| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aeglea BioTherapeutics (AGLE) | Cowen and Company/ UBS Investment Bank/ BMO Capital Markets | $86.25 | n.a. | |||
| BioCardia (BCDA) | Cantor Fitzgerald | $57.50 | n.a. | |||
| Bowie Resource Partners LP (BRLP) | Citigroup/ Morgan Stanley/ Deutsche Bank Securities UBS Investment Bank/ Credit Suisse/ Stifel | $100.00 | n.a. | |||
| Chiasma (CHMA) | Barclays/ Cowen and Company | $86.25 | n.a. | |||
| Conkwest (TBA) | BofA Merrill Lynch/ Citigroup/ Jefferies/ Piper Jaffray | $172.50 | n.a. | |||
| InnoLight Technology (INLT) | Credit Suisse/ Barclays | $100.00 | n.a. | |||
| JM Global Holding (WYIGU) | Cantor Fitzgerald | 5.00 | $10.00 | $10.00 | $50.00 | n.a. |
| Jupai Holdings (JP) | Credit Suisse/ China Renaissance | $100.00 | n.a. | |||
| Live Oak Bancshares (LOB) | Sandler O’Neill & Partners, L.P | $86.25 | n.a. | |||
| Nabriva Therapeutics AG (NBRV) | Leerink Partners/ RBC Capital Markets | $92.00 | n.a. | |||
| Neos Therapeutics (NEOS) | UBS Investment Bank/ BMO Capital Markets/ RBC Capital Markets | $69.00 | n.a. | |||
| Ollie’s Bargain Outlet Holdings (OLLI) | J.P. Morgan/ Jefferies/ BofA Merrill Lynch | $150.00 | n.a. | |||
| Ooma (OOMA) | Credit Suisse/ BofA Merrill Lynch | $86.25 | n.a. | |||
| Poseidon Containers Holdings (PCON) | Morgan Stanley/ Deutsche Bank Securities/ UBS Securities/ Jefferies | $100.00 | n.a. | |||
| RiverBanc Multifamily Investors (RMI) | Baird/ Keefe, Bruyette & Woods (A Stifel Company) | $1.00 | n.a. | |||
| vTv Therapeutics (TBRA) | Piper Jaffray/ Stifel | $172.50 | n.a. | |||
| n.a. (not available) | $1,509.50 | |||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Alarm.com Holdings (ALRM) | Goldman Sachs/ Credit Suisse/ BofA Merrill Lynch | 7.00 | $13.00 | $15.00 | $98.00 | 3-Stars |
| AppFolio (APPF) | Morgan Stanley/ Credit Suisse | 6.20 | $12.00 | $14.00 | $80.60 | 3-Stars |
| Celyad SA (CYAD) | UBS Investment Bank/ Piper Jaffray | 1.40 | $70.98 | $70.98 | N/C | |
| CNX Coal Resources LP (CNXC) | BofA Merrill Lynch/ Wells Fargo Securities/ Jefferies / Scotia Howard Weil/ Citigroup/ Credit Suisse/ J.P. Morgan/ Evercore ISI / BB&T Capital Markets/ Goldman Sachs/ The Huntington Investment Company/ Stifel/ Nomura | 10.00 | $19.00 | $21.00 | $200.00 | 1-Star |
| ConforMIS (CFMS) | J.P. Morgan/ Deutsche Bank Securities | 9.00 | $14.00 | $16.00 | $135.00 | n.a. |
| Fitbit (FIT) | Morgan Stanley/ Deutsche Bank Securities/ BofAMerrill Lynch | 34.50 | $17.00 | $19.00 | $621.00 | 4-Stars |
| Gener8 Maritime (GNRT) | Citigroup/ UBS/ Jefferies/ Evercore ISI | 15.00 | $17.00 | $19.00 | $270.00 | 1-Star |
| Glaukos (GKOS) | J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs | 5.36 | $13.00 | $15.00 | $75.01 | 2-Stars |
| Green Plains Partners LP (GPP) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Macquarie Capital/ RBC Capital Markets | 10.00 | $19.00 | $21.00 | $200.00 | 1-Star |
| Lantheus Holdings (LNTH) | Citigroup/ Jefferies/ RBC Capital Markets/ Wells Fargo Securities | 7.89 | $8.50 | $10.50 | $75.00 | 1-Star |
| Milacron Holdings (MCRN) | BofA Merrill Lynch/ Barclays/ J.P. Morgan/ Baird/ Credit Suisse/ Goldman Sachs | 14.29 | $20.00 | $22.00 | $300.00 | 1-Star |
| Ritter Pharmaceuticals (RTTR) | Aegis Capital Corp | 4.00 | $5.00 | $5.00 | $20.00 | 1-Star |
| Seres Therapeutics (MCRB) | Goldman Sachs/ BofA Merrill Lynch | 6.25 | $15.00 | $17.00 | $100.00 | 2-Stars |
| Sidoti & Company (SDTI) | WR Hambrecht + Co./ Sidoti & Company | 3.00 | $8.50 | $11.50 | $30.00 | n.a. |
| Teladoc (TDOC) | J.P. Morgan/ Deutsche Bank Securities | 7.00 | $15.00 | $17.00 | $112.00 | n.a. |
| TerraForm Global (GLBL) | J.P. Morgan/ Barclays/ Citigroup/ Morgan Stanley | $800.00 | n.a. | |||
| TransUnion (TRU) | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Deutsche Bank Securities/ RBC Capital Markets/ Wells Fargo Securities/ Credit Suisse | 29.55 | $21.00 | $23.00 | $650.00 | 3-Stars |
| Univar (UNVR) | Deutsche Bank Securities/ Goldman Sachs/ BofA Merrill Lynch | 35.00 | $20.00 | $22.00 | $735.00 | 2-Stars |
| Wayne Farms (WNFM) | Citigroup/ J.P. Morgan/ BMO Capital Markets | 12.82 | $18.00 | $20.00 | $243.59 | 1-Star |
| Xactly (XTLY) | J.P. Morgan/ Deutsche Bank Securities/ UBS Investment Bank | 7.04 | $10.00 | $12.00 | $77.41 | 2-Stars |
| N/C = No Call – Stock traded on the Alternext market of Euronext in Paris under the symbol “CYAD.” | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of June 15, 2015 | Manager(s) | Offered | Raised | Price | 6/19/15 | Change |
| Fitbit (FIT) | Morgan Stanley/ Deutsche Bank Securities/ BofAMerrill Lynch | 36.76 | $735.14 | $20.00 | $32.50 | 62.50% |
| Fogo de Chão (FOGO) | Jefferies/ J.P. Morgan | 4.41 | $88.24 | $20.00 | $25.75 | 28.75% |
| Univar (UNVR) | Deutsche Bank Securities/ Goldman Sachs/ BofA Merrill Lynch | 35.00 | $770.00 | $22.00 | $27.25 | 23.86% |
| Invuity (IVTY) | Piper Jaffray/ Leerink Partners/ Stifel | 5.50 | $66.00 | $12.00 | $14.80 | 23.33% |
| Cynapsus Therapeutics (CYNA) | BofA Merrill Lynch | 4.50 | $63.00 | $14.00 | $15.29 | 9.21% |
| Nivalis Therapeutics (NVLS) | Cowen and Company/ Stifel | 5.50 | $77.00 | $14.00 | $14.75 | 5.36% |
| 8point3 Energy Partners LP (CAFD) | Goldman Sachs/ Citigroup/ Deutsche Bank Securities/ J.P. Morgan/ Credit Agricole CIB | 20.00 | $420.00 | $21.00 | $20.49 | -2.43% |
| MINDBODY (MB) | Morgan Stanley/ Credit Suisse/ UBS Securities | 7.15 | $100.10 | $14.00 | $11.56 | -17.43% |
| Celyad SA (CYAD) | UBS Investment Bank/ Piper Jaffray | 1.46 | $100.10 | $68.56 | $54.57 | -20.41% |