| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Alussa Energy Acquisition (ALUSU) (u) | BTIG | 22.50 | $10.00 | $10.00 | $225.00 | n.a. |
| AnPac Bio-Medical Science (ANPC) | WestPark Capital | $20.00 | n.a. | |||
| Canaan (CAN) | Credit Suisse/ Citigroup/ China Renaissance/ CMBI | $400.00 | n.a. | |||
| CHP Merger (CHPMU) (u) | J.P. Morgan/ Credit Suisse/ Morgan Stanley | 25.00 | $10.00 | $10.00 | $250.00 | n.a. |
| EHang Holdings Ltd. (EH) | Morgan Stanley/ Credit Suisse | $100.00 | n.a. | |||
| I-Mab (IMAB) | Jefferies/ CICC | $100.00 | n.a. | |||
| LIZHI (LIZI) | Credit Suisse/ Citigroup | $100.00 | n.a. | |||
| Meili Auto Holdings (ML) | UBS Investment Bank/ Deutsche Bank Securities/ Nomura/ CICC | $100.00 | n.a. | |||
| Phoenix Tree Holdings Ltd. (DNK) | Citigroup/ Credit Suisse/ J.P. Morgan | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| u = unit offering | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| 36Kr Holdings (TBA) | Credit Suisse/ CICC | 3.60 | $14.50 | $17.50 | $57.60 | S/O |
| 89bio (ETNB) | BofA Merrill Lynch/ SVB Leerink/ RBC Capital Markets | 4.38 | $15.00 | $17.00 | $70.00 | S/O |
| Alpine Income Property Trust (PINE) | Raymond James | 7.50 | $100.00 | S/O | ||
| Centogene B.V. (CNTG) | SVB Leerink/ Evercore ISI | 4.00 | $14.00 | $16.00 | $60.00 | S/O |
| ECMOHO Ltd. (MOHO) | UBS Investment Bank/ CICC | 4.38 | $10.00 | $12.00 | $48.13 | S/O |
| Galera Therapeutics (GRTX) | BofA Merrill Lynch/ Citigroup/ Credit Suisse | 5.00 | $14.00 | $16.00 | $75.00 | S/O |
| Moving iMage Technologies (MITQ) | Westpark Capital/ Boustead Securities | 2.30 | $4.00 | $4.50 | $9.78 | S/O |
| Q&K International Group (QK) | Morgan Stanley/ CICC | 5.20 | $17.00 | $19.00 | $93.60 | S/O |
| Q&K International Group (QK) | Morgan Stanley/ CICC | 2.70 | $17.00 | $19.00 | $48.60 | S/O |
| RAPT Therapeutics (RAPT) | BMO Capital Markets/ Wells Fargo Securities/ UBS Investment Bank | 3.00 | $12.00 | $14.00 | $39.00 | S/O |
| Silvergate Capital (SI) | Barclays/ Keefe, Bruyette & Woods (A Stifel Company) | 3.74 | $13.00 | $15.00 | $52.42 | S/O |
| Software Acquisition Group (SAQNU) (u) | B. Riley FBR | 12.50 | $10.00 | $10.00 | $125.00 | S/O |
| TELA Bio (TELA) | Jefferies/ Piper Jaffray | 4.00 | $14.00 | $16.00 | $60.00 | S/O |
| YayYo (YAYO) | Aegis Capital/ WestPark Capital | 2.50 | $4.00 | $4.00 | $10.00 | S/O |
| S/O (Subscribers Only) | ||||||
| u = units | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 28, 2019 | Manager(s) | Offered | Raised | Price | 11/1/19 | Change |
| Oyster Point Pharma (OYST) | J.P. Morgan/ Cowen/ Piper Jaffray | 5.00 | $80.00 | $16.00 | $17.90 | 11.88% |
| RAPT Therapeutics (RAPT) | BMO Capital Markets/ Wells Fargo Securities/ UBS Investment Bank | 3.00 | $36.00 | $12.00 | $12.70 | 5.83% |
| FinServ Acquisition (FSRVU) (u) | Barclays/ Cantor | 22.00 | $220.00 | $10.00 | $10.06 | 0.60% |
| Osprey Technology Acquisition (SFTW.U) (u) | Credit Suisse | 27.50 | $275.00 | $10.00 | $10.00 | 0.00% |
| Fangdd Network Group (DUO) | Morgan Stanley/ Citigroup/ UBS/ CICC/ AMTD | 6.00 | $13.00 | $13.00 | $13.00 | 0.00% |
| u = units | ||||||
