| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Acucela (TBA) | Mitsubishi UFJ/ Morgan Stanley Securities Co., Ltd. | $125.00 | n.a. | |||
| Anchor BanCorp Wisconsin (ABCW) | Sandler ONeill & Partners | $10.00 | n.a. | |||
| Aptalis Holdings (APTA) | Goldman Sachs/ J.P. Morgan | $500.00 | n.a. | |||
| Auspex Pharmaceuticals (ASPX) | Stifel/ BMO Capital Markets | $69.00 | n.a. | |||
| Continental Building Products (CBPX) | Citigroup/ Credit Suisse/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets | $200.00 | n.a. | |||
| Eagle Pharmaceuticals (EGRX) | Piper Jaffray/ William Blair | $50.00 | n.a. | |||
| Gates Global (TBA) | BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan/ RBC Capital Markets | $100.00 | n.a. | |||
| Genocea Biosciences (GNCA) | Citigroup/ Cowen and Company | $75.00 | n.a. | |||
| Hennessy Capital Acquisition (HCACU) (u) | Deutsche Bank Securities | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Ladder Capital (LADR) | Deutsche Bank Securities/ Citigroup/ Wells Fargo Securities/ BofA Merrill Lynch/ J.P. Morgan | $200.00 | n.a. | |||
| Medical Transcription Billing (MTBC) | Summer Street Research Partners | $35.00 | n.a. | |||
| Michaels Companies (TBA) | J.P. Morgan/ Goldman Sachs/ Barclays/ Deutsche Bank Securities | $500.00 | n.a. | |||
| NephroGenex (NRX) | Aegis Capital Corp | $46.00 | n.a. | |||
| Noble Spinco Limited (TBA) | Barclays/ Deutsche Bank Securities/ J.P. Morgan | $400.00 | n.a. | |||
| Rice Energy (RICE) | Barclays | $800.00 | n.a. | |||
| Sundance Energy Australia Limited (SEA) | Wells Fargo Securities/ Canaccord Genuity/ UBS Investment Bank | $175.00 | n.a. | |||
| Transport America (TRAM) | Baird/ Stifel | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| American Petroleum Tankers Partners (JAT) | BofA Merrill Lynch/ Barclays/ Credit Suisse/ UBS Investment Bank/ Wells Fargo Securities | $172.50 | n.a. | |||
| Michaels Stores (MIK) | J.P. Morgan/ Goldman, Sachs | $500.00 | n.a. | |||
| New Terms | ||||||
| CBS Outdoor Americas (tba) | BofA Merrill Lynch/ Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Citigroup/ Deutsche Bank Securities/ Wells Fargo Securities | $100.00 | n.a. | |||
| GlycoMimetics (GLYC) | Jefferies/ Barclays | $86.25 | n.a. | |||
| Intrawest Resorts Holdings (TBA) | Goldman Sachs/ Deutsche Bank Securities/ BofA Merrill Lynch | $100.00 | n.a. | |||
| Recro Pharma (REPH) | Aegis Capital Corp | $32.20 | n.a. | |||
| SunEdison Semiconductor (WFR) | Deutsche Bank Securities/ Goldman Sachs/ Wells Fargo Securities | $250.00 | n.a. | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Dec. 16, 2013 | Manager(s) | Offered | Raised | Price | 12/27/13 | Change |
| AMC Entertainment Holdings (AMC) | Citigroup/ BofA Merrill Lynch/ Barclays/ Credit Suisse | 18.42 | $331.58 | $18.00 | $20.14 | 11.89% |
| Cambridge Capital Acquisition (CAMBU)(u) | EarlyBirdCapital | 7.00 | $70.00 | $10.00 | $10.04 | 0.40% |
