| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aqua Metals (AQMS) | National Securities Corporation | $30.00 | n.a. | |||
| Blue Buffalo Pet Products (BUFF) | J.P. Morgan/ Citigroup | $500.00 | n.a. | |||
| Boxlight (BOXL) | Aegis Capital Corp | $18.20 | n.a. | |||
| Cerecor (CERC) | Maxim Group LLC | $31.63 | n.a. | |||
| Future Education Group (FEG) | Wellington & Shields Co., LLC. | $20.00 | n.a. | |||
| Global Partner Acquisition (GPACU) | Deutsche Bank Securities | 13.50 | $10.00 | $10.00 | $135.00 | n.a. |
| Intec Pharma Ltd. (TBA) | Maxim Group/ Roth Capital Partners | $46.00 | n.a. | |||
| Patheon Holdings Cooperatief U.A. (PTHN) | J.P. Morgan/ Morgan Stanley/ Jefferies/ UBS Investment Bank | $100.00 | n.a. | |||
| ProNAi Therapeutics (DNAI) | Jefferies/ BofA Merrill Lynch | $86.25 | n.a. | |||
| Rapid7 (RPD) | Morgan Stanley/ Barclays | $80.00 | n.a. | |||
| Royal Resources Partners LP (TBA) | Credit Suisse | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| 8point3 Energy Partners LP (CAFD) | Goldman Sachs/ Citigroup/ Deutsche Bank Securities/ J.P. Morgan/ Credit Agricole CIB | 20.00 | $19.00 | $21.00 | $400.00 | 2-Stars |
| Catabasis Pharmaceuticals (CATB) | Citigroup/ Cowen and Company | 4.30 | $13.00 | $15.00 | $60.20 | n.a. |
| CNX Coal Resources LP (CNXC) | BofA Merrill Lynch/ Wells Fargo Securities/ Jefferies / Scotia Howard Weil/ Citigroup/ Credit Suisse/ J.P. Morgan/ Evercore ISI / BB&T Capital Markets/ Goldman Sachs/ The Huntington Investment Company/ Stifel/ Nomura | $250.00 | n.a. | |||
| Cynapsus Therapeutics (CYNA) | BofA Merrill Lynch | 4.50 | $14.18 | $14.18 | $63.81 | N/C |
| ETRE REIT (ESSF) | Sandler O’Neill + Partners, L.P. | $53.00 | 1-Star | |||
| Fogo de Chão (FOGO) | Jefferies/ J.P. Morgan | 4.41 | $16.00 | $18.00 | $75.00 | 3-Stars |
| Gener8 Maritime (GNRT) | Citigroup/ UBS/ Jefferies/ Evercore ISI | $100.00 | n.a. | |||
| Green Plains Partners LP (GPP) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Macquarie Capital/ RBC Capital Markets | $200.00 | n.a. | |||
| Invuity (IVTY) | Piper Jaffray/ Leerink Partners/ Stifel | 4.00 | $12.00 | $12.00 | $48.00 | 1-Star |
| Lantheus Holdings (LNTH) | Citigroup/ Jefferies/ RBC Capital Markets/ Wells Fargo Securities | $125.00 | n.a. | |||
| MINDBODY (MB) | Morgan Stanley/ Credit Suisse/ UBS Securities | 7.15 | $13.00 | $15.00 | $100.10 | 2-Stars |
| Univar (UNVR) | Deutsche Bank Securities/ Goldman Sachs/ BofA Merrill Lynch | 20.00 | $20.00 | $22.00 | $420.00 | 1-Star |
| Wingstop (WING) | Morgan Stanley/ Jefferies/ Baird | 5.80 | $16.00 | $18.00 | $98.60 | 3-Stars |
| N/C = No Call – stock traded on the Toronto Stock Exchange under the symbol “CTH” | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of June 1, 2015 | Manager(s) | Offered | Raised | Price | 6/5/15 | Change |
| Wingstop (WING) | Morgan Stanley/ Jefferies/ Baird | 5.80 | $110.20 | $19.00 | $30.59 | 61.00% |
| Axovant Sciences (AXON) | Jefferies/ Evercore ISI/ RBC Capital Markets | 21.00 | $315.00 | $15.00 | $22.31 | 48.73% |
| Biotie Therapies (BITI) | RBC Capital Markets/ Stifel | 3.76 | $56.00 | $14.89 | $19.20 | 28.96% |
| People’s Utah Bancorp (PUB) | D.A. Davidson & Co. | 2.50 | $36.25 | $14.50 | $16.41 | 13.17% |
| Electrum Special Acquisition (ELECU) | Cantor Fitzgerald | 17.50 | $175.00 | $10.00 | $10.10 | 1.00% |
| Invuity (IVTY) | Piper Jaffray/ Leerink Partners/ Stifel | 4.00 | $48.00 | $12.00 | (a) | |
| (a) Priced, but not traded | ||||||
