| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| EQT GP Holdings, LP (EQM) | Barclays | $300.00 | n.a. | |||
| Klox Technologies (KLOX) | UBS Investment Bank | $75.00 | n.a. | |||
| National Storage Affiliates Trust (NSA) | Jefferies/ Morgan Stanley/ Wells Fargo Securities | $100.00 | n.a. | |||
| PGI Specialty Materials (TBA) | BofA Merrill Lynch/ Citigroup | $100.00 | n.a. | |||
| Valeritas (VLRX) | Piper Jaffray/ Leerink Partners | $90.00 | n.a. | |||
| ViewRay (VRAY) | Cowen and Company/ Stifel | $69.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| AltheaDx (IDGX) | Citigroup/ Jefferies | 4.62 | $12.00 | $14.00 | $60.00 | 1-Star |
| Arowana (ARWAU) (u) | EarlyBirdCapital | 6.00 | $10.00 | $10.00 | $60.00 | 1-Star |
| Sol-Wind Renewable Power, LP (SLWD) | UBS Investment Bank/ Citigroup | 8.70 | $19.00 | $21.00 | $174.00 | 1-Star |
| Withdrawn | ||||||
| NanoVibronix (NVBXU) | Ascendiant Capital Markets/ Chardan Capital Markets/ Maxim Group | 1.50 | $4.95 | $4.95 | $7.43 | n.a. |
| New Terms | ||||||
| Check-Cap Ltd. (CHEK) | Chardan Capital Markets/ Maxim Group | 2.00 | $6.00 | $8.00 | $14.00 | 1-Star |
| Inovalon Holdings (INOV) | Goldman Sachs/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch/ UBS Investment Bank | 22.22 | $26.00 | $26.00 | $577.78 | 3-Stars |
| Tantech Holdings Ltd. (TANH) | ViewTrade Securities | 3.20 | $4.00 | $6.00 | $16.00 | n.a. |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Feb. 9, 2015 | Manager(s) | Offered | Raised | Price | 2/13/15 | Change |
| Invitae (NVTA) | J.P. Morgan | 6.35 | $101.60 | $16.00 | $17.80 | 11.25% |
| Avenue Financial (AVNU) | Keefe, Bruyette & Woods (A Stifel Company) | 2.50 | $27.50 | $11.00 | $11.84 | 7.64% |
| Inovalon Holdings (INOV) | Goldman Sachs/ Morgan Stanley/ Citigroup/ BofA Merrill Lynch/ UBS Investment Bank | 1.00 | $22.22 | $27.00 | $29.00 | 7.41% |
| Eyegate Pharmaceuticals (EYEG) | Aegis Capital Corp | 0.68 | $4.10 | $6.00 | $6.00 | 0.00% |
| FinTech Acquisition (FNTCU) | Cantor Fitzgerald | 10.00 | $100.00 | $10.00 | $10.00 | 0.00% |
| Great Ajax (AJX) | FBR/ Sterne Agee/ Nomura | 5.00 | $71.25 | $14.25 | $14.00 | -1.75% |
| Bellerophon Therapeutics (BLPH) | Leerink Partners/ Cowen and Company | 5.00 | $60.00 | $12.00 | $8.97 | -25.25% |
