| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Athenex (ATNX) | Credit Suisse/ J.P. Morgan | $100.00 | n.a. | |||
| Contura Energy (CTRA) | Citigroup | $100.00 | n.a. | |||
| Loton (LIVX) | BMO Capital Markets | $100.00 | n.a. | |||
| Oasis Midstream Partners LP (OMP) | Morgan Stanley/ Citigroup/ Wells Fargo Securities/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ RBC Capital Markets | $100.00 | n.a. | |||
| US LBM Holdings (LBM) | Barclays/ RBC Capital Markets/ Credit Suisse | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Liberty Oilfield Services (BDFC) | Morgan Stanley/ Goldman, Sachs/ Wells Fargo Securities/ Citigroup/ J.P. Morgan/ Evercore ISI | 20.00 | $12.00 | $13.00 | $250.00 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Appian (APPN) | Morgan Stanley/ Goldman, Sachs/ Barclays | 6.25 | $11.00 | $13.00 | $75.00 | S/O |
| argenx N.V. (ARGX) | Cowen and Company/ Piper Jaffray | 3.60 | $3.60 | $18.18 | $39.20 | N/C |
| Bright Scholar Education Holdings (BEDU) | Morgan Stanley/ Deutsche Bank Securities | 15.00 | $8.00 | $10.00 | $135.00 | S/O |
| Frankly (FKLY) | Roth Capital Partners | 2.40 | $4.50 | $6.00 | $12.60 | S/O |
| G1 Therapeutics (GTHX) | J.P. Morgan/ Cowen and Company | 6.25 | $15.00 | $17.00 | $100.00 | S/O |
| KBL Merger Corp. IV (KBLMU) (u) | Ladenburg Thalmann | 10.00 | $10.00 | $10.00 | $100.00 | S/O |
| SG Blocks (SGBX) | Joseph Gunnar | 2.20 | $5.00 | $6.00 | $12.10 | S/O |
| SMART Global Holdings (SGH) | Barclays/ Deutsche Bank Securities/ Jefferies/ Stifel | 5.30 | $13.00 | $15.00 | $74.20 | S/O |
| WideOpenWest (WOW) | UBS Investment Bank/ Credit Suisse/ RBC Capital Markets/ SunTrust Robinson Humphrey/ Evercore ISI/ Macquarie Capital | $100.00 | S/O | |||
| N/C = No call – Shares listed on Euronext Brussels since 2014 | ||||||
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of May 8, 2017 | Manager(s) | Offered | Raised | Price | 5/12/17 | Change |
| Guaranty Bancshares (GNTY) | Sandler O’Neill + Partners/ Stephens | 2.00 | $54.00 | $27.00 | $31.00 | 14.81% |
| Five Point Holdings (FPH) | Citigroup/ J.P. Morgan | 21.00 | $294.00 | $14.00 | $15.96 | 14.00% |
| A.S.V. (ASV) | Roth Capital Partners | 3.80 | $26.60 | $7.00 | $7.85 | 12.14% |
| Gardner Denver Holdings (GDI) | Goldman, Sachs/ Citigroup/ UBS Investment Bank/ KKR/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Deutsche Bank Securities/ Baird/ Credit Suisse/ Morgan Stanley | 41.30 | $826.00 | $20.00 | $21.10 | 5.50% |
| ENDRA Life Sciences (NDRA) (u) | National Securities/ Dougherty & Company | 1.68 | $8.40 | $5.00 | $5.15 | 3.00% |
| Modern Media Acquisition (MMDMU) (u) | Macquarie Capital | 15.00 | $150.00 | $10.00 | $10.11 | 1.10% |
| National Energy Services Reunited (NESRU) (u) | Maxim Group/ National Bank of Canada Financial | 20.00 | $200.00 | $10.00 | $9.99 | -0.10% |
| Solaris Oilfield Infrastructure (SOI) | Credit Suisse/ Goldman, Sachs | 10.10 | $121.20 | $12.00 | $11.55 | -3.75% |
| Veritone (VERI) | Wunderlich/ Craig-Hallum Capital Group | 2.75 | $41.25 | $15.00 | $13.07 | -12.87% |
| u (unit offering) | ||||||
