| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Amyris Biotechnologies (AMRS) |
Morgan Stanley
Goldman Sachs
J.P. Morgan
|
$100.00 | n.a | |||
| Arizona Chemical (ARZ) | Goldman Sachs | $125.00 | 1-Star | |||
| DCL Realty Trust (DLC) |
BofA Merrill Lynch
Barclays Capital
|
$575.00 | 1-Star | |||
| Intralink Holdings (tba) |
Morgan Stanley
Deutsche Bank
Credit Suisse
|
$150.00 | 1-Star | |||
| Kingtone Wireless Soultion (KONE) | Roth Capital Partners | $30.00 | n.a | |||
| MIE Holdings (MIE) |
BofA Merrill Lynh
J. P. Morgan
|
$287.50 | n.a | |||
| Molycorp (MCP) |
J.P. Morgan
Morgan Stanley
|
$350.00 | n.a | |||
| NXP Semiconductors NV (tba) |
Credit Suisse
Goldman Sachs
Morgan Stanley
|
$1,150.00 | n.a | |||
| Tangoe (TNGO) |
Deutsche Bank
Thomas Weisel Partners
|
$75.00 | n.a | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Weeks: | ||||||
| Charm Communications (CHRM) | Credit Suisse | $60.00 | 2-Stars | |||
| RealD (RLD) |
J.P. Morgan
Piper Jaffrey
|
$200.00 | 3-Stars | |||
| Younan Properties (YPI) |
BofA Merrill Lynch
Citi
Credit Suisse
|
$575.00 | 1-Star | |||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| AutoGenomics (AGMX) | Jefferies | $86.30 | 1-Star | |||
| Excel Trust (EXL) |
Morgan Stanley
Barclays Capital
UBS Investment Trust
|
8.25 | $9.00 | $11.00 | $82.50 | 1-Star |
| Niska Gas Storage (NKA) |
Goldman Sachs
Morgan Stanley
|
17.50 | $19.00 | $21.00 | $350.00 | 1-Star |
| Ryerson Holding (RYI) |
BofA Merrill Lynch
UBS Investment Bank
|
23.53 | $16.00 | $18.00 | $400.00 | n.a. |
| S&W Seed (SANWU) (u) |
Paulson Investment
Feltl
|
1.36 | $11.00 | $12.00 | $15.64 | n/c |
| Smile Brands Group (GRIN) |
Credit Suisse
Jefferies
|
7.35 | $16.00 | $18.00 | $125.00 | 2-Stars |
| (u) units | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 12, 2010 | Manager(s) | Offered | Raised | Price | 4/16/10 | Change |
| Chatham Lodging Trust (CLDT) | Barclays Capital | 7.50 | $150.00 | $20.00 | $20.50 | 2.50% |
