| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Alzheon (ALZH) | ThinkEquity (A division of Fordham Financial Management) | 6.00 | $5.00 | $5.00 | $30.00 | S/O |
| CNFinance Holdings (CNF) | Roth Capital Partners/ Shenwan Hongyuan Securities | 6.50 | $7.50 | $8.50 | $52.00 | S/O |
| Cornerstone Management (CSCA) | ViewTrade Securities | 5.00 | $4.00 | $4.00 | $20.00 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 29, 2018 | Manager(s) | Offered | Raised | Price | 11/2/18 | Change |
| Axonics Modulation Technologies (AXNX) | BofA Merrill Lynch/ Morgan Stanley | 8.00 | $120.00 | $15.00 | $15.07 | 0.47% |
| Orchard Rx Ltd. (ORTX) | J.P. Morgan/ Goldman Sachs/ Cowen | 14.29 | $200.00 | $14.00 | $14.00 | 0.00% |
| Twist Bioscience (TWST) | J.P. Morgan/ Cowen | 5.00 | $70.00 | $14.00 | $14.00 | 0.00% |
