Specific industry
Industry: Financials
| Company | Symbol proposed | Lead Managers | Shares (millions) | Price Low | Price High | Est $ Vol (millions) | Expected To Trade | SCOOP Rating | Rating Change |
|---|---|---|---|---|---|---|---|---|---|
| 9F | JFU | Credit Suisse | 8.90 | $9.50 | $9.50 | $84.55 |
8/15/2019 Priced |
S/O | S/O |
| AFC Gamma, Inc. | AFCG | JMP Securities/ Ladenburg Thalmann/ Seaport Global | 6.25 | $19.00 | $19.00 | $118.75 |
3/19/2021 Priced |
S/O | S/O |
| Alpine Income Property Trust | PINE | Raymond James/ Baird/ B. Riley, Inc./ BMO Capital Markets | 7.50 | $19.00 | $19.00 | $142.50 |
11/22/2019 Priced |
S/O | S/O |
| Angel Oak Mortgage, Inc. | AOMR | Wells Fargo Securities/ BofA Securities/ Morgan Stanley/ UBS Investment Bank/ B. Riley, Inc. | 8.05 | $19.00 | $19.00 | $136.80 |
6/17/2021 Priced |
S/O | S/O |
| AssetMark Financial Holdings | AMK | J.P. Morgan/ Goldman Sachs/ Credit Suisse/ Huatai Securities | 12.50 | $22.00 | $22.00 | $275.00 |
7/18/2019 Priced |
S/O | S/O |
| BlackRock Science and Technology Trust II | BSTZ | Morgan Stanley/ BofA Securities/ UBS Investment Bank/ Wells Fargo Securities/ Raymond James | 70.00 | $20.00 | $20.00 | $1400.00 |
6/26/2019 Priced |
S/O | S/O |
| Bridge Investment Group Holdings Inc. | BRDG | Morgan Stanley/ J.P. Morgan/ Citigroup/ Wells Fargo Securities/ UBS Investment Bank | 18.75 | $16.00 | $16.00 | $300.00 |
7/16/2021 Priced |
S/O | S/O |
| Broadstone Net Lease | BNL | J.P. Morgan/ Goldman Sachs/ BMO Capital Markets/ Morgan Stanley/ Capital One Securities/ Truist Securities | 33.50 | $17.00 | $17.00 | $569.50 |
9/17/2020 Priced |
S/O | S/O |
| BRP Group | BRP | J.P. Morgan/ BofA Securities | 16.40 | $14.00 | $14.00 | $229.60 |
10/24/2019 Priced |
S/O | S/O |
| Chicago Atlantic Real Estate Finance, Inc. | REFI | JMP Securities/ Compass Point/ Oppenheimer & Co./ Lake Street Capital Markets/ East West Markets | 6.25 | $16.00 | $16.00 | $100.00 |
12/8/2021 Priced |
S/O | S/O |
| Claros Mortgage Trust, Inc. | CMTG | Morgan Stanley/J.P. Morgan/Goldman Sachs/Deutsche Bank Securities/UBS Investment Bank/Wells Fargo Securities/ JMP Securities/ Keefe, Bruyette & Woods | 5.52 | $18.65 | $18.65 | $103.02 |
11/3/2021 Priced |
S/O | S/O |
| CrossFirst Bankshares | CFB | Keefe, Bruyette & Woods/ Raymond James/ Stephens, Inc. | 7.01 | $14.50 | $14.50 | $101.67 |
8/15/2019 Priced |
S/O | S/O |
| Enact Holdings, Inc. (formerly Genworth Mortgage Holdings, Inc.) | ACT | Goldman Sachs/ J.P. Morgan/ BofA Securities/ Credit Suisse | 13.31 | $19.00 | $19.00 | $252.89 |
9/16/2021 Priced |
S/O | S/O |
| Fangdd Network Group | DUO | Morgan Stanley/ Citigroup/ UBS Investment Bank/ CICC/ AMTD | 6.00 | $13.00 | $13.00 | $78.00 |
11/1/2019 Priced |
S/O | S/O |
| Fathom Holdings | FTHM | Roth Capital Partners | 3.43 | $10.00 | $10.00 | $34.30 |
7/31/2020 Priced |
S/O | S/O |
| FinWise Bancorp | FINW | Piper Sandler | 3.50 | $10.50 | $10.50 | $36.75 |
11/19/2021 Priced |
S/O | S/O |
| Five Star Bancorp | FSBC | Keefe, Bruyette & Woods | 5.27 | $20.00 | $20.00 | $105.40 |
5/5/2021 Priced |
S/O | S/O |
| Futu Holdings Limited | FUTU | Goldman Sachs/ UBS Investment Bank/ Credit Suisse | 7.50 | $12.00 | $12.00 | $90.00 |
3/8/2019 Priced |
S/O | S/O |
| GENERATION INCOME PROPERTIES, INC. | GIPRU | Maxim Group/ Joseph Gunnar | 1.50 | $10.00 | $10.00 | $15.00 |
9/3/2021 Priced |
S/O | S/O |
| GoHealth | GOCO | Goldman Sachs/ BofA Securities/ Morgan Stanley | 43.50 | $21.00 | $21.00 | $913.50 |
7/15/2020 Priced |
S/O | S/O |
| Guild Holdings Company | GHLD | Wells Fargo Securities/ BofA Securities/ J.P. Morgan/ JMP Securities | 6.50 | $15.00 | $15.00 | $97.50 |
10/22/2020 Priced |
S/O | S/O |
| Hanover Bancorp, Inc./NY | HNVR | Stephens, Inc./ Piper Sandler | 1.28 | $21.00 | $21.00 | $26.78 |
5/11/2022 Priced |
S/O | S/O |
| Harbor Custom Development | HCDI | ThinkEquity | 1.78 | $6.00 | $6.00 | $10.60 |
8/28/2020 Priced |
S/O | S/O |
| HBT Financial | HBT | Keefe, Bruyette & Woods/ J.P. Morgan | 8.30 | $16.00 | $16.00 | $132.80 |
10/11/2019 Priced |
S/O | S/O |
| HF Enterprises | HFEN | Aegis Capital Corp./ WestPark Capital | 2.16 | $7.00 | $7.00 | $16.90 |
11/24/2020 Priced |
S/O | S/O |
| Home Point Capital Inc. | HMPT | Goldman Sachs/ Wells Fargo Securities/ Morgan Stanley/ UBS Investment Bank/ Credit Suisse/ J.P. Morgan/ BofA Securities | 7.25 | $13.00 | $13.00 | $94.25 |
1/29/2021 Priced |
S/O | S/O |
| Huize Holding Ltd. | HUIZ | Citigroup/ CICC | 5.25 | $10.50 | $10.50 | $55.10 |
2/12/2020 Priced |
S/O | S/O |
| Hywin Holdings Ltd. | HYW | Network 1 Financial Securities/Alexander Capital/Valuable Capital | 3.00 | $10.00 | $10.00 | $30.00 |
3/26/2021 Priced |
S/O | S/O |
| Iris Energy Limited | IREN | J.P. Morgan / Canaccord Genuity /Citigroup/ Macquarie Capital/ CLSA/ Cowen and Company/ Cantor Fitzgerald | 8.27 | $28.00 | $28.00 | $231.56 |
11/17/2021 Priced |
S/O | S/O |
| Jiayin Group | JFIN | Roth Capital Partners/ Shenwan Hongyuan Securities | 3.50 | $10.50 | $10.50 | $36.75 |
5/10/2019 Priced |
S/O | S/O |
| Lemonade | LMND | Goldman Sachs/ Morgan Stanley/ Allen & Co./ Barclays | 11.00 | $29.00 | $29.00 | $319.00 |
7/2/2020 Priced |
S/O | S/O |
| loanDepot | LDI | Goldman Sachs/ BofA Securities/ Credit Suisse/ Morgan Stanley/ Barclays/ Citigroup/ Jefferies/ UBS Investment Bank | 3.85 | $14.00 | $14.00 | $53.90 |
2/11/2021 Priced |
S/O | S/O |
| Lufax Holding Ltd | LU | Goldman Sachs/ BofA Securities/ UBS Investment Bank/ HSBC/ China PA Securities (Hong Kong) Company Limited | 175.00 | $13.50 | $13.50 | $2362.50 |
10/30/2020 Priced |
S/O | S/O |
| MARPAI, INC. | MRAI | ThinkEquity | 6.25 | $4.00 | $4.00 | $25.02 |
10/27/2021 Priced |
S/O | S/O |
| MediaAlpha, Inc. | MAX | J.P. Morgan/ Citigroup/ Credit Suisse/ RBC Capital Markets/ Canaccord Genuity/ William Blair | 9.25 | $19.00 | $19.00 | $175.80 |
10/28/2020 Priced |
S/O | S/O |
| Midwest Holding | MDWT | Piper Sandler | 1.00 | $70.00 | $70.00 | $70.00 |
12/17/2020 Priced |
S/O | S/O |
| Modiv Inc. | MDV | B. Riley, Inc. | 0.04 | $25.00 | $25.00 | $1.00 |
2/11/2022 Priced |
S/O | S/O |
| NETSTREIT | NTST | Wells Fargo Securities/ BofA Securities/ Citigroup/ Stifel/ Jefferies | 12.50 | $18.00 | $18.00 | $187.50 |
8/13/2020 Priced |
S/O | S/O |
| NexPoint Real Estate Finance | NREF | Raymond James/ Keefe, Bruyette & Woods/ Baird | 5.00 | $19.00 | $19.00 | $95.00 |
2/7/2020 Priced |
S/O | S/O |
| Nu Holdings Ltd. | NU | Morgan Stanley/ Goldman Sachs/ Citigroup/ Nu Invest/Allen & Co./ HSBC/ UBS Investment Bank | 289.15 | $9.00 | $9.00 | $2602.35 |
12/9/2021 Priced |
S/O | S/O |
| Oportun Financial | OPRT | Barclays/ J.P. Morgan/ Jefferies/ Keefe, Bruyette & Woods | 6.25 | $15.00 | $15.00 | $93.75 |
9/26/2019 Priced |
S/O | S/O |
| Orange County Bancorp | OBT | Piper Sandler/ Stephens, Inc. | 1.00 | $33.50 | $33.50 | $33.50 |
8/5/2021 Priced |
S/O | S/O |
| Owl Rock Capital Corp. | ORCC | Goldman Sachs/ BofA Securities/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ JMP Securities/ Keefe, Bruyette & Woods/ Morgan Stanley/ Raymond James/ SOCIETE GENERALE | 10.00 | $15.30 | $15.30 | $153.00 |
7/18/2019 Priced |
S/O | S/O |
| P10, INC. | PX | Morgan Stanley/ J.P. Morgan/ Barclays | 20.00 | $12.00 | $12.00 | $240.00 |
10/21/2021 Priced |
S/O | S/O |
| Palomar Holdings | PLMR | Barclays/ J.P. Morgan/ Keefe, Bruyette & Woods | 5.62 | $15.00 | $15.00 | $84.38 |
4/17/2019 Priced |
S/O | S/O |
| Phillips Edison & Company, Inc. | PECO | Morgan Stanley/ BofA Securities/ J.P. Morgan/BMO Capital Markets/ Goldman Sachs/ KeyBanc Capital Markets/ Mizuho Securities/ Wells Fargo Securities | 17.00 | $28.00 | $28.00 | $476.00 |
7/15/2021 Priced |
S/O | S/O |
| Postal Realty Trust | PSTL | Stifel/ Janney Montgomery Scott/ BMO Capital Markets/ Height Capital Markets | 4.50 | $17.00 | $17.00 | $76.50 |
5/15/2019 Priced |
S/O | S/O |
| Presidio Property Trust | SQFT | EF Hutton | 0.50 | $5.00 | $5.00 | $2.50 |
10/7/2020 Priced |
S/O | S/O |
| ProSight Global | PROS | Goldman Sachs/ Barclays/ BofA Securities | 7.85 | $14.00 | $14.00 | $110.00 |
7/25/2019 Priced |
S/O | S/O |
| Q&K International Group | QK | Morgan Stanley/ CICC | 2.70 | $17.00 | $17.00 | $45.90 |
11/5/2019 Priced |
S/O | S/O |
| Red River Bancshares | RRBI | FIG Partners/ Stephens, Inc. | 0.60 | $45.00 | $45.00 | $27.00 |
5/3/2019 Priced |
S/O | S/O |
| Rocket Companies | RKT | Goldman Sachs/ Morgan Stanley/ Credit Suisse/ J.P. Morgan/ RBC Capital Markets/ Allen & Co./ BofA Securities/ Barclays/ Citigroup/ UBS Investment Bank | 100.00 | $18.00 | $18.00 | $1800.00 |
8/6/2020 Priced |
S/O | S/O |
| ROOT, INC. | ROOT | Goldman Sachs/ Morgan Stanley | 26.80 | $27.00 | $27.00 | $724.40 |
10/28/2020 Priced |
S/O | S/O |
| RUNWAY GROWTH FINANCE CORP. | RWAY | J.P. Morgan/ Morgan Stanley/ Wells Fargo Securities/ UBS Investment Bank | 6.85 | $14.60 | $14.60 | $100.01 |
10/21/2021 Priced |
S/O | S/O |
| Ryan Specialty Group Holdings, Inc. | RYAN | J.P. Morgan/ Barclays/ Goldman Sachs/ Wells Fargo Securities/ UBS Investment Bank/ William Blair/ RBC Capital Markets/ BMO Capital Markets/ Keefe, Bruyette & Woods | 56.90 | $23.50 | $23.50 | $1337.15 |
7/22/2021 Priced |
S/O | S/O |
| SelectQuote | SLQT | Credit Suisse/ Morgan Stanley/ Evercore/ RBC Capital Markets/ Barclays/ Citigroup/ Jefferies | 28.50 | $20.00 | $20.00 | $570.00 |
5/21/2020 Priced |
S/O | S/O |
| Sentage Holdings Inc. | SNTG | Network 1 Financial Securities | 4.00 | $5.00 | $5.00 | $20.00 |
7/9/2021 Priced |
S/O | S/O |
| Silver Spike Investment Corp. | SSIC | Stifel/ Piper Sandler | 6.07 | $14.00 | $14.00 | $84.98 |
2/4/2022 Priced |
S/O | S/O |
| Silvergate Capital | SI | Barclays/ Keefe, Bruyette & Woods | 3.33 | $12.00 | $12.00 | $40.00 |
11/7/2019 Priced |
S/O | S/O |
| South Plains Financial | SPFI | Keefe, Bruyette & Woods/ Sandler O'Neill + Partners | 3.38 | $17.50 | $17.50 | $59.15 |
5/9/2019 Priced |
S/O | S/O |
| Southern States Bancshares, Inc. | SSBK | Keefe, Bruyette & Woods/ Truist Securities | 2.00 | $19.00 | $19.00 | $38.00 |
8/12/2021 Priced |
S/O | S/O |
| The Marygold Companies, Inc. (aka Concierge Technologies, Inc.) | MGLD | Maxim Group | 1.65 | $2.00 | $2.00 | $3.30 |
3/10/2022 Priced |
S/O | S/O |
| THIRD COAST BANCSHARES, INC. | TCBX | Stephens, Inc./ Piper Sandler/ Deutsche Bank Securities | 3.50 | $25.00 | $25.00 | $87.50 |
11/9/2021 Priced |
S/O | S/O |
| TIAN RUIXIANG Holdings | TIRX | Network 1 Financial Securities | 3.00 | $4.00 | $4.00 | $12.00 |
1/27/2021 Priced |
S/O | S/O |
| TPG, Inc. | TPG | J.P. Morgan/ Goldman Sachs/ Morgan Stanley/TPG Capital BD/ BofA Securities/ Citigroup/ Deutsche Bank Securities/ Evercore/ UBS Investment Bank/ Wells Fargo Securities/ BMO Capital Markets/ Barclays/ Mizuho Securities/ Keefe, Bruyette & Woods/ MUFG/ SMBC Nikko | 33.90 | $29.50 | $29.50 | $1000.05 |
1/13/2022 Priced |
S/O | S/O |
| Tradeweb Markets | TW | J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley | 40.00 | $27.00 | $27.00 | $1080.00 |
4/4/2019 Priced |
S/O | S/O |
| Trean Insurance Group | TIG | J.P. Morgan/ Evercore/ William Blair | 10.70 | $15.00 | $15.00 | $160.70 |
7/16/2020 Priced |
S/O | S/O |
| Trinity Capital Inc. | TRIN | Keefe, Bruyette & Woods/ Wells Fargo Securities/ UBS Investment Bank | 7.38 | $14.00 | $14.00 | $103.25 |
1/29/2021 Priced |
S/O | S/O |
| U.S. Century Bank | USCB | Keefe, Bruyette & Woods | 4.00 | $10.00 | $10.00 | $40.00 |
7/23/2021 Priced |
S/O | S/O |
| UP Fintech Holding Limited | TIGR | Citigroup/ Deutsche Bank Securities | 13.00 | $8.00 | $8.00 | $104.00 |
3/20/2019 Priced |
S/O | S/O |
| Upstart Holdings | UPST | Goldman Sachs/ BofA Securities/ Citigroup | 12.00 | $20.00 | $20.00 | $240.00 |
12/16/2020 Priced |
S/O | S/O |
| Velocity Financial | VEL | Wells Fargo Securities/ Citigroup/ JMP Securities | 7.25 | $13.00 | $13.00 | $94.25 |
1/17/2020 Priced |
S/O | S/O |
| VersaBank | VBNK | Raymond James | 5.50 | $10.00 | $10.00 | $55.00 |
9/22/2021 Priced |
S/O | S/O |
| Vinci Partners Investments Ltd. | VINP | J.P. Morgan/ Goldman Sachs/ BTG Pactual | 13.87 | $18.00 | $18.00 | $249.70 |
1/28/2021 Priced |
S/O | S/O |
| Waterdrop Inc. | WDH | Goldman Sachs/ Morgan Stanley/ BofA Securities | 30.00 | $12.00 | $12.00 | $360.00 |
5/7/2021 Priced |
S/O | S/O |
| XP Inc. | XP | Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ XP Investimentos/ Itau BBA | 72.51 | $27.00 | $27.00 | $1957.70 |
12/11/2019 Priced |
S/O | S/O |