| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Andina Acquisition Corp. III (ANDAU) (u) | Cowen/ Craig-Hallum Capital Group | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Gateway Casinos & Entertainment Ltd. (GTWY) | Morgan Stanley | $100.00 | n.a. | |||
| Monocle Acquisition (MNCLU) (u) | Cowen/ Chardan | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| Schultze Special Purpose Acquisition (SAMAU) (u) | EarlyBirdCapital/ BTIG | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| n.a. (not available) | ||||||
| u – unit offering | ||||||
| Postponed | ||||||
| Alzheon (ALZH) | ThinkEquity (A division of Fordham Financial Management) | 6.00 | $5.00 | $5.00 | $30.00 | S/O |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| IMAC Holdings (IMAC) | Cuttone | 1.30 | $5.00 | $6.00 | $7.15 | S/O |
| MOGU (MOGU) | Morgan Stanley/ Credit Suisse/ China Renaissance Securities | 4.75 | $14.00 | $16.00 | $71.25 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 19, 2018 | Manager(s) | Offered | Raised | Price | 11/23/18 | Change |
| Taiwan Liposome Company (TLC) | Cantor | 3.75 | $21.75 | $5.80 | $6.10 | 5.17% |
| Tiziana Life Sciences plc (TLSA) | Laidlaw & Company (UK) Ltd. | 0.40 | $3.96 | $9.90 | $9.80 | -1.01% |
| TuanChe Limited (TC) | Maxim Group/ AMTD Tiger | 2.60 | $20.28 | $7.80 | $7.60 | -2.56% |
