| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| 1347 Property Insurance Holdings (PIH) | Aegis Capital Corp | $36.38 | n.a. | |||
| Aldexa Therapeutics (ALDX) | Aegis Capital Corp | $20.00 | n.a. | |||
| Applied Genetic Technologies (AGTC) | Barclays/ BMO Capital Markets | $70.00 | n.a. | |||
| City Office REIT (OFFC) | Janney Montgomery Scott/ Wunderlich Securities | $115.00 | n.a. | |||
| Flexion Therapeutics (FLXN) | BMO Capital Markets/ Wells Fargo Securities | $86.25 | n.a. | |||
| Installed Building Products (IBP) | Deutsche Bank Securities/ UBS Investment Bank | $100.00 | n.a. | |||
| KineMed (KNMD) | H.C. Wainwright/ MKM Dillon/ Dawson James Securities | $50.90 | n.a. | |||
| Microlin Bio (MCLB) | Sunrise Securities | $25.00 | n.a. | |||
| Square 1 Financial (SQBK) | Sandler ONeill & Partners/ Keefe, Bruyette & Woods (A Stifel Company) | $57.50 | n.a. | |||
| Talmer Bancorp (TLMR) | Keefe, Bruyette & Woods (A Stifel Company )/ J.P.Morgan | $230.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| GCT Semiconductor (GCTS) | BofA Merrill Lynch | 7.50 | $7.00 | $9.00 | $60.00 | 1-Star |
| LegalZoom.com (LGZ) | Morgan Stanley/ BofA Merrill Lynch | 8.00 | $10.00 | $12.00 | $88.00 | 2-Stars |
| Myriant (MYRT) | UBS Investment Bank | $125.00 | 1-Star | |||
| New Terms | ||||||
| Care.com (CRCM) | Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan | 5.35 | $14.00 | $16.00 | $80.25 | 3-Stars |
| CHC Group Ltd. (HELI) | J.P. Morgan/ Barclays/ UBS Investment Bank | 29.41 | $16.00 | $18.00 | $500.00 | 2-Stars |
| City Office REIT (CIO) | Janney Montgomery Scott/ Wunderlich Securities | $115.00 | n.a | |||
| Cypress Energy Partners, L.P. (CELP) | Raymond James/ Baird/ Stifel | 3.75 | $19.00 | $21.00 | $75.00 | 1-Star |
| EP Energy (EPE) | Credit Suisse/ J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley/ Deutsche Bank Securities/ UBS Investment Bank/ BMO Capital Markets/ RBC Capital Markets/ Wells Fargo Securities | 40.00 | $23.00 | $27.00 | $1,000.00 | 2-Stars |
| GlycoMimetics (GLYC) | Jefferies/ Barclays | 5.75 | $8.00 | $8.00 | $46.00 | 2-Stars |
| Intrawest Resorts Holdings (SNOW) | Goldman Sachs/ Deutsche Bank Securities/ BofA Merrill Lynch | $100.00 | n.a | |||
| Rice Energy (RICE) | Barclays/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ BMO Capital Markets/ RBC Capital Markets | $800.00 | n.a | |||
| RSP Permian (RSPP) | Barclays/ J.P. Morgan/ Tudor, Pickering, Holt/ Raymond James/ RBC Capital Markets/ UBS Investment Bank | 20.00 | $19.00 | $21.00 | $400.00 | 2-Stars |
| Santander Consumer USA Holdings (SC) | Citigroup/ J.P. Morgan/BofA Merrill Lynch/ Deutsche Bank Securities/ Santander/ Barclays/ Goldman Sachs/ Morgan Stanley/ RBC Capital Markets/ BMO Capital Markets/ Credit Suisse/ UBS Investment Bank/ Wells Fargo Securities | 65.22 | $22.00 | $24.00 | $1,500.00 | 2-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 6, 2014 | Manager(s) | Offered | Raised | Price | 1/10/14 | Change |
| GlycoMimetics (GLYC) | Jefferies/ Barclays | 7.00 | $56.00 | $8.00 | $9.01 | 12.63% |
