| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Alon Brands (ABO) | Credit Suisse | $100.00 | n.a. | |||
| Bona Film Group Limited (BONA) | BofA Merrill Lynch/ J.P. Morgan | $80.00 | n.a. | |||
| Clarus Therapeutics (CLRS) | Piper Jaffray/ Wells Fargo Securities | $86.25 | n.a. | |||
| E-Commerce China Dangdang (DADA) | Credit Suisse/ Morgan Stanley | $200.00 | n.a. | |||
| KAYAK Software (tba) | Morgan Stanley/ Deutsche Bank Securities | $50.00 | n.a. | |||
| Lentuo International (LAS) | Cowen/ HSBC | $115.00 | n.a. | |||
| Peregrine Semiconductor (tba) | Deutsche Bank Securities/ J.P. Morgan/ Jefferies & Company | $100.00 | n.a. | |||
| Sky-mobi Limited (MOBI) | Piper Jaffray/ Oppenheimer/ Rodman & Renshaw | $150.00 | n.a. | |||
| Tranzyme (TZYM) | BMO Capital Markets/ Canaccord Genuity/ Stifel Nicolaus Weisel | $75.00 | n.a. | |||
| Youku.com (YOKU) | Goldman Sachs (Asia) | $150.00 | 3-Stars | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week: | ||||||
| AcelRx Pharmaceuticals (ACRX) | Piper Jaffray | $86.25 | 1-Star | |||
| GEOTAG (GTG) | C. K. Cooper | $7.19 | n/c | |||
| Tudou Holdings Limited (TUDO) | Credit Suisse/ Deutsche Bank Securities | $120.00 | n.a. | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| Caesars Entertainment (CZR) | Citi/ Credit Suisse/ BofA Merrill Lynch/ Deutsche Bank/ Goldman, Sachs | 31.30 | $15.00 | $17.00 | $500.80 | 1-Star |
| Withdrawn | ||||||
| Amphastar Pharmaceuticals (AMPR) | Lehman Brothers/UBS Investment Bank | $115.00 | 2-Stars | |||
| New Terms | ||||||
| CTPartners Executive Search (CTP) | William Blair & Company/ C.L. King & Associates | 2.31 | $12.00 | $14.00 | $30.00 | 1-Star |
| FXCM (FXCM) | Credit Suisse/ J.P. Morgan/ Citi | 15.06 | $13.00 | $15.00 | $210.84 | 2-Stars |
| NuCO2.com (NUCO) | UBS Investment Bank/ Goldman, Sachs/ J.P. Morgan | $200.00 | 1-Star | |||
| Ossen Innovation Co., Ltd. (OSN) | Global Hunter Securities, LLC/ Knight Capital Markets | 7.00 | $7.00 | $9.00 | $56.00 | n.a. |
| UCI International (UCII) | BofA Merrill Lynch/ Deutsche Bank Securities | 13.33 | $14.00 | $16.00 | $200.00 | 1-Star |
| Ventrus Biosciences | Rodman & Renshaw, LLC/ National Securities | 2.80 | $6.00 | $7.00 | $18.20 | 1-Star |
| Youku.com (YOKU) | Goldman Sachs (Asia | 15.37 | $9.00 | $11.00 | $153.68 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 15, 2010 | Manager(s) | Offered | Raised | Price | 11/19/10 | Change |
| Booz Allen & Hamilton (BAH) | Morgan Stanley/ Barclays Capital/ BofA Merrill Lynch Credit Suisse | 14.00 | $238.00 | $17.00 | $19.43 | 14.29% |
| LPL investmens (LPLA) | Goldman Sachs/Morgan Stanley | 15.66 | $469.74 | $30.00 | $32.60 | 8.67% |
| General Motors Company (GM) | Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Citi | 478.00 | $15,774.00 | $33.00 | $34.26 | 3.82% |
| Bitauto Holdings Limited (BITA) | Citi/ UBS Investment Bank | 10.30 | $123.60 | $12.00 | $12.05 | 0.42% |
| Lizhan Environmental (LZEN) | Maxim Group LLC | 2.50 | $10.00 | $4.00 | $4.01 | 0.25% |
| Australia Acquisition (AACOU) | Cohen | 1.00 | 6,400.00 | $10.00 | $10.00 | 0.00% |
| JWC Acquisition (JWCAU) | Citi | 12.50 | $125.00 | $10.00 | $10.00 | 0.00% |
| Aeroflex Holdings (ARX) | Goldman, Sachs/ Credit Suisse/ J.P. Morgan/ Morgan Stanley | 17.50 | $236.25 | $13.50 | $13.50 | 0.00% |
