| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| Postponed | ||||||
| Truett-Hurst (THST) | WR Hambrecht + Co / Sidoti & Company/ CSCA | 2.25 | $8.50 | $10.50 | $21.38 | n/c |
| n/c (no call – Dutch auction) | ||||||
| Withdrawn | ||||||
| Cinco Resources (CINC) | Citigroup/ Wells Fargo Securities | $172.50 | 1-Star | |||
| New Terms | ||||||
| Armada Hoffler Properties (AHH) | Baird/ Raymond James/ Stifel | 14.58 | $11.00 | $13.00 | $175.00 | 1-Star |
| CYAN (CYNI) | Goldman, Sachs/ J.P. Morgan | 8.00 | $10.00 | $12.00 | $88.00 | 2-Stars |
| Ellington Residential Mortgage REIT (EARN) | Credit Suisse/ Deutsche Bank Securities/ Citigroup/ UBS Investment Bank | 6.45 | $20.00 | $20.00 | $129.00 | 1-Star |
| Insys Therapeutics (INSY) | Wells Fargo Securities/ JMP Securities | 4.00 | $16.00 | $18.00 | $68.00 | 1-Star |
| PennyMac Financial Services (PFSI) | Citigroup/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs | $287.50 | 2-Stars | |||
| Quintiles Transnational Holdings (Q) | Morgan Stanley/ Barclays/ J.P. Morgan | 19.74 | $36.00 | $40.00 | $750.00 | 2-Stars |
| Receptos (RCPT) | Credit Suisse/ Leerink Swann/ BMO Capital Markets | 4.70 | $14.00 | $16.00 | $70.50 | 1-Star |
| Trade Street Residential (TSRE) | Sandler O’Neill + Partners, L.P. | 6.25 | $11.00 | $13.00 | $75.00 | n/c |
| TriState Capital Holdings (TSC) | Stephens/ Keefe, Bruyette & Woods (A Stifel Company)/ Baird | 5.70 | $10.50 | $12.50 | $65.55 | 2-Stars |
| Truett-Hurst (THST) | WR Hambrecht + Co / Sidoti & Company/ CSCA | 2.25 | $8.50 | $10.50 | $21.38 | 1-Star |
| n/c (no call – stock already trading on OTC Pink market ) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 22, 2013 | Manager(s) | Offered | Raised | Price | 4/26/13 | Change |
| None | ||||||
