| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| SCOOP Ratings From Last week: | ||||||
| KAR Holdings (tba) | Goldman Sachs | $400.00 | 2-Stars | |||
| Postponed | ||||||
| Foursquare Capital (FSQR) |
BofA Merrill Lynch
Morgan Stanley
|
25.00 | $20.00 | $20.00 | $500.00 | 1-Star |
| Withdrawn | ||||||
| Mistral Acquisition(AMEX: tba) (u) | Merrill Lynch | 30.00 | $10.00 | $10.00 | $300.00 | 1-Star |
| (u) unit offering | ||||||
| New Terms | ||||||
| AGA Medical Holdings (AGAM) | BofA Merrill Lynch | $200.00 | 1-Star | |||
| Dollar General (DG) |
Citi
Goldman Sachs
KKR
BofA Merrill Lynch
J.P. Morgan
|
$750.00 | 3-Stars | |||
| Education Management Corporation (EDMC) |
Goldman Sachs
J.P. Morgan
BofA Merrill Lynch
Barclays Capital
Credit Suisse
Morgan Stanley
|
20.00 | $18.00 | $20.00 | $380.00 | 3-Stars |
| Madison Square Capital (MDQ) |
Friedman Billings Ramsey
Jefferies
Lazard Capital
|
13.34 | $15.00 | $15.00 | $200.10 | 1-Star |
| Mistras Group (MG) |
J.P. Morghan
Credit Suisse
BofA Merrill Lynch
|
8.70 | $14.00 | $16.00 | $130.50 | 2-Stars |
| STR Holdings (STRI) |
Credit Suisse
Goldman, Sachs
|
$300.00 | 2-Stars | |||
| Verisk Analytics (VRSK) |
BofA Merrill Lynch
Morgan Stanley
|
85.25 | $19.00 | $21.00 | $1,705.00 | 2-Stars |
| ZST Digital Networks (ZSTN) |
Rodman & Renshaw
Park Capital
|
3.13 | $7.50 | $8.50 | $25.00 | n/c |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 14, 2009 | Manager(s) | Offered | Raised | Price | 9/18/09 | Change |
| A123 Systems (AONE) |
Morgan Stanley
Goldman Sachs
|
25.68 | $346.68 | $13.50 | $19.60 | 45.19% |
| Select Medical Holdings (SEM) |
Goldman Sachs
Morgan Stanley
BofA Merrill Lynch
J.P. Morgan
|
30.00 | $300.00 | $10.00 | $10.09 | 0.90% |
| Artio Global Investors (ART) | Goldman Sachs | 25.00 | $650.00 | $26.00 | $26.00 | 0.00% |
| Vitacost.com (VITC) |
Jefferies
Oppenheimer
|
11.00 | $132.00 | $12.00 | $11.98 | -0.17% |
| Colony Financial (CLNY) |
BofA Merrill Lynch
Goldman Sachs
Morgan Stanley
UBS Investment Bank
|
12.50 | $250.00 | $20.00 | $19.37 | -3.15% |
| Apollo Commerical Real Estate (ARI) |
J.P. Morgan
Citi
Barclays Capial
|
10.00 | $200.00 | $20.00 | $18.83 | -5.85% |
| Shanda Games Limited (GAME) |
Goldman Sachs (Asia)
J.P. Morgan
|
83.50 | $1,043.75 | $12.50 | $10.75 | -14.00% |
