-25 Switchback Energy Acquisition SBE.U Goldman Sachs/ Citigroup 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-07-24 Castle Biosciences CSTL SVB Leerink/ Baird 4.00 $16.00 $16.00 $64.00 Priced S/O
2019-07-24 Fellazo FLLCU Maxim Group LLC 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-07-24 Health Catalyst HCAT Goldman Sachs/ J.P. Morgan/ William Blair 7.00 $26.00 $26.00 $182.00 Priced S/O
2019-07-24 Livongo Health LVGO Morgan Stanley/ Goldman Sachs/ J.P. Morgan 12.68 $28.00 $28.00 $355.20 Priced S/O
2019-07-24 ProSight Global PROS Goldman Sachs/ Barclays/ BofA Merrill Lynch 7.85 $14.00 $14.00 $110.00 Priced S/O
2019-07-24 Sunnova Energy International NOVA BofA Merrill Lynch/ J.P. Morgan/ Goldman Sachs/ Credit Suisse 14.00 $12.00 $12.00 $168.00 Priced S/O
2019-07-24 WiMi Hologram Cloud WIMI Benchmark Company/ Maxim Group/ China Merchants Securities (HK)/ AMTD Global Markets 4.00 $7.50 $9.50 $34.00 Postponed S/O
2019-07-19 Ondas Holdings ONDS BTIG 7.23 $6.50 $6.50 $47.00 TBA S/O
2019-07-18 Afya Limited AFYA BofA Merrill Lynch/ Goldman Sachs/ UBS Investment Bank/ Itaú BBA/Morgan Stanley/ BTG/ Pactual XP Investments 13.74 $19.00 $19.00 $261.10 Priced S/O
2019-07-17 AssetMark Financial Holdings AMK J.P. Morgan/ Goldman Sachs/ Credit Suisse/ Huatai Securities (USA) 12.50 $22.00 $22.00 $275.00 Priced S/O
2019-07-17 Conyers Park II Acquisition CPAA.U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2019-07-17 Fulcrum Therapeutics FULC Morgan Stanley/ BofA Merrill Lynch/ SVB Leerink 4.50 $16.00 $16.00 $72.00 Priced S/O
2019-07-17 Mirum Pharmaceuticals MIRM Citigroup/ Evercore ISI/ Guggenheim Securities 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-07-17 Oaktree Acquisition OAC.U Credit Suisse/ Deutsche Bank Securities 17.50 $10.00 $10.00 $175.00 Priced S/O
2019-07-17 Owl Rock Capital Corp. ORCC Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ JMP Securities/ Keefe, Bruyette & Woods (a Stifel Company)/ Morgan Stanley/ Raymond James/ SOCIETE GENERALE 10.00 $15.30 $15.30 $153.00 Priced S/O
2019-07-17 Phreesia PHR J.P. Morgan/ Wells Fargo Securities/ William Blair/ Allen & Company/ Piper Jaffray 9.29 $18.00 $18.00 $167.19 Priced S/O
2019-07-16 DouYu International Holdings DOYU Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ CMBI 67.35 $11.50 $11.50 $774.95 Priced S/O
2019-07-11 Pivotal Investment Corporation II PIC.U Cantor/ BTIG 20.00 $10.00 $10.00 $200.00 Priced S/O
2019-07-11 SC Health SCPE.U Credit Suisse 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-07-11 Tuscan Holdings Corp. II THCAU EarlyBirdCapital 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-07-10 Peloton Therapeutics PLTX J.P. Morgan/ Citigroup/ Jefferies 9.37 $15.00 $17.00 $150.00 Withdrawn S/O
2019-07-08 Biophytis SA BPTS H.C. Wainwright & Co. 8.75 $7.00 $9.00 $70.00 TBA S/O
2019-07-08 Medallia MDLA BofA Merrill Lynch/ Citigroup/ Wells Fargo Securities/ Credit Suisse 15.50 $21.00 $21.00 $325.50 Priced S/O
2019-07-05 Orisun Acquisition ORSNU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-07-03 HeZhong International (Holding) Ltd. HZ TBA 1.25 $4.00 $4.00 $5.00 TBA S/O
2019-07-01 Riley Exploration Permian REPX Roth Capital Partners/ Seaport Global Securities 0.00 $115.00 TBA S/O
2019-06-27 Karuna Therapeutics KRTX Goldman Sachs/ Citigroup/ Wells Fargo Securities 5.58 $16.00 $16.00 $89.20 Priced S/O
2019-06-27 Priam Properties PRMI BofA Merrill Lynch/ Baird/ RBC Capital Markets 9.00 $18.00 $20.00 $171.00 Postponed S/O
2019-06-27 TheRealReal REAL Credit Suisse/ BofA Merrill Lynch/ UBS Investment Bank 15.00 $20.00 $20.00 $300.00 Priced S/O
2019-06-26 Adaptive Biotechnologies ADPT Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch 15.00 $20.00 $20.00 $300.00 Priced S/O
2019-06-26 BridgeBio Pharma BBIO J.P. Morgan/ Goldman Sachs/ Jefferies/ SVB Leerink/ KKR 20.50 $17.00 $17.00 $348.50 Priced S/O
2019-06-26 Change Healthcare CHNG Barclays/ Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Morgan Stanley/ RBC Capital Markets 42.86 $13.00 $13.00 $557.10 Priced S/O
2019-06-26 Churchill Capital Corp II CCX.U Citigroup 60.00 $10.00 $10.00 $600.00 Priced S/O
2019-06-25 BlackRock Science and Technology Trust II BSTZ Morgan Stanley/ BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities/ Raymond James 70.00 $20.00 $20.00 $1400.00 Priced S/O
2019-06-25 Cambium Networks CMBM J.P. Morgan/ Goldman Sachs 5.80 $12.00 $12.00 $69.60 Priced S/O
2019-06-19 Akero Therapeutics AKRO J.P. Morgan/ Jefferies/ Evercore ISI 5.75 $16.00 $16.00 $92.00 Priced S/O
2019-06-19 Atreca BCEL Cowen/ Evercore ISI/ Stifel 7.35 $17.00 $17.00 $124.95 Priced S/O
2019-06-19 Grocery Outlet Holding GO BofA Merrill Lynch/ Morgan Stanley/ Deutsche Bank Securities/ Jefferies/ Barclays/ Goldman Sachs/ Guggenheim Securities/ UBS Investment Bank/ Cowen 17.18 $22.00 $22.00 $378.10 Priced S/O
2019-06-19 Personalis PSNL Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.92 $17.00 $17.00 $134.70 Priced S/O
2019-06-19 Prevail Therapeutics PRVL Morgan Stanley/ BofA Merrill Lynch/ Cowen 7.35 $17.00 $17.00 $125.00 Priced S/O
2019-06-19 Slack Technologies WORK DPO (Direct Public Offering) 118.40 $26.00 $26.00 $3079.20 S/O
2019-06-19 South Mountain Merger SMMCU Citigroup 22.50 $10.00 $10.00 $225.00 Priced S/O
2019-06-18 Stoke Therapeutics STOK J.P. Morgan/ Cowen/ Credit Suisse 7.89 $18.00 $18.00 $142.00 Priced S/O
2019-06-14 Morphic Holding MORF Jefferies/ Cowen/ BMO Capital Markets/ Wells Fargo Securities 6.00 $15.00 $15.00 $90.00 Priced S/O
2019-06-13 Chewy CHWY Morgan Stanley/ J.P. Morgan/ Allen & Company 46.50 $22.00 $22.00 $1023.00 Priced S/O
2019-06-12 Mohawk Group Holdings MWK Roth Capital Partners/ A.G.P. 3.60 $10.00 $10.00 $36.00 Priced S/O
2019-06-11 CrowdStrike Holdings CRWD Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Barclays 18.00 $34.00 $34.00 $612.00 Priced S/O
2019-06-06 Haymaker Acquisition Corp. II HYACU Cantor 35.00 $10.00 $10.00 $350.00 Priced S/O
2019-06-06 PCI Media PCIM.U Roth Capital Partners 2.50 $9.00 $8.00 $17.50 TBA S/O
2019-06-06 Revolve Group RVLV Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch 11.76 $18.00 $18.00 $200.00 Priced S/O
2019-06-05 GSX Techedu GSX Credit Suisse/ Deutsche Bank Securities 19.80 $10.50 $10.50 $207.90 Priced S/O
2019-06-04 Owl Rock Capital ORCC Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ JMP Securities/ Keefe, Bruyette & Woods (A Stifel Company)/ Morgan Stanley/ SOCIETE GENERALE 0.00 $172.50 TBA S/O
2019-06-03 Fiverr International Ltd. FVRR J.P. Morgan Securities/ Citigroup 5.26 $21.00 $21.00 $110.53 Priced S/O
2019-05-30 GigCapital2 GIX.U EarlyBirdCapital/ Northland Capital Markets 15.00 $10.00 $10.00 $150.00 Priced S/O
2019-05-29 Proficient Alpha Acquisition PAACU I-Bankers Securities 10.00 $10.00 $10.00 $100.00 Priced S/O
2019-05-24 To Prosperity Technology BCHT TBA 0.00 $8.00 TBA S/O
2019-05-22 Bicycle Therapeutics Limited BCYC Goldman Sachs/ Jefferies/ Piper Jaffray 4.33 $14.00 $14.00 $60.67 Priced S/O
2019-05-22 IDEAYA Biosciences IDYA J.P. Morgan/ Citigroup/ Jefferies 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-05-22 Meten International Education Group MEDU Citigroup/ CICC/ Macquarie Capital 0.00 $100.00 TBA S/O
2019-05-22 Rattler Midstream Partners LP RTLR Credit Suisse/ BofA Merrill Lynch/ J.P. Morgan/ Barclays/ Citigroup/ Goldman Sachs/ Wells Fargo Securities 38.00 $17.50 $17.50 $665.00 Priced S/O
2019-05-20 GX Acquisition GXGXU Cantor 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-05-17 Safe Auto Insurance Group SAIG BofA Merrill Lynch/ Deutsche Bank Securities 0.00 $50.00 TBA S/O
2019-05-17 Silvergate Capital SI Barclays/ Keefe, Bruyette & Woods (A Stifel Company) 0.00 $60.00 TBA S/O
2019-05-16 Avantor AVTR Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Barclays/ Jefferies 207.00 $14.00 $14.00 $2898.00 Priced S/O
2019-05-16 Fastly FSLY BofA Merrill Lynch/ Credit Suisse/ Citigroup 11.25 $16.00 $16.00 $168.75 Priced S/O
2019-05-16 Luckin Coffee LK Credit Suisse/ Morgan Stanley/ CICC/ Haitong Internationa 33.00 $17.00 $17.00 $561.00 Priced S/O
2019-05-14 PIMCO Mortgage Income Trust PMTG Credit Suisse/ BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ UBS Investment Bank/ Citigroup/ Wells Fargo Securities/ RBC Capital Markets 50.00 $20.00 $20.00 $1000.00 Postponed S/O
2019-05-14 Postal Realty Trust PSTL Stifel/ Janney Montgomery Scott/ BMO Capital Markets/ Height Capital Markets 4.50 $17.00 $17.00 $76.50 Priced S/O
2019-05-13 Applied Therapeutics APLT Citigroup/ Cowen/ UBS Investment Bank 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-05-10 Diamond Eagle Acquisition DEACU Deutsche Bank Securities/ Goldman Sachs 35.00 $10.00 $10.00 $350.00 Priced S/O
2019-05-09 Bricktown Restaurant Group BEER ThinkEquity (a division of Fordham Financial Management) 1.87 $7.00 $9.00 $15.00 S/O
2019-05-09 Health Sciences Acquisitions HSACU Chardan/ UBS Investment Bank 10.00 $10.00 $10.00 $100.00 Priced S/O
2019-05-09 Jiayin Group JFIN Roth Capital Partners/ Shenwan Hongyuan Securities 3.50 $10.50 $10.50 $36.75 Priced S/O
2019-05-09 Sonim Technologies SONM Oppenheimer/ Lake Street 3.57 $11.00 $11.00 $39.29 Priced S/O
2019-05-09 Uber Technologies UBER Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch/ Barclays/ Citigroup/ Allen & Company 180.00 $45.00 $45.00 $8100.00 Priced S/O
2019-05-08 Axcella Health AXLA Goldman Sachs/ J.P. Morgan/ SVB Leerink 3.57 $20.00 $20.00 $71.43 Priced S/O
2019-05-08 Cortexyme CRTX BofA Merrill Lynch/ Credit Suisse 4.41 $17.00 $17.00 $75.00 Priced S/O
2019-05-08 Mayville Engineering MEC Baird/ Citigroup/ Jefferies 6.25 $17.00 $17.00 $106.25 Priced S/O
2019-05-08 Milestone Pharmaceuticals MIST Jefferies/ Cowen/ Piper Jaffray 5.50 $15.00 $15.00 $82.50 Priced S/O
2019-05-08 NextCure NXTC Morgan Stanley/ BofAMerrill Lynch, Pierce/ Piper Jaffray 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-05-08 South Plains Financial SPFI Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O’Neill + Partners 3.38 $17.50 $17.50 $59.15 Priced S/O
2019-05-07 Parsons PSN Goldman Sachs/ BofA Merrill Lynch/ Morgan Stanley 18.52 $27.00 $27.00 $500.00 Priced S/O
2019-05-06 Trevi Therapeutics TRVI SVB Leerink/ Stifel/ BMO Capital Markets 5.50 $10.00 $10.00 $55.00 Priced S/O
2019-05-03 AGBA Acquisition AGBAU Maxim Group LLC 4.00 $10.00 $10.00 $40.00 Priced S/O
2019-05-02 Red River Bancshares RRBI FIG Partners/ Stephens 0.60 $45.00 $45.00 $27.00 Priced S/O
2019-05-02 SciPlay SCPL BofA Merrill Lynch/ J.P. Morgan/ Deutsche Bank Securities 22.00 $16.00 $16.00 $352.00 Priced S/O
2019-05-01 Beyond Meat BYND Goldman Sachs/ J.P. Morgan/ Credit Suisse 9.63 $25.00 $25.00 $240.60 Priced S/O
2019-05-01 So-Young International SY Deutsche Bank Securities/ CICC 13.00 $13.80 $13.80 $179.40 Priced S/O
2019-05-01 TransMedics Group TMDX Morgan Stanley/ J.P. Morgan 5.69 $16.00 $16.00 $91.00 Priced S/O
2019-04-22 Act II Global Acquisition ACTTU Cantor 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-04-18 KCI Holdings TBA J.P. Morgan/Goldman Sachs/ BofA Merrill Lynch 0.00 $100.00 TBA S/O
2019-04-18 Landcadia Holdings II LCAHU Jefferies 27.50 $10.00 $10.00 $275.00 Priced S/O
2019-04-17 Brigham Minerals MNRL Credit Suiss/ Goldman Sachs/ Barclays/ RBC Capital Markets/ UBS Investment Bank/ Wells Fargo Securities 14.50 $18.00 $18.00 $261.00 Priced S/O
2019-04-17 Greenlane Holdings GNLN Cowen and Company/ Canaccord Genuity 6.00 $17.00 $17.00 $102.00 Priced S/O
2019-04-17 Pinterest PINS Goldman Sachs/ J.P. Morgan/ Allen & Company 75.00 $19.00 $19.00 $1425.00 Priced S/O
2019-04-15 Palomar Holdings PLMR Barclays/ J.P. Morgan/ Keefe, Woods & Bruyette (A Stifel Company) 5.62 $15.00 $15.00 $84.38 Priced S/O
2019-04-15 Turning Point Therapeutics TPTX Goldman Sachs/ SVB Leerink/ Wells Fargo Securities 9.25 $18.00 $18.00 $166.50 Priced S/O
2019-04-11 Jumia JMIA Morgan Stanley/ Citigroup/ Berenberg/ RBC Capital Markets 13.50 $14.50 $14.50 $195.75 Priced S/O
2019-04-10 PagerDuty PD Morgan Stanley/ J.P. Morgan Securities/ RBC Capital Markets/Allen 9.07 $24.00 $24.00 $217.70 Priced S/O
2019-04-10 Tufin Software Technologies Ltd. TUFN J.P. Morgan/ Barclays Capital/ Jefferies 7.70 $14.00 $14.00 $107.80 Priced S/O
2019-04-09 B. Riley Principal Merger BRPM.U B. Riley FBR 12.50 $10.00 $10.00 $125.00 Priced S/O
2019-04-08 HOOKIPA Pharma HOOK BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets 6.00 $14.00 $14.00 $84.00 Priced S/O
2019-04-08 Zoom Video Communications ZM Morgan Stanley/ J. P. Morgan/ Goldman Sachs/ Credit Suisse 20.87 $36.00 $36.00 $751.30 Priced S/O
2019-04-05 EnVen Energy ENVN Citigroup/ J.P. Morgan/ Stifel 0.00 $100.00 TBA S/O
2019-04-05 Guardion Health Sciences GHSI WallachBeth Capital/ Westpark Capital 1.50 $4.00 $4.00 $6.00 Priced S/O
2019-04-04 Fit Boxx Holdings FBOX WestPark Capital 2.50 $7.50 $8.50 $20.00 TBA S/O
2019-04-04 Replay Acquisition RPLA.U Credit Suisse/ BofA Merrill Lynch 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-04-03 NGM Biopharmaceuticals NGM Goldman Sachs/ Citigroup/ Cowen 6.66 $16.00 $16.00 $106.67 Priced S/O
2019-04-03 Silk Road Medical SILK J.P. Morgan/ BofA Merrill Lynch 6.00 $20.00 $20.00 $120.00 Priced S/O
2019-04-02 Ruhnn Holding Ltd. RUHN Citigroup/ UBS Investment Bank 10.00 $12.50 $12.50 $125.00 Priced S/O
2019-04-02 Tradeweb Markets TW J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley​ 40.00 $27.00 $27.00 $1080.00 Priced S/O
2019-04-01 Powerbridge Technologies Co., Ltd. PBTS Maxim Group/ The Benchmark Company 1.75 $5.00 $5.00 $8.75 Priced S/O
2019-03-21 Yunji YJ Morgan Stanley/ Credit Suisse/ J.P. Morgan/ CICC 11.00 $11.00 $11.00 $121.00 Priced S/O
2019-03-01 Lyft LYFT J.P. Morgan/ Credit Suisse/ Jefferies/ UBS Securities/ Stifel/ RBC Capital Markets/ KeyBanc Capital Markets 32.50 $72.00 $72.00 $2340.00 Priced S/O
2019-03-01 Precision BioSciences DTIL J.P. Morgan/ Goldman Sachs/ Jefferies/ Barclays 7.90 $16.00 $16.00 $126.40 Priced S/O
2019-02-26 Trine Acquisition TRNEU BTIG/ Cantor 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-02-22 8i Enterprises Acquisition JFKKU Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2019-02-22 UP Fintech Holding Limited TIGR Citigroup/ Deutsche Bank Securities 13.00 $8.00 $8.00 $104.00 Priced S/O
2019-02-19 Insurance Acquisition INSUU Cantor/ BTIG 13.10 $10.00 $10.00 $131.00 Priced S/O
2019-02-15 Crescent Acquisition CRSAU Credit Suisse/ BofA Merrill Lynch 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-02-14 Alight ALIT BofA Merrill Lynch/ J.P. Morgan / Morgan Stanley/ Barclays Capital/ BMO Capital Markets/ Citigroup Global/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs 32.00 $22.00 $25.00 $752.00 Postponed S/O
2019-02-13 Levi Strauss & Co. LEVI Goldman Sachs/ J.P. Morgan 36.67 $17.00 $17.00 $623.30 Priced S/O
2019-02-13 Tuscan Holdings THCBU EarlyBirdCapital 24.00 $10.00 $10.00 $240.00 Priced S/O
2019-02-11 Hennessy Capital Acquisition Corp IV HCACU Nomura/ Stifel 26.10 $10.00 $10.00 $261.00 Priced S/O
2019-02-08 ShockWave Medical SWAV Morgan Stanley/ BofA Merrill Lynch 5.70 $17.00 $17.00 $96.90 Priced S/O
2019-02-06 Tortoise Acquisition SHLLU Barclays/ Goldman Sachs/ UBS Investment Bank 22.50 $10.00 $10.00 $225.00 Priced S/O
2019-01-18 Avedro AVDR BofA Merrill Lynch/ J.P. Morgan 5.00 $14.00 $14.00 $70.00 Priced S/O
2019-01-18 DiamondPeak Holdings DPHCU Deutsche Bank Securities 25.00 $10.00 $10.00 $250.00 Priced S/O
2019-01-11 Cirius Therapeutics CSTX Citigroup/ Credit Suisse 0.00 $86.25 TBA S/O
2019-01-11 Kaleido Biosciences KLDO Goldman Sachs/ J.P. Morgan/ Morgan Stanley 5.00 $15.00 $15.00 $75.00 Priced S/O
2019-01-08 Acamar Partners Acquisition ACAMU Goldman Sachs/ Deutsche Bank Securities 30.00 $10.00 $10.00 $300.00 Priced S/O
2019-01-08 Exeter Finance XTF Citigroup/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2019-01-07 Alector ALEC Morgan Stanley/ BofA Merrill Lynch/ Cowen/ Barclays 9.25 $19.00 $19.00 $175.75 Priced S/O
2019-01-04 Super League Gaming SLGG Northland Capital/ Markets Lake Street 2.27 $11.00 $11.00 $25.00 Priced S/O
2018-12-28 Futu Holdings Limited FHL Goldman Sachs (Asia)/ UBS Investment Bank/ Credit Suisse 7.50 $12.00 $12.00 $90.00 Priced S/O
2018-12-28 Stealth BioTherapeutics MITO Jefferies/ Evercore ISI/ BMO Capital Markets 6.50 $12.00 $12.00 $78.00 Priced S/O
2018-12-28 TCR2 Therapeutics TCRR Jefferies/ Leerink Partners/ BMO Capital Markets 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-12-27 Harpoon Therapeutics HARP Citigroup/ SVB Leerink 5.40 $14.00 $14.00 $75.60 Priced S/O
2018-12-26 Pivotal Acquisition PVT.U Cantor 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-12-21 Gossamer Bio GOSS BofA Merrill Lynch/ Leerink Partners/ Barclays/ Evercore ISI 17.25 $16.00 $16.00 $276.00 Priced S/O
2018-12-21 Wealthbridge Acquisition HHHHU Chardan 5.00 $10.00 $10.00 $50.00 Priced S/O
2018-12-19 Gateway Casinos & Entertainment Ltd. GTWY Morgan Stanley/ Credit Suisse/ Goldman Sachs 0.00 $100.00 TBA S/O
2018-12-17 RMG Acquisition RMG.U Deutsche Bank Securities 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-12-10 Gores Metropoulos GMHIU Deutsche Bank Securities/ Credit Suisse/ Goldman Sachs 37.50 $10.00 $10.00 $375.00 Priced S/O
2018-12-04 Ardent Health Partners ARDT Barclays/ Citigroup/ J.P. Morgan/ BofA Merrill Lynch/ Credit Suisse/ Goldman Sachs/ RBC Capital Market 0.00 $100.00 TBA S/O
2018-11-26 Chardan Healthcare Acquisition CHACU Chardan 7.00 $10.00 $10.00 $70.00 Priced S/O
2018-11-23 Andina Acquisition Corp. III ANDAU Cowen/ Craig-Hallum Capital Group 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-11-20 Schultze Special Purpose Acquisition Corp. SAMAU EarlyBirdCapital/ BTIG 13.00 $10.00 $10.00 $130.00 Priced S/O
2018-11-19 Monocle Acquisition MNCLU Cowen/ Chardan 15.00 $10.00 $10.00 $150.00 Priced S/O
2018-11-16 CF Finance Acquisition CFFAU Cantor 25.00 $10.00 $10.00 $250.00 Priced S/O
2018-11-13 Synthorx THOR Jefferies/ Leerink Partners/ Evercore ISI 11.91 $11.00 $11.00 $131.00 Priced S/O
2018-11-09 Moderna MRNA Morgan Stanley/ Goldman Sachs/ J.P. Morgan 26.28 $23.00 $23.00 $604.30 Priced S/O
2018-11-09 MOGU MOGU Morgan Stanley/ Credit Suisse/ China Renaissance Securities 4.75 $14.00 $14.00 $66.50 Priced S/O
2018-11-09 New Fortress Energy NFE Morgan Stanley/ Barclays/ Citigroup/ Credit Suisse 20.00 $14.00 $14.00 $280.00 Priced S/O
2018-11-08 Legacy Housing LEGH B. Riley FBR/ Oak Ridge Financial/ National Securities 4.00 $12.00 $12.00 $48.00 Priced S/O
2018-10-31 CNFinance Holdings Limited CNF Roth Capital Partners/ Shenwan Hongyuan Securities 6.50 $7.50 $7.50 $48.75 Priced S/O
2018-10-29 PIMCO Energy & Tactical Credit Opportunities Fund NRGX UBS Investment Bank/ BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities/ RBC Capital Markets/ Stifel 40.00 $20.00 $20.00 $800.00 Priced S/O
2018-10-26 360 Finance QFIN Citigroup/ Haitong International 3.10 $16.50 $16.50 $51.15 Priced S/O
2018-10-26 Boxwood Merger BWMCU BofA Merrill Lynch/ Morgan Stanley/ Macquarie Capital 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-10-25 AMCI Acquisition AMCIU Jefferies 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-10-23 Fintech Acquisition Corp. III FTACU Cantor 30.00 $10.00 $10.00 $275.00 Priced S/O
2018-10-23 MMTEC MTC WestPark Capital 1.80 $4.00 $4.00 $7.20 Priced S/O
2018-10-23 TuanChe Limited TC Maxim Group/ AMTD Tiger 2.60 $7.80 $7.80 $21.75 Priced S/O
2018-10-19 Vapotherm VAPO BofA Merrill Lynch/ William Blair 4.00 $14.00 $14.00 $56.00 Priced S/O
2018-10-18 BankFlorida BFL B. Riley FBR 4.20 $9.50 $10.50 $42.00 Postponed S/O
2018-10-10 Hoth Therapeutics HOTH Laidlaw & Company (UK) Ltd. 1.25 $5.60 $5.60 $7.00 Priced S/O
2018-10-05 Axonics Modulation Technologies AXNX BofA Merrill Lynch/ Morgan Stanley 8.00 $15.00 $15.00 $120.00 Priced S/O
2018-10-05 Bain Capital Specialty Finance BCSF BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ Citigroup/ Credit Suisse/ Keefe, Bruyette & Woods (A Stifel Company)/ Wells Fargo Securities 7.50 $20.25 $20.25 $151.90 Priced S/O
2018-10-05 Uranium Trading UTC B. Riley FBR 0.00 $10.00 $12.00 $57.50 Postponed S/O
2018-10-04 Orchard Rx Ltd. ORTX J.P. Morgan/ Goldman Sachs/ Cowen 14.29 $14.00 $14.00 $200.00 Priced S/O
2018-10-02 Alberton Acquisition ALACU Chardan 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-10-02 Tencent Music Entertainment Group TME Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ Deutsche Bank Securities/ BofA Merrill Lynch 82.00 $13.00 $13.00 $1066.00 Priced S/O
2018-10-02 Twist Bioscience TWST J.P. Morgan/ Cowen 5.00 $14.00 $14.00 $70.00 Priced S/O
2018-10-01 StoneCo Ltd. STNE Goldman Sachs/ J.P. Morgan/ Citigroup 50.70 $24.00 $24.00 $1217.39 Priced S/O
2018-09-28 Arog Pharmaceuticals AROG Citigroup/ RBC Capital Market/ Nomura 0.00 $74.75 TBA S/O
2018-09-28 Gamida Cell Ltd. GMDA BMO Capital Markets/ RBC Capital Markets 6.25 $8.00 $8.00 $50.00 Priced S/O
2018-09-27 YETI Holdings YETI BofA Merrill Lynch/ Morgan Stanley/ Jefferies 16.00 $18.00 $18.00 $288.00 Priced S/O
2018-09-25 LogicBio Therapeutics LOGC Jefferies/ Barclays/ William Blair 7.00 $10.00 $10.00 $70.00 Priced S/O
2018-09-25 Valtech SE VTEC J.P. Morgan/ Morgan Stanley 6.67 $14.00 $16.00 $100.00 Postponed S/O
2018-09-24 Niu Technologies NIU Credit Suisse/ Citigroup 7.00 $9.00 $9.00 $56.00 Priced S/O
2018-09-21 PhaseBio Pharmaceuticals PHAS Citigroup/ Cowen/ Stifel 9.20 $5.00 $5.00 $46.00 Priced S/O
2018-09-21 SolarWinds SWI Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Credit Suisse 25.00 $15.00 $15.00 $387.50 Priced S/O
2018-09-20 SI-BONE SIBN Morgan Stanley/ BofA Merrill Lynch 7.20 $15.00 $15.00 $108.00 Priced S/O
2018-09-19 DD3 Acquisition DDMXU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2018-09-18 Graf Industrial GRAF.U EarlyBirdCapital/ Oppenheimer 22.50 $10.00 $10.00 $225.00 Priced S/O
2018-09-17 Equillium EQ Jefferies/ Leerink Partners/ Stifel 4.67 $14.00 $14.00 $65.40 Priced S/O
2018-09-14 Allogene Therapeutics ALLO Goldman Sachs/ J.P. Morgan/ Cowen/ Jefferies 18.00 $18.00 $18.00 $324.00 Priced S/O
2018-09-14 Anaplan PLAN Goldman Sachs/ Morgan Stanley/ Barclays 15.50 $17.00 $17.00 $248.00 Priced S/O
2018-09-14 Osmotica Pharmaceuticals plc OSMT Jefferies/ Barclays/ RBC Capital MarketsWells/ Fargo Securities 6.65 $7.00 $7.00 $46.55 Priced S/O
2018-09-12 ChaSerg Technology Acquisition CTAC.U Cantor 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-09-12 Collier Creek Holdings CCH.U Citigroup/ Credit Suisse/ BofA Merrill Lynch​ 40.00 $10.00 $10.00 $400.00 Priced S/O
2018-09-11 ARYA Sciences Acquisition ARYAU Jefferies 12.50 $10.00 $10.00 $125.00 Priced S/O
2018-09-10 EdtechX Holdings Acquisition EDTXU Chardan/ I-Bankers Securities 5.50 $10.00 $10.00 $55.00 Priced S/O
2018-09-10 Studio City International Holdings MSC Deutsche Bank Securities/ Credit Suisse/ Morgan Stanley 28.75 $12.50 $12.50 $359.38 Priced S/O
2018-09-07 Kodiak Sciences Inc. KOD Morgan Stanley/ BofA Merrill Lynch 9.00 $10.00 $10.00 $90.00 Priced S/O
2018-09-06 Guardant Health GH J.P. Morgan/ BofA Merrill Lynch 12.50 $19.00 $19.00 $237.50 Priced S/O
2018-09-06 Upwork UPWK Citigroup/ Jefferies/ RBC Capital Markets 12.48 $15.00 $15.00 $187.20 Priced S/O
2018-09-05 Elastic N.V. ESTC Goldman Sachs/ J.P. Morgan/ Barclays/ RBC Capital Markets 7.00 $36.00 $36.00 $252.00 Priced S/O
2018-08-31 Capital Bancorp CBNK Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 2.22 $12.50 $12.50 $27.86 Priced S/O
2018-08-31 LAIX Inc. LAIX Morgan Stanley/ Goldman Sachs (Asia) 5.75 $12.50 $12.50 $71.88 Priced S/O
2018-08-30 Arvinas ARVN Goldman Sachs/ Citigroup/ Piper Jaffray 7.50 $16.00 $16.00 $120.00 Priced S/O
2018-08-29 Medalist Diversified REIT MDRR Maxim Group LLC 0.24 $10.00 $10.00 $24.00 Priced S/O
2018-08-29 Sutro Biopharma STRO Cowen/ Piper Jaffray 5.67 $15.00 $15.00 $85.10 Priced S/O
2018-08-29 SVMK (SurveyMonkey) SVMK J.P. Morgan/ Allen & Company/ BofA Merrill Lynch 12.00 $12.00 $12.00 $180.00 Priced S/O
2018-08-28 Viomi Technology Co., Ltd. VIOT Morgan Stanley/ CICC 11.40 $9.00 $9.00 $102.60 Priced S/O
2018-08-28 X Financial XYF Deutsche Bank Securities/ Morgan Stanley 11.00 $9.50 $9.50 $104.50 Priced S/O
2018-08-27 Livent LTHM BofA Merrill Lynch/ Goldman Sach/ Credit Suisse 20.00 $17.00 $17.00 $340.00 Priced S/O
2018-08-24 Arco Platform Ltd. ARCE Goldman Sachs/ Morgan Stanley/ Itaú BBA/ BofA Merrill Lynch 11.10 $17.50 $17.50 $194.44 Priced S/O
2018-08-24 Bank7 BSVN Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 3.40 $19.00 $19.00 $64.60 Priced S/O
2018-08-24 Y-mAbs Therapeutics YMAB BofA Merrill Lynch/ Cowen/ Canaccord Genuity 6.00 $16.00 $16.00 $96.00 Priced S/O
2018-08-23 Eventbrite EB Goldman Sachs/ J.P. Morgan/ Allen & Company/ RBC Capital Markets 10.00 $23.00 $23.00 $230.00 Priced S/O
2018-08-23 Gritstone Oncology GRTS Goldman Sachs/ Cowen/ Barclays 6.66 $15.00 $15.00 $100.00 Priced S/O
2018-08-20 Churchill Capital CCC.U Citigroup 60.00 $10.00 $10.00 $600.00 Priced S/O
2018-08-20 Farfetch Ltd. FTCH Goldman Sachs/ J.P. Morgan/ Allen & Company/ UBS Investment Bank 44.24 $20.00 $20.00 $1061.85 Priced S/O
2018-08-20 FVCBankcorp FVCB Sandler O'Neill + Partners/ Raymond James 1.75 $20.00 $20.00 $35.00 Priced S/O
2018-08-17 Entasis Therapeutics Holdings ETTX Credit Suisse/ BMO Capital Markets 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-08-17 Principia Biopharma PRNB BofA Merrill Lynch/ Leerink Partners/ Wells Fargo Securities 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-08-17 Qutoutiao QTT Citigroup/ Deutsche Bank Securities 12.00 $7.00 $7.00 $84.00 Priced S/O
2018-08-15 111 YI J.P. Morgan/ Citigroup/ CICC 7.18 $14.00 $14.00 $100.50 Priced S/O
2018-08-13 NIO Inc. NIO Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan 160.00 $6.26 $6.26 $1001.60 Priced S/O
2018-08-10 Eton Pharmaceuticals ETON National Securities Corporation 3.60 $6.00 $6.00 $21.60 Priced S/O
2018-08-10 Gores Holdings III GRSHU Deutsche Bank Securities 37.50 $10.00 $10.00 $375.00 Priced S/O
2018-08-10 Weidai Ltd. WEI Morgan Stanley/ Citigroup 4.50 $10.00 $10.00 $45.00 Priced S/O
2018-08-09 Longevity Acquisition LOACU Cantor 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-08-02 Elanco Animal Health ELAN Goldman Sachs/ J.P. Morgan/ Morgan Stanley 62.90 $24.00 $24.00 $1509.60 Priced S/O
2018-07-30 TKK Symphony Acquisition TKKSU EarlyBirdCapital 22.00 $10.00 $10.00 $220.00 Priced S/O
2018-07-20 Megalith Financial Acquisition MFACU Chardan/ BTIG 15.00 $10.00 $10.00 $150.00 Priced S/O
2018-07-20 Spartan Energy Acquisition SPAQ.U Citigroup/ Credit Suisse 48.00 $10.00 $10.00 $480.00 Priced S/O
2018-07-20 Tenzing Acquisition TZACU Maxim Group 5.50 $10.00 $10.00 $55.00 Priced S/O
2018-07-18 Aridis Pharmaceuticals ARDS Cantor 2.00 $13.00 $13.00 $26.00 Priced S/O
2018-07-16 Pinduoduo PDD Credit Suisse/ Goldman Sachs (Asia)/ CICC 85.60 $19.00 $19.00 $1626.00 Priced S/O
2018-07-16 Pintec Technology Holdings PT Goldman Sachs (Asia)/ Deutsche Bank Securities/ Citigroup 3.70 $11.88 $11.88 $44.25 Priced S/O
2018-07-16 Ra Medical Systems RMED Piper Jaffray/ Cantor 3.90 $17.00 $17.00 $66.30 Priced S/O
2018-07-13 Mesa Air Group MESA Raymond James/ BofA Merrill Lynch 9.63 $12.00 $12.00 $115.56 Priced S/O
2018-07-13 Urovant Sciences UROV J.P. Morgan/ Jefferies/ Cowen 10.00 $14.00 $14.00 $140.00 Priced S/O
2018-07-09 ToughBuilt Industries TBLTU Maxim Group/ Joseph Gunnar 2.67 $5.00 $5.00 $13.35 Priced S/O
2018-07-09 Vaccinex VCNX Oppenheimer/ BTIG 3.33 $12.00 $12.00 $40.00 Priced S/O
2018-07-06 Arlo Technologies ARLO BofA Merrill Lynch/ Deutsche Bank Securities/ Guggenheim Securities 10.20 $16.00 $16.00 $163.44 Priced S/O
2018-07-06 Forum Merger II FMCIU Jefferies 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-07-06 Sonos SONO Morgan Stanley/ Goldman Sachs/ Allen & Company 13.88 $15.00 $15.00 $208.33 Priced S/O
2018-07-05 Tottenham Acquisition I TOTAU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-06-29 Aurora Mobile Limited JG Goldman Sachs (Asia)/ Credit Suisse/ Deutsche Bank Securities 9.06 $8.50 $8.50 $77.01 Priced S/O
2018-06-29 Endava Ltd. DAVA Morgan Stanley/ Citigroup/ Credit Suisse/ Deutsche Bank Securities 6.34 $20.00 $20.00 $126.80 Priced S/O
2018-06-29 Greenland Acquisition GLACU Chardan 4.00 $10.00 $10.00 $40.00 Priced S/O
2018-06-29 Opera Ltd. OPRA CICC/ Citigroup 9.60 $12.00 $12.00 $115.20 Priced S/O
2018-06-29 Tenable Holdings TENB Morgan Stanley/ J.P. Morgan/ Allen & Company/ Deutsche Bank Securities/ Stifel 10.90 $23.00 $23.00 $250.70 Priced S/O
2018-06-28 Bionano Genomics BNGOU Roth Capital Partners/ Maxim Group 3.36 $6.13 $6.13 $20.55 Priced S/O
2018-06-28 Liquidia Technologies LQDA Jefferies/ Cowen 4.54 $11.00 $11.00 $50.00 Priced S/O
2018-06-27 Aquestive Therapeutics AQST BMO Capital Markets/ RBC Capital Markets 4.00 $15.00 $15.00 $60.00 Priced S/O
2018-06-22 Allakos ALLK Goldman Sachs/ Jefferies 7.13 $18.00 $18.00 $128.40 Priced S/O
2018-06-22 Cango CANG Morgan Stanley/ BofA Merrill Lynch/ Goldman Sachs (Asia) 4.00 $11.00 $11.00 $44.00 Priced S/O
2018-06-22 Constellation Pharmaceuticals CNST J.P. Morgan/ Jefferies/ BMO Capital Markets 4.00 $15.00 $15.00 $60.00 Priced S/O
2018-06-22 Crinetics Pharmaceuticals CRNX J.P. Morgan/ Leerink Partners/ Piper Jaffray 6.00 $17.00 $17.00 $102.00 Priced S/O
2018-06-22 Replimune Group REPL J.P. Morgan/ Leerink Partners/ BMO Capital Markets 6.70 $15.00 $15.00 $100.50 Priced S/O
2018-06-22 Rubius Therapeutics RUBY J.P. Morgan/ Morgan Stanley/ Jefferies/ Leerink Partners 10.50 $23.00 $23.00 $241.50 Priced S/O
2018-06-21 Establishment Labs Holdings ESTA Jefferies/ Cowen 3.72 $18.00 $18.00 $66.87 Priced S/O
2018-06-20 Cushman & Wakefield plc CWK Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ UBS Investment Bank 45.00 $17.00 $17.00 $765.00 Priced S/O
2018-06-20 Tilray TLRY Cowen and Company 9.00 $17.00 $17.00 $153.00 Priced S/O
2018-06-19 Coastal Financial CCB Keefe, Bruyette & Woods (A Stifel Company)/ Hovde Group 2.85 $14.50 $14.50 $41.30 Priced S/O
2018-06-19 First Western Financial MYFW Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 1.97 $19.00 $19.00 $37.50 Priced S/O
2018-06-18 Berry Petroleum BRY Goldman Sachs/ Wells Fargo Securities/ BMO Capital Markets/ Evercore ISI/ UBS Investment Bank 13.00 $14.00 $14.00 $182.60 Priced S/O
2018-06-15 Entera Bio Ltd. ENTX Maxim Group 1.40 $8.00 $8.00 $11.20 Priced S/O
2018-06-12 Bloom Energy BE J.P. Morgan/ Morgan Stanley/ Credit Suisse/ KeyBanc Capital Markets/ BofA Merrill Lynch 18.00 $15.00 $15.00 $270.00 Priced S/O
2018-06-08 HL Acquisitions HCCHU EarlyBirdCapital 5.00 $10.00 $10.00 $50.00 Priced S/O
2018-06-04 New Frontier NFC.U ​Credit Suisse/ UBS Investment Bank​ 25.00 $10.00 $10.00 $250.00 Priced S/O
2018-06-04 Tricida TCDA Goldman Sachs/ J.P. Morgan/ Cowen 11.70 $19.00 $19.00 $222.30 Priced S/O
2018-06-01 AFG Holdings AFGL Goldman Sachs/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Barclays/ Evercore ISI/ Wells Fargo Securities 18.20 $15.00 $18.00 $300.30 Postponed S/O
2018-06-01 Domo DOMO Morgan Stanley/ Allen & Company/ Credit Suisse/ UBS Securities 9.20 $21.00 $21.00 $193.20 Priced S/O
2018-06-01 EverQuote EVER J.P. Morgan/ BofA Merrill Lynch 4.68 $18.00 $18.00 $84.37 Priced S/O
2018-06-01 Forty Seven FTSV Morgan Stanley/ Credit Suisse 7.03 $16.00 $16.00 $112.56 Priced S/O
2018-06-01 Translate Bio TBIO Citigroup/ Leerink Partners/ Evercore ISI 9.35 $13.00 $13.00 $121.55 Priced S/O
2018-06-01 Twelve Seas Investment Company TWLVU EarlyBirdCapital 18.00 $10.00 $10.00 $180.00 Priced S/O
2018-05-31 Neon Therapeutics NTGN Morgan Stanley/ BofA Merrill Lynch/ Mizuho Securities 6.25 $16.00 $16.00 $100.00 Priced S/O
2018-05-31 Neuronetics STIM Piper Jaffray/ William Blair 5.50 $17.00 $17.00 $93.50 Priced S/O
2018-05-30 BrightView Holdings BV Goldman Sachs/ J.P. Morgan/ KKR/ UBS Investment Bank/ Baird/ Credit Suisse/ Macquarie Capital/ Jefferies/ Mizuho Securities/ Morgan Stanley/ RBC Capital Markets 21.30 $22.00 $22.00 $468.60 Priced S/O
2018-05-29 Allegro Merger ALGRU Cantor 13.00 $10.00 $10.00 $130.00 Priced S/O
2018-05-29 Uxin Ltd. UXIN Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ CICC/ China Renaissance 25.00 $9.00 $9.00 $225.00 Priced S/O
2018-05-25 AVROBIO AVRO Morgan Stanley/ Cowen/ Wells Fargo Securities 5.25 $19.00 $19.00 $99.71 Priced S/O
2018-05-25 Eidos Therapeutics EIDX J.P. Morgan/ BofA Merrill Lynch 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-05-25 Essential Properties Realty Trust EPRT Goldman Sachs/ Citigroup/ Barclays/ BofA Merrill Lynch/ Credit Suisse 32.50 $14.00 $14.00 $455.00 Priced S/O
2018-05-25 i3 Verticals IIIV Cowen/ Raymond James/ KeyBanc Capital Markets 6.65 $13.00 $13.00 $79.80 Priced S/O
2018-05-24 Focus Financial Partners FOCS Goldman Sachs/ BofA Merrill Lynch/ KKR/ BMO Capital Markets/ RBC Capital Markets/ SunTrust Robinson Humphrey 16.20 $33.00 $33.00 $535.14 Priced S/O
2018-05-24 Kezar Life Sciences KZR Jefferies/ Cowen/ Wells Fargo Securities/ William Blair 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-24 Magenta Therapeutics MGTA J.P. Morgan/ Goldman Sachs/ Cowen 6.67 $15.00 $15.00 $100.00 Priced S/O
2018-05-24 Xeris Pharmaceuticals XERS Jefferies/ Leerink Partners/ RBC Capital Markets 5.70 $15.00 $15.00 $85.50 Priced S/O
2018-05-23 Aptinyx APTX J.P. Morgan/ Cowen/ Leerink Partners/ BMO Capital Markets 6.39 $16.00 $16.00 $102.40 Priced S/O
2018-05-23 HyreCar HYRE Network 1 Financial Securities 2.52 $5.00 $5.00 $12.60 Priced S/O
2018-05-22 Far Point Acquisition FPAC.U Credit Suisse/ BofA Merrill Lynch 55.00 $10.00 $10.00 $550.00 Priced S/O
2018-05-22 Verrica Pharmaceuticals VRCA BofA Merrill Lynch/ Jefferies/ Cowen 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-21 Electrocore ECOR Evercore ISI/ Cantor/ JMP Securities 5.20 $15.00 $15.00 $78.00 Priced S/O
2018-05-18 Charah Solutions CHRA Morgan Stanley/ BoA Merrill Lynch/ Stifel 7.35 $12.00 $12.00 $88.24 Priced S/O
2018-05-18 GS Acquisition Holdings GSAH.U Goldman Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2018-05-18 LF Capital Acquisition LFACU B. Riley FBR/ Raymond James 13.50 $10.00 $10.00 $135.00 Priced S/O
2018-05-18 Puxin Ltd. NEW Citigroup/ Deutsche Bank Securities/ Barclays/ Haitong International/ CICC 7.20 $17.00 $17.00 $122.40 Priced S/O
2018-05-17 BJ’s Wholesale Club Holdings BJ BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan 37.50 $17.00 $17.00 $637.50 Priced S/O
2018-05-14 MeiraGTx Holdings plc MGTX BofA Merrill Lynch/ Barclays/ Evercore ISI 5.00 $15.00 $15.00 $75.00 Priced S/O
2018-05-11 Avalara AVLR Goldman Sachs/ J.P. Morgan Securities/ BofA Merrill Lynch 7.50 $24.00 $24.00 $180.00 Priced S/O
2018-05-09 US LBM Holdings LBM Barclays/ Credit Suisse/ RBC Capital Markets/ Citigroup/ SunTrust Robinson Humphrey/ Wells Fargo Securities 0.00 $100.00 TBA S/O
2018-05-08 HeadHunter Group PLC HHR Morgan Stanley/ Goldman Sachs/ Credit Suisse/ VTB Capital 16.30 $13.50 $13.50 $199.73 Priced S/O
2018-05-07 U.S. Xpress Enterprises USX BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities 18.06 $16.00 $16.00 $288.90 Priced S/O
2018-05-01 Iterum Therapeutics plc ITRM Leerink Partners/ RBC Capital Markets 6.15 $13.00 $13.00 $79.95 Priced S/O
2018-05-01 Thunder Bridge Acquisition TBRGU Cantor/ CLSA 22.50 $10.00 $10.00 $225.00 Priced S/O
2018-04-27 GreenSky GSKY Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ SunTrust Robinson Humphrey 38.00 $23.00 $23.00 $874.00 Priced S/O
2018-04-27 Kiniksa Pharmaceuticals, Ltd. KNSA Goldman Sachs/ J.P. Morgan 8.47 $18.00 $18.00 $152.60 Priced S/O
2018-04-27 Scholar Rock Holding SRRK Jefferies/ Cowen/ BMO Capital Markets 5.36 $14.00 $14.00 $75.04 Priced S/O
2018-04-25 EVO Payments EVOP J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities/ SunTrust Robinson Humphrey/ Barclays/ Cowen/ Goldman Sachs/ PKO BP Securities/ Regions Securities/ William Blair 14.00 $16.00 $16.00 $224.00 Priced S/O
2018-04-25 MR2 Group MRMR ThinkEquity (A division of Fordham Financial Management) 1.75 $7.00 $9.00 $14.00 TBA S/O
2018-04-19 VectoIQ Acquisition VTIQU Cowen/ Chardan 20.00 $10.00 $10.00 $200.00 Priced S/O
2018-04-16 Pluralsight PS Morgan Stanley/ J.P. Morgan/ Barclays/ BofA Merrill Lynch 20.70 $15.00 $15.00 $310.50 Priced S/O
2018-04-13 Evelo Biosciences EVLO Morgan Stanley/ Cowen/ BMO Capital Markets 5.31 $16.00 $16.00 $85.00 Priced S/O
2018-04-11 Trinity Merger TMCXU B. Riley FBR 30.00 $10.00 $10.00 $300.00 Priced S/O
2018-04-10 Origin Bancorp OBNK Stephens/ Raymond James 3.63 $34.00 $34.00 $123.60 Priced S/O
2018-04-09 Carbon Black CBLK Morgan Stanley/ J.P. Morgan 8.00 $19.00 $19.00 $152.00 Priced S/O
2018-04-09 HUYA Inc. HUYA Credit Suisse/ Goldman Sachs (Asia)/ UBS Investment Bank 15.00 $12.00 $12.00 $180.00 Priced S/O
2018-04-06 Construction Partners ROAD Baird/ Raymond James/ Stephens 11.25 $12.00 $12.00 $135.00 Priced S/O
2018-04-06 Inspire Medical Systems INSP BofA Merrill Lynch/ Goldman Sachs 6.75 $16.00 $16.00 $108.00 Priced S/O
2018-04-06 PermRock Royalty Trust PRT Wells Fargo Securities/ Goldman Sachs/ UBS Investment Bank/ Deutsche Bank Securities/ Jefferies/ Stifel/ Oppenheimer 6.25 $17.00 $17.00 $106.25 Priced S/O
2018-04-06 Spirit of Texas Bancshares STXB Stephens/ Keefe, Bruyette & Woods (A Stifel Company) 2.00 $21.00 $21.00 $42.00 Priced S/O
2018-04-05 Unity Biotechnology UBX Goldman Sachs/ Morgan Stanley/ Citigroup 5.00 $17.00 $17.00 $85.00 Priced S/O
2018-04-02 Goosehead Insurance GSHD J.P. Morgan/ BofA Merrill Lynch 8.53 $10.00 $10.00 $85.30 Priced S/O
2018-03-28 DocuSign DOCU Morgan Stanley/ J.P. Morgan 21.70 $29.00 $29.00 $629.30 Priced S/O
2018-03-27 CLPS Incorporation CLPS Benchmark 2.00 $5.25 $5.25 $10.50 Priced S/O
2018-03-26 Ceridian HCM Holding CDAY Goldman Sachs/ J.P. Morgan/ Credit Suisse/ Deutsche Bank Securities 21.00 $22.00 $22.00 $462.00 Priced S/O
2018-03-26 Smartsheet SMAR Morgan Stanley/ J.P. Morgan/ Jefferies/ RBC Capital Markets 11.63 $15.00 $15.00 $174.49 Priced S/O
2018-03-23 Pivotal Software PVTL Morgan Stanley/ Goldman Sachs/ Citigroup 37.00 $15.00 $15.00 $555.00 Priced S/O
2018-03-23 Surface Oncology SURF Goldman Sachs/ Cowen/ Evercore ISI 7.20 $15.00 $15.00 $108.00 Priced S/O
2018-03-22 Pure Acquisition PACQU Oppenheimer/ EarlyBirdCapital 36.00 $10.00 $10.00 $360.00 Priced S/O
2018-03-14 Trident Acquisitions TDACU Chardan 17.50 $10.00 $10.00 $175.00 Priced S/O
2018-03-02 OneSmart International Education Group Ltd. ONE Morgan Stanley/ Deutsche Bank Securities 16.30 $11.00 $11.00 $179.30 Priced S/O
2018-02-28 Spotify Technology S.A. SPOT None 165.90 $165.90 $131.88 $444.60 S/O
2018-02-27 iQIYI IQ Goldman Sachs (Asia)/ Credit Suisse/ BofA Merrill Lynch 125.00 $18.00 $18.00 $2250.00 Priced S/O
2018-02-23 Sunlands Online Education Group STG Goldman Sachs (Asia)/ J.P. Morgan/ Credit Suisse 13.00 $11.50 $11.50 $149.50 Priced S/O
2018-02-20 Opes Acquisition OPESU EarlyBirdCapital 10.00 $10.00 $10.00 $100.00 Priced S/O
2018-02-20 Tiberius Acquisition TIBRU Cantor/ Dowling & Partners Securities 15.00 $10.00 $10.00 $150.00 Priced S/O
2018-02-16 Arcus Biosciences RCUS Citigroup/ Goldman Sachs/ Leerink Partners 8.00 $15.00 $15.00 $120.00 Priced S/O
2018-01-12 Vista Proppants and Logistics VPRL Citigroup/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray) 0.00 $100.00 TBA S/O
2018-01-11 Victory Capital Holdings VCTR J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley/ Barclays/ Goldman Sachs/ RBC Capital Markets 11.70 $13.00 $13.00 $152.10 Priced S/O
2018-01-05 Motus GI Holdings MOTS Piper Jaffray 3.50 $5.00 $5.00 $17.50 Priced S/O
2017-12-29 ARMO BioSciences ARMO Jefferies/ Leerink Partners/ BMO Capital Markets 7.52 $17.00 $17.00 $128.00 Priced S/O
2017-12-29 resTORbio TORC BofA Merrill Lynch/ Leerink Partners/ Evercore ISI 5.67 $15.00 $15.00 $85.00 Priced S/O
2017-12-29 Solid Biosciences SLDB J.P. Morgan/ Goldman Sachs/ Leerink Partners 7.80 $16.00 $16.00 $125.00 Priced S/O
2017-12-22 ADT ADT Morgan Stanley/ Goldman Sachs/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets/ Citigroup/ BofA Merrill Lynch/ Credit Suisse 105.00 $14.00 $14.00 $1470.00 Priced S/O
2017-12-22 Platinum Eagle Acquisition EAGLU Deutsche Bank Securities/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-12-19 PlayAGS AGS Credit Suisse/ Deutsche Bank Securities/ Jefferies/ Macquarie Capital/ BofA Merrill Lynch/ Citigroup/ Nomura/ Stifel/ SunTrust Robinson Humphrey 10.25 $16.00 $16.00 $164.00 Priced S/O
2017-12-18 One Stop Systems OSS Roth Capital Partners 3.80 $5.00 $5.00 $19.00 Priced S/O
2017-11-21 Industrial Logistics Properties Trust ILPT UBS Investment Bank/ Citigroup/ RBC Capital Markets/ BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities 20.00 $24.00 $24.00 $480.00 Priced S/O
2017-11-14 Americold Realty Trust COLD BofA Merrill Lynch/ J.P. Morgan/ RBC Capital Markets 45.30 $16.00 $16.00 $724.80 Priced S/O
2017-11-13 AXA Equitable Holdings EQH Morgan Stanley/ J.P. Morgan/ Barclays/ Citigroup 137.25 $20.00 $20.00 $2745.00 Priced S/O
2017-11-13 Odonate Therapeutics ODT Goldman Sachs/ Jefferies 6.25 $24.00 $24.00 $150.00 Priced S/O
2017-10-30 Senmiao Technology AIHS ViewTrade Securities 3.00 $4.00 $4.00 $12.00 Priced S/O
2017-10-24 Insurance Income Strategies ILSU Joseph Gunnar & Co. 5.20 $10.00 $10.00 $52.00 TBA S/O
2017-10-23 scPharmaceuticals SCPH Jefferies/ Leerink Partners/ BMO Capital Markets 6.40 $14.00 $14.00 $89.60 Priced S/O
2017-10-20 SailPoint Technologies Holdings SAIL Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets 20.00 $12.00 $12.00 $240.00 Priced S/O
2017-10-19 Sterling Bancorp SBT Sandler O'Neill & Partners 15.00 $12.00 $12.00 $180.00 Priced S/O
2017-10-19 Stitch Fix SFIX Goldman Sachs/ J.P. Morgan Securities 8.00 $15.00 $15.00 $120.00 Priced S/O
2017-10-18 SendGrid SEND Morgan Stanley/ J.P. Morgan 8.20 $16.00 $16.00 $131.20 Priced S/O
2017-10-13 One Madison OMADU Credit Suisse/ BofA Merrill Lynch 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-10-13 PPDAI Group PPDF Credit Suisse/ Citigroup 17.00 $13.00 $13.00 $221.00 Priced S/O
2017-10-13 Sogou SOGO J.P. Morgan/ Credit Suisse/ Goldman Sachs/ CICC 45.00 $13.00 $13.00 $585.00 Priced S/O
2017-10-06 Spero Therapeutics SPRO BofA Merrill Lynch/ Cowen/ Stifel 5.50 $14.00 $14.00 $77.00 Priced S/O
2017-09-22 Sea Limited SE Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse 58.96 $15.00 $15.00 $884.40 Priced S/O
2017-09-22 Sentinel Energy Services STNLU Citigroup/ Goldman Sachs/ Credit Suisse 30.00 $10.00 $10.00 $300.00 Priced S/O
2017-09-18 OptiNose OPTN Jefferies/ Piper Jaffray/ BMO Capital Markets/ RBC Capital Markets 7.50 $16.00 $16.00 $120.00 Priced S/O
2017-09-18 Presidio Property Trust SQFT Janney Montgomery Scott 0.00 $69.00 TBA S/O
2017-09-13 ACM Research ACMR Roth Capital Partners 2.00 $5.60 $5.60 $11.20 Priced S/O
2017-09-08 Switch SWCH Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities 31.25 $17.00 $17.00 $531.25 Priced S/O
2017-09-07 Hancock Jaffe Laboratories HJLI Network 1 Financial Securities 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-08-29 Sol-Gel Technologies SLGL ​Jefferies/ BMO Capital Markets​ 6.25 $12.00 $12.00 $75.00 Priced S/O
2017-08-25 Secoo Holding Limited SECO Jefferies 8.50 $13.00 $13.00 $110.50 Priced S/O
2017-08-23 Social Capital Hedosophia Holdings IPOA.U Credit Suisse 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-08-09 Quintana Energy Services QES BofA Merrill Lynch/ Simmons & Company International (Energy Specialists of Piper Jaffray) 9.25 $10.00 $10.00 $92.59 Priced S/O
2017-07-07 Tremont Mortgage Trust TRMT UBS Investment Bank/ Citigroup/ RBC Capital Markets 2.50 $20.00 $20.00 $50.00 Priced S/O
2017-07-06 Pensare Acquisition WRLSU EarlyBirdCapital 27.00 $10.00 $10.00 $270.00 Priced S/O
2017-07-03 Sienna Biopharmaceuticals SNNA J.P. Morgan/ Cowen/ BMO Capital Markets 4.33 $15.00 $15.00 $65.00 Priced S/O
2017-06-28 Osprey Energy Acquisition OSPRU Credit Suisse 25.00 $10.00 $10.00 $250.00 Priced S/O
2017-06-23 PetIQ PETQ Jefferies/ William Blair 6.25 $16.00 $16.00 $100.00 Priced S/O
2017-06-13 CompuLab Ltd. CPUL Maxim Group LLC 0.00 $23.00 TBA S/O
2017-06-09 PQ Group Holdings PQG Morgan Stanley/ Goldman Sachs/ Citigroup/ Credit Suisse 29.00 $17.50 $17.50 $507.50 Priced S/O
2017-06-07 TPG Pace Holdings TPGH-U Deutsche Bank Securities/ Goldman Sachs 40.00 $10.00 $10.00 $400.00 Priced S/O
2017-06-06 OrthoPediatrics KIDS Piper Jaffray / Stifel 4.00 $13.00 $13.00 $52.00 Priced S/O
2017-06-01 Tintri TNTR Morgan Stanley/ BofAMerrill Lynch/ Pacific Crest Securities (a division of KeyBanc Capital Markets) 8.57 $7.00 $7.00 $60.00 Priced S/O
2017-05-31 Byline Bancorp BY BofA Merrill Lynch/ Keefe, Bruyette & Woods (A Stifel Company) 5.70 $19.00 $19.00 $108.30 Priced S/O
2017-05-12 Oasis Midstream Partners LP OMP Morgan Stanley/ Citigroup/ Wells Fargo Securities 7.50 $17.00 $17.00 $127.50 Priced S/O
2017-05-02 ShotSpotter SSTI Roth Capital Partners/ Northland Capital Markets 2.80 $11.00 $11.00 $30.80 Priced S/O
2017-04-28 SMART Global Holdings SGH Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel 5.30 $11.00 $11.00 $58.30 Priced S/O
2017-04-25 TPG RE Finance Trust TRTX BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ Deutsche Bank Securities/ J. P. Morgan/ Morgan Stanley/ Barclays 11.00 $20.00 $20.00 $225.50 Priced S/O
2017-04-17 TPG Pace Energy Holdings TPGE-U Deutsche Bank Securities/ Goldman, Sachs 60.00 $10.00 $10.00 $600.00 Priced S/O
2017-04-11 Ovid Therapeutics OVID Citigroup/ Cowen and Company 5.00 $15.00 $15.00 $75.00 Priced S/O
2017-04-10 Safety, Income and Growth SAFE BofA Merrill Lync/ J.P. Morgan/ Barclays/ Citigroup/ Raymond James 10.25 $20.00 $20.00 $205.00 Priced S/O
2017-03-27 Akcea Therapeutics AKCA Cowen and Company/ Stifel/ Wells Fargo Securities 15.63 $8.00 $8.00 $125.00 Priced S/O
2017-03-15 Solaris Oilfield Infrastructure SOI Credit Suisse/ Goldman, Sachs 10.10 $12.00 $12.00 $121.20 Priced S/O
2017-03-13 Okta OKTA Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company 11.00 $17.00 $17.00 $187.00 Priced S/O
2017-03-09 Tocagen TOCA Leerink Partners/ Evercore ISI/ Stifel 8.50 $10.00 $10.00 $85.00 Priced S/O
2017-03-02 Select Energy Services WTTR Credit Suisse/ FBR/ Wells Fargo Securities/ BofA Merrill Lynch/ Citigroup/ J.P. Morgan 8.70 $14.00 $14.00 $121.80 Priced S/O
2017-03-02 Silver Run Acquisition Corp II SRUNU Citigroup 90.00 $10.00 $10.00 $900.00 Priced S/O
2017-02-08 ProPetro Holding PUMP Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan 25.00 $14.00 $14.00 $350.00 Priced S/O
2017-02-06 SG Blocks SGBX Joseph Gunnar & Co. 1.50 $5.00 $5.00 $7.50 Priced S/O
2017-02-02 Snap SNAP Morgan Stanley/ Goldman Sachs/ J. P. Morgan/ Deutsche Bank Securities 200.00 $17.00 $17.00 $3400.00 Priced S/O
2016-12-22 Schneider National SNDR Morgan Stanley/ UBS Investment Bank 28.95 $19.00 $19.00 $550.00 Priced S/O
2016-11-22 Presidio, Inc. PSDO J.P. Morgan/ Citigroup 16.67 $14.00 $14.00 $233.30 Priced S/O
2016-10-28 Sachem Capital SACH Joseph Gunnar 2.60 $5.00 $5.00 $13.00 Priced S/O