| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Armada Water Assets (AWA) | Aegis Capital Corp | $20.00 | n.a. | |||
| Atara Biotherapeutics (ATRA) | Goldman Sachs/ Citigroup | $50.00 | n.a. | |||
| ATD Corporation (TBA) | BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman Sachs/ Barclays/ J.P. Morgan/ UBS Investment Bank | $100.00 | n.a. | |||
| FCB Financial Holdings (FCB) | Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch | $150.00 | n.a. | |||
| Independence Contract Drilling (ICD) | Morgan Stanley/ Barclays | $172.50 | n.a. | |||
| Innocoll GmbH (INNL) | Piper/Jaffray Stifel | $86.25 | n.a. | |||
| iRadimed (IRMD) | Roth Capital Partners | $11.50 | n.a. | |||
| Ironshore (IRSH) | BofA Merrill Lynch/ UBS Investment Bank | $100.00 | n.a. | |||
| Mobileye N.V. (MBLY) | Goldman Sachs/ Morgan Stanley | $100.00 | n.a. | |||
| Ocular Therapeutix (OCUL) | Morgan Stanley/ Cowen and Company/ RBC Capital Markets | $86.25 | n.a. | |||
| Plymouth Industrial (PLYM) | Sandler O’Neill + Partners, L.P. | $172.50 | n.a. | |||
| Sage Therapeutics (SAGE) | J.P. Morgan/ Goldman Sachs | $69.00 | n.a. | |||
| Shell Midstream Partners, L.P. (SHLX) | Barclays/ Citigroup | $750.00 | n.a. | |||
| Smart & Final Stores (SFS) | Credit Suisse/ Morgan Stanley/ Deutsche Bank Securities | $100.00 | n.a. | |||
| Trupanion (TRUP) | RBC Capital Markets/ Barclays/ Stifel | $75.00 | n.a. | |||
| VTTI Energy Partners LP (VTTI) | Citigroup/ J.P. Morgan | $420.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Energy & Exploration Partners (ENXP) | Citigroup | $270.00 | ||||
| JTH Holding (TAX) | Jefferies/ SunTrust Robinson Humphrey | $90.00 | ||||
| New Terms | ||||||
| Investar Holding (ISTR) | Sandler O’Neill + Partners/ Sterne Agee | 2.88 | $15.00 | $17.00 | $46.00 | n.a. |
| Medical Transcription Billing (MTBC) | Chardan Capital Markets/ Aegis Capital Corp/ Summer Street Research Partners | 3.00 | $9.00 | $11.00 | $30.00 | n.a. |
| Michaels Companies (The) (MIK) | J.P. Morgan/ Goldman Sachs/ Barclays/ Deutsche Bank Securities | 27.78 | $17.00 | $19.00 | $500.00 | 3-Stars |
| Microlin Bio (MCLB) | Brean Capital/ Sunrise Securities | 4.29 | $6.50 | $7.50 | $30.00 | 1-Star |
| NextEra Energy Partners, LP (NEP) | BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley | 16.25 | $19.00 | $21.00 | $325.00 | 2-Stars |
| ServiceMaster Global Holdings (SERV) | J.P. Morgan/ Credit Suisse/ Goldman Sachs/ Morgan Stanley | 35.90 | $18.00 | $21.00 | $700.05 | 1-Stars |
| TCP International Holdings Ltd. (TCPI) | Deutsche Bank Securities/ Piper Jaffray | 7.14 | $13.00 | $15.00 | $100.00 | 2-Stars |
| TerraForm Power (TERP) | Goldman Sachs/Barclays/ Citigroup | $50.00 | n.a. | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of June 16, 2014 | Manager(s) | Offered | Raised | Price | 6/20/14 | Change |
| Kite Pharma (KITE) | Jefferies/ Credit Suisse/ Cowen and Company | 7.50 | $127.50 | $17.00 | $29.00 | 70.59% |
| ZS Pharma (ZSPH) | J.P. Morgan/ Credit Suisse | 5.94 | $107.00 | $18.00 | $28.50 | 58.33% |
| Viper Energy Partners LP (VNOM) | Barclays/ Credit Suisse/ Wells Fargo Securities | 5.00 | $130.00 | $26.00 | $33.99 | 30.73% |
| ZAFGEN (ZFGN) | Leerink Partners/ Cowen and Company | 6.00 | $96.00 | $16.00 | $19.80 | 23.75% |
| Markit Ltd. (MRKT) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ HSBC/ J.P. Morgan/ Morgan Stanley/ UBS Investment Bank | 53.47 | $1,283.34 | $24.00 | $26.95 | 12.29% |
| Performance Sports Group (PSG) | Morgan Stanley/ BofA Merrill Lynch/ RBC Capital Markets | 7.10 | $110.00 | $15.50 | $16.65 | 7.42% |
| Ardelyx (ARDX) | Citigroup/ Leerink Partners | 4.29 | $60.00 | $14.00 | $14.31 | 2.21% |
| Foresight Energy LP (FELP) | Barclays/ Citigroup/ Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ Deutsche Bank Securities | 17.50 | $350.00 | $20.00 | $19.57 | -2.15% |
| Eclipse Resources (ECR) | Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ BMO Capital Market/ Deutsche Bank Securities/ KeyBanc Capital Market/ RBC Capital Markets | 30.30 | $818.10 | $27.00 | $25.75 | -4.63% |
| Century Communities (CCS) | FBR/ J.P. Morgan/ Deutsche Bank Securities | 4.45 | $102.35 | $23.00 | $21.00 | -8.70% |
| Parnell Pharmaceuticals Holdings (PARN) | Jefferies/ Piper Jaffray | 5.00 | $46.25 | $9.25 | $7.80 | -15.68% |
| Signal Genetics (SGNL) | Aegis Capital Corp | 0.85 | $8.50 | $10.00 | $8.36 | -16.40% |
