| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Guaranty Bancshares (GNTY) | Sandler O’Neill + Partners/ Stephens | $64.40 | n.a. | |||
| KKR Real Estate Finance Trust (KREF) | Wells Fargo Securities/ Morgan Stanley/ KKR | $100.00 | n.a. | |||
| UroGen Pharma Ltd. (URGN) | Jefferies/ Cowen and Company | $50.00 | n.a. | |||
| Verona Pharma plc (VRNA) | Jefferies/ Stifel | $62.25 | n.a. | |||
| Zymeworks (ZYME) | Citigroup/ Barclays/ Wells Fargo Securities/ Canaccord Genuity | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Sidoti (SDTI) | W.R. Hambrecht / Sidoti & Company | 3.00 | $8.50 | $11.50 | $30.00 | n.a. |
| n.a. (not available) | ||||||
| New Terms | ||||||
| Cadence Bancorporation (CADE) | Goldman, Sachs/ J.P. MorganSandle/ O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) | 7.50 | $19.00 | $21.00 | $150.00 | S/O |
| Elevate Credit (ELVT) | UBS Securities/ Jefferies/ Stifel/ William Blair & Company | 12.40 | $6.50 | $6.50 | $80.60 | S/O |
| Okta (OKTA) | Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company | 11.00 | $15.00 | $17.00 | $176.00 | S/O |
| Tocagen (TOCA) | Leerink Partners/ Evercore ISI/ Stifel | 7.25 | $10.00 | $12.00 | $79.75 | S/O |
| Warrior Met Coal (HCC) | Credit Suisse/ Citigroup/ Morgan Stanley/ BMO Capital Markets/ RBC Capital Markets | 16.67 | $17.00 | $19.00 | $300.00 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 3, 2017 | Manager(s) | Offered | Raised | Price | 4/7/17 | Change |
| Okta (OKTA) | Goldman, Sachs/ J.P. Morgan Securities/ Allen & Company | 11.00 | $187.00 | $17.00 | $23.51 | 38.29% |
| Elevate Credit (ELVT) | UBS Securities/ Jefferies/ Stifel/ William Blair & Company | 12.40 | $80.60 | $6.50 | $7.40 | 13.85% |
| Hess Midstream Partners LP (HESM) | Goldman, Sachs/ Morgan Stanley | 14.78 | $339.94 | $23.00 | $25.89 | 12.57% |
| Forum Merger (FMCIU) (u) | EarlyBirdCapital | 15.00 | $150.00 | $10.00 | $10.02 | 0.20% |
| Schneider National (SNDR) | Morgan Stanley/ UBS Investment Bank/ BofA Merrill Lynch | 28.95 | $549.99 | $19.00 | $19.00 | 0.00% |
