Specific industry

Industry: Financials

Company	Symbol proposed	Lead Managers	Shares (millions)	Price Low	Price High	Est $ Vol (millions)	Expected To Trade	SCOOP Rating	Rating Change
9F	JFU	Credit Suisse	8.90	$9.50	$9.50	$84.55	8/15/2019 Priced	S/O	S/O
Alpine Income Property Trust	PINE	Raymond James/ Baird/ B. Riley FBR/ BMO Capital Markets	7.50	$19.00	$19.00	$142.50	11/22/2019 Priced	S/O	S/O
AMTD International	HKIB	AMTD Global Markets	20.79	$8.38	$8.38	$174.00	8/5/2019 Priced	S/O	S/O
AssetMark Financial Holdings	AMK	J.P. Morgan/ Goldman Sachs/ Credit Suisse/ Huatai Securities (USA)	12.50	$22.00	$22.00	$275.00	7/18/2019 Priced	S/O	S/O
BlackRock Science and Technology Trust II	BSTZ	Morgan Stanley/ BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities/ Raymond James	70.00	$20.00	$20.00	$1400.00	6/26/2019 Priced	S/O	S/O
BRP Group	BRP	J.P. Morgan/ BofA Merrill Lynch	16.40	$14.00	$14.00	$229.60	10/24/2019 Priced	S/O	S/O
CrossFirst Bankshares	CFB	Keefe, Bruyette & Woods (A Stifel Company)/ RAYMOND JAMES/ Stephens	7.01	$14.50	$14.50	$101.67	8/15/2019 Priced	S/O	S/O
Fangdd Network Group	DUO	Morgan Stanley/ Citigroup/ UBS/ CICC/ AMTD	6.00	$13.00	$13.00	$78.00	11/1/2019 Priced	S/O	S/O
Futu Holdings Limited	FUTU	Goldman Sachs (Asia)/ UBS Investment Bank/ Credit Suisse	7.50	$12.00	$12.00	$90.00	3/8/2019 Priced	S/O	S/O
HBT Financial	HBT	Keefe, Bruyette & Woods (A Stifel Company)/ J.P. Morgan	8.30	$16.00	$16.00	$132.80	10/11/2019 Priced	S/O	S/O
Huize Holding Ltd.	HUIZ	Citigroup/ CICC	5.25	$10.50	$10.50	$57.75	2/12/2020 Priced	S/O	S/O
Jiayin Group	JFIN	Roth Capital Partners/ Shenwan Hongyuan Securities	3.50	$10.50	$10.50	$36.75	5/10/2019 Priced	S/O	S/O
NexPoint Real Estate Finance	NREF	Raymond James/ Keefe Bruyette & Woods (a Stifel Company)/ Baird	5.00	$19.00	$19.00	$95.00	2/7/2020 Priced	S/O	S/O
Oportun Financial	OPRT	Barclays/ J.P. Morgan/ Jefferies/ Keefe, Bruyette & Woods (A Stifel Company)	6.25	$15.00	$15.00	$93.75	9/26/2019 Priced	S/O	S/O
Owl Rock Capital Corp.	ORCC	Goldman Sachs/ BofA Merrill Lynch/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ JMP Securities/ Keefe, Bruyette & Woods (a Stifel Company)/ Morgan Stanley/ Raymond James/ SOCIETE GENERALE	10.00	$15.30	$15.30	$153.00	7/18/2019 Priced	S/O	S/O
Palomar Holdings	PLMR	Barclays/ J.P. Morgan/ Keefe, Woods & Bruyette (A Stifel Company)	5.62	$15.00	$15.00	$84.38	4/17/2019 Priced	S/O	S/O
Postal Realty Trust	PSTL	Stifel/ Janney Montgomery Scott/ BMO Capital Markets/ Height Capital Markets	4.50	$17.00	$17.00	$76.50	5/15/2019 Priced	S/O	S/O
ProSight Global	PROS	Goldman Sachs/ Barclays/ BofA Merrill Lynch	7.85	$14.00	$14.00	$110.00	7/25/2019 Priced	S/O	S/O
Q&K International Group	QK	Morgan Stanley/ CICC	2.70	$17.00	$17.00	$45.90	11/5/2019 Priced	S/O	S/O
Red River Bancshares	RRBI	FIG Partners/ Stephens	0.60	$45.00	$45.00	$27.00	5/3/2019 Priced	S/O	S/O
Silvergate Capital	SI	Barclays/ Keefe, Bruyette & Woods (A Stifel Company)	3.33	$12.00	$12.00	$40.00	11/7/2019 Priced	S/O	S/O
South Plains Financial	SPFI	Keefe, Bruyette & Woods (A Stifel Company)/ Sandler O’Neill + Partners	3.38	$17.50	$17.50	$59.15	5/9/2019 Priced	S/O	S/O
Tradeweb Markets	TW	J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley	40.00	$27.00	$27.00	$1080.00	4/4/2019 Priced	S/O	S/O
UP Fintech Holding Limited	TIGR	Citigroup/ Deutsche Bank Securities	13.00	$8.00	$8.00	$104.00	3/20/2019 Priced	S/O	S/O
Velocity Financial	VEL	Wells Fargo Securities/ Citigroup/ JMP Securities	7.25	$13.00	$13.00	$94.25	1/17/2020 Priced	S/O	S/O
XP Inc.	XP	Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ XP Investments/ Itaú BBA	72.51	$27.00	$27.00	$1957.70	12/11/2019 Priced	S/O	S/O