| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Ardagh Finance Holdings S.A. (ARD) | Citigroup | $100.00 | n.a. | |||
| BeyondSpring (BYSI) | Citigroup | $100.00 | n.a. | |||
| Frankly (FKLY) | Roth Capital Partners | $10.00 | n.a. | |||
| Ichor Holdings, Ltd. (ICHR) | Deutsche Bank Securities/ Stifel | $86.25 | n.a. | |||
| Optiv (OPTV) | Morgan Stanley/ Goldman Sachs/ Barclays/ Citigroup | $100.00 | n.a. | |||
| Polar Power (POLA) | Roth Capital Partners/ Joseph Gunnar | 2.00 | $7.00 | $8.00 | $15.00 | n.a. |
| travel B.V. (TRVG) | J.P. Morgan/ Goldman Sachs/ Morgan Stanley | $400.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Empire Petroleum Partners, LP (EPLP) | Barclays/ Wells Fargo Securities | $100.00 | n.a. | |||
| Oressa Ltd (ORES) | Citigroup/ Deutsche Bank Securities/ Goldman Sachs/ Barclays/ J.P. Morgan/ Credit Suisse | 2.50 | $8.00 | $8.00 | $20.00 | n..a. |
| Thar Pharmaceuticals (THAR) | SunTrust Robinson Humphrey | $50.00 | n.a. | |||
| n.a. (not available) | ||||||
| New Terms | ||||||
| CBS Radio (CBSR) | Goldman Sachs/ BofA Merrill Lynch/ Credit Suisse/ Wells Fargo Securities | $100.00 | n.a. | |||
| Polar Power (POLA) | Roth Capital Partners/ Joseph Gunnar | 2.00 | $7.00 | $8.00 | $15.00 | n.a. |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 14, 2016 | Manager(s) | Offered | Raised | Price | 11/18/16 | Change |
| Hunter Maritime Acquisition (HUNTU) (u) | Morgan Stanley | 15.00 | $150.00 | $10.00 | $9.95 | -0.50% |
| Motif Bio plc (MTFB) | H.C. Wainwright & Co. | 2.40 | $16.75 | $6.98 | $5.59 | -19.91% |
