| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aeroflex Holdings (ARX) |
Goldman Sachs
Credit Suisse
|
$500.00 | 2-Stars | |||
| Charm Communications (CHRM) | Credit Suisse | $60.00 | n.a. | |||
| Kips Bay Medical (KIPS) | Jeffries | $57.50 | 1-Star | |||
| RealD (RLD) |
J.P. Morgan
Piper Jaffrey
|
$200.00 | n.a. | |||
| Younan Properties (YPI) |
BofA Merrill Lynch
Citi
Credit Suisse
|
$575.00 | n.a. | |||
| n.a. (not available) | $1,392.50 | |||||
| SCOOP Ratings From Previous Weeks: | ||||||
| Alpha and Omega Semiconductor (AOSL) |
Deutsche Bank
Piper Jaffray
|
5.06 | $16.00 | $20.00 | $91.10 | 2-Stars |
| Ameresco (tba) | BofA Merril Lynch | $125.00 | 3-Stars | |||
| Beceem (BECM) |
J.P. Morgan
Barclays Capital
|
$100.00 | n.a. | |||
| Energy and Power Solutions (tba) | tba | $25.00 | n.a. | |||
| Envestnet (ENV) |
Morgan Stanley
UBS Investment Bank
Barclays Capital
|
$100.00 | 2-Stars | |||
| GenMark Diagnostics (GNMK) | Piper Jaffray | $46.00 | n.a. | |||
| Higher On Holdings (tba) | Goldman Sachs | $100.00 | n.a. | |||
| MagnaChip Semiconductor (MX) |
Goldman, Sachs
Barclays Capital
Deutsche Bank Securities
|
$250.00 | 2-Stars | |||
| Noranda Aluminum Holding (NOR) | BofA Merrill Lynch | $250.00 | n.a. | |||
| Oxford Resources Parntners L.P. (OXF) |
Barclays Capital
Citi
|
$250.00 | 2-Stars | |||
| Planet Beach Franchising (PBFCU)(u) | C.K. Cooper | $28.10 | n.a. | |||
| Qlink Technologies (QLIK) |
Morgan Stanley
Citi
J.P. Morgan
|
$100.00 | 3-Stars | |||
| Reunion Hospitality Trust (RBSC) | FBR Capital Markets | $250.00 | n.a. | |||
| SciQuest (SQI) | Thomas Weisel Partners | $75.00 | 2-Stars | |||
| SeaCube Container Leasing (SC) |
J.P. Morgan
Citi
Deutsche Bank Securities
Wells Fargo Securities
|
$165.00 | 1-Star | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| Redgate Media Group (RGM) |
Brean Murray, Carret.
I-Bankers Securities
|
3.75 | $10.50 | $12.50 | $43.13 | 1-Star |
| Withdrawn | ||||||
| Lank Acquisition (tba) | Citi | 12.50 | $10.00 | $10.00 | $125.00 | 1-Star |
| New Terms | ||||||
| Alimera Sciences (ALIM) |
Credit Suisse
Citi
|
6.00 | $15.00 | $17.00 | $96.00 | 1-Star |
| Alpha and Omega Semiconductor (AOSL) |
Deutsche Bank
Piper Jaffray
|
5.09 | $17.00 | $19.00 | $91.55 | 2-Stars |
| Americold Realty Trust (ACRE) |
Goldman Sachs
JP Morgan
|
$690.00 | 1-Star | |||
| BancTec (BTEC) | FBR Capital Markets | 7.90 | $8.00 | $8.00 | $63.19 | 1-Star |
| Chatham Lodging Trust (CLDT) | Barclays Capital | 7.50 | $20.00 | $20.00 | $150.00 | 1-Star |
| Convio (CNVO) |
Thomas Weisel Partners
Piper Jaffray
|
5.13 | $10.00 | $12.00 | $56.46 | 1-Star |
| DynaVox (DVOX) |
Piper Jaffray
Jefferies
|
9.38 | $15.00 | $17.00 | $150.00 | 2-Stars |
| Global Geophysical Services (GGS) |
Credit Suisse
Barclays Capital
|
11.50 | $15.00 | $17.00 | $184.00 | 1-Star |
| JinkoSolar Holding (JKS) | Credit Suisse | $100.00 | 1-Star | |||
| NEXX Systems (NXS( |
Canaccord Adams
CIBC
|
5.20 | $7.00 | $42.00 | 1-Star | |
| SurgiVision (SRGV) |
Canaccord Adams
Rodman & Renshaw
|
$30.00 | n.a | |||
| The Film Department Holding (TFDI) |
Merriman Curham Ford
Girard Securities, Inc., d/b/a IPO Solutions
|
5.45 | $10.00 | $12.00 | $60.00 | 1-Star |
| Wave2Wave (tba) | Rodman & Renshaw | 8.25 | $9.00 | $11.00 | $82.50 | n.a. |
| XStream Systems (XTRM) | W.R. Hambrecht + Co., LLC | 2.50 | $37.50 | 1-Star | ||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 5, 2010 | Manager(s) | Offered | Raised | Price | 4/9/10 | Change |
| Tengion (TNGN) |
Piper Jaffray
Leerink Swann
|
6.00 | $30.00 | $5.00 | $5.02 | 0.40% |
| Metals USA Holdings (MUSA) | Goldman Sachs | 11.43 | $239.95 | $21.00 | $19.20 | -8.57% |
