| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| GEF Acquisition (GEFAU) (u) | Maxim Group/ EarlyBirdCapital | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Valeritas (VLRX) | Piper Jaffray/ Leerink Partners | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| New Terms | ||||||
| Corvus Pharmaceuticals (CRVS) | Credit Suisse/ Cowen and Company | 4.70 | $15.00 | $17.00 | $75.20 | n.a. |
| Senseonics Holdings (SENS) | Leerink Partners/ Canaccord Genuity | 18.20 | $3.10 | $3.50 | $60.06 | N/C |
| Sensus Healthcare (SRTS) | Joseph Gunnar/ Neidiger, Tucker, Bruner | 1.82 | $10.00 | $12.00 | $20.00 | n.a. |
| Spring Bank Pharmaceuticals (SBPH) | William Blair/ Wedbush PacGrow/ BTIG | 2.58 | $13.00 | $15.00 | $36.12 | 1-Star |
| N/C = No Call – The deal is a public offering currently listed on OTCQB under symbol “SENH.” | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of March 7, 2016 | Manager(s) | Offered | Raised | Price | 3/11/16 | Change |
| KLR Energy Acquisition (KLREU) (u) | EarlyBirdCapital | 8.00 | $80.00 | $10.00 | $10.00 | 0.00% |
| u (unit offering) | ||||||
