| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Arcutis Biotherapeutics (ARQT) | Goldman Sachs/ Cowen/ Guggenheim Securities | $100.00 | n.a. | |||
| Casper Sleep (CSPR) | Morgan Stanley/ Goldman Sachs/ Jefferies | $100.00 | n.a. | |||
| Clip Interactive (AUDD) | Network 1 Financial Securities | 12.00 | $5.00 | $5.00 | $60.00 | n.a. |
| InterPrivate Acquisition (IPV.U) (u) | EarlyBirdCapital | 17.50 | $10.00 | $10.00 | $175.00 | n.a. |
| PPD (PPD) | Barclays/ J.P. Morgan/ Morgan Stanley/ Goldman Sachs/ BofA Securities/ Credit Suisse/ Jefferies/ UBS Investment Bank/ Citigroup/ Deutsche Bank Securities/ Evercore ISI/ HSBC/ Mizuho Securities/ Baird/ William Blair | $100.00 | n.a. | |||
| Professional Holding (PFHD) | Stephens/ Keefe, Bruyette & Woods (A Stifel Company) | $75.00 | n.a. | |||
| Schrodinger (SDGR) | Morgan Stanley/ BofA Securities/ Jefferies/ BMO Capital Markets | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| u = unit offering | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Ardent Health Partners (ARDT) | Barclays/ Citigroup/ J.P. Morgan/ BofA Merrill Lynch/ Credit Suisse/ Goldman Sachs/ RBC Capital Market | 25.00 | $100.00 | n.a. | ||
| n.a. (not available) | ||||||
| New Terms | ||||||
| Hitek Global (HKIT) | Newbridge Securities/ WestPark Capital | 1.80 | $4.00 | $6.00 | $9.00 | S/O |
| LIZHI (LIZI) | Credit Suisse/ Citigroup | 4.10 | $11.00 | $13.00 | $49.20 | S/O |
| Muscle Maker (GRIL) | Alexander Capital | 1.60 | $5.00 | $5.00 | $8.00 | S/O |
| OneWater Marine (ONEW) | Raymond James/ Baird/ SunTrust Robinson Humphrey | $100.00 | S/O | |||
| Oriental Culture Holding (OCG) | ViewTrade Securities | 2.50 | $4.00 | $4.00 | $10.00 | S/O |
| Phoenix Tree Holdings Ltd. (DNK) | Citigroup/ Credit Suisse/ J.P. Morgan | 10.60 | $14.50 | $16.50 | $164.30 | S/O |
| Velocity Financial (VEL) | Wells Fargo Securities/ Citigroup/ JMP Securities | 7.25 | $14.00 | $16.00 | $108.75 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 6, 2020 | Manager(s) | Offered | Raised | Price | 1/10/20 | Change |
| None | ||||||
