| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Boulevard Acquisition (BLVDU)(u) | Citigroup | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| Concert Pharmaceuticals (CNCE) | UBS Investment Bank/ Wells Fargo Securities | $74.75 | n.a. | |||
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Auspex Pharmaceuticals (ASPX) | Stifel/ BMO Capital Markets | 5.50 | $10.00 | $12.00 | $60.50 | n.a. |
| Cara Therapeutics (CARA) | Stifel/ Piper Jaffray | 5.00 | $11.00 | $13.00 | $60.00 | n.a. |
| Malibu Boats (MBUU) | Raymond James/ Wells Fargo Securities | 7.14 | $13.00 | $15.00 | $100.00 | n.a. |
| NephroGenex (NRX) | Aegis Capital Corp | 3.10 | $12.00 | $14.00 | $40.30 | n.a. |
| Rice Energy (RICE) | Barclays/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ BMO Capital Markets/ RBC Capital Markets | 40.00 | $19.00 | $21.00 | $800.00 | 1-Star |
| Ultragenyx Pharmaceutical (RARE) | J.P. Morgan/ Morgan Stanley | 4.39 | $14.00 | $17.00 | $68.00 | n.a. |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 13, 2014 | Manager(s) | Offered | Raised | Price | 1/17/14 | Change |
| Cypress Energy Partners, L.P. (CELP) | Raymond James/ Baird/ Stifel | 3.75 | $75.00 | $20.00 | $22.46 | 12.30% |
| RSP Permian (RSPP) | Barclays/ J.P. Morgan/ Tudor, Pickering, Holt/ Raymond James/ RBC Capital Markets/ UBS Investment Bank | 20.00 | $390.00 | $19.50 | $20.15 | 3.33% |
| Hennessy Capital Acquisition (HCACU) (u) | Deutsche Bank Securities | 10.00 | $100.00 | $10.00 | $10.02 | 0.20% |
| CHC Group Ltd. (HELI) | J.P. Morgan/ Barclays/ UBS Investment Bank | 31.00 | $310.00 | $10.00 | $9.80 | -2.00% |
| American Capital Senior Floating ACSF) | Morgan Stanley/ Citigroup/ Deutsche Bank Securities/ Keefe, Bruyette & Woods (A Stifel Company)/ UBS Investment Bank | 10.00 | $150.00 | $15.00 | $13.75 | -8.33% |
| EP Energy (EPE) | Credit Suisse/ J.P. Morgan/ Citigroup/ Goldman Sachs/ Morgan Stanley/ Deutsche Bank Securities/ UBS Investment Bank/ BMO Capital Markets/ RBC Capital Markets/ Wells Fargo Securities | 40.00 | $800.00 | $20.00 | $18.08 | -9.60% |
