| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| F5 Finishes (FLRZ) | Maxim Group/ Zelman Partners | $46.00 | n.a. | |||
| PropTech Acquisition (PTACU) (u) | Cantor | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| Qilian International Holding Group (QLI) | Univest Securities | 4.00 | $5.00 | $7.00 | $24.00 | n.a. |
| n.a. (not available) | ||||||
| u = unit offering | ||||||
| Postponed | ||||||
| GFL Environmental Holdings (GFL) | J.P. Morgan/BMO Capital Markets/ Goldman Sachs/ RBC Capital Markets/ Scotiabank | 87.57 | $20.00 | $24.00 | $1,926.60 | n.a. |
| Monopar Therapeutics (MNPR) | JonesTrading | 2.22 | $8.00 | $10.00 | $20.00 | n.a. |
| n.a. (not available) | ||||||
| Withdrawn | ||||||
| HYLETE (HYLT) | Maxim Group/ Westpark Capital | 1.67 | $8.00 | $10.00 | $15.00 | n.a. |
| n.a. (not available) | ||||||
| New Terms | ||||||
| 36Kr Holdings (KRKR) | Credit Suisse/ CICC | 1.38 | $14.50 | $17.50 | $22.08 | S/O |
| Alpine Income Property Trust (PINE) | Raymond James | 7.50 | $19.00 | $21.00 | $150.00 | S/O |
| Monopar Therapeutics (MNPR) | JonesTrading | 2.22 | $8.00 | $10.00 | $20.00 | S/O |
| SiTime (SITM) | Barclays/ Stifel | 4.30 | $13.00 | $15.00 | $60.20 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 4, 2019 | Manager(s) | Offered | Raised | Price | 11/8/19 | Change |
| Q&K International Group (QK) | Morgan Stanley/ CICC | 2.70 | $45.90 | $17.00 | $19.50 | 14.71% |
| CNS Pharmaceuticals (CNSP) | Benchmark | 2.13 | $8.50 | $4.00 | $4.57 | 14.25% |
| Silvergate Capital (SI) | Barclays/ Keefe, Bruyette & Woods (A Stifel Company) | 3.33 | $40.00 | $12.00 | $13.02 | 8.50% |
| TELA Bio (TELA) | Jefferies/ Piper Jaffray | 4.00 | $52.00 | $13.00 | $13.35 | 2.69% |
| ECMOHO Ltd. (MOHO) | UBS Investment Bank/ CICC | 4.38 | $43.75 | $10.00 | $10.10 | 1.00% |
| Stable Road Acquisition (SRACU) (u) | Cantor | 15.00 | $150.00 | $10.00 | $10.05 | 0.50% |
| LGL Systems Acquisition (DFNSU) (u) | Jefferies | 15.00 | $150.00 | $10.00 | $10.03 | 0.30% |
| Juniper Industrial Holdings (JIH.U) (u) | UBS Investment Bank | 30.00 | $300.00 | $10.00 | $10.01 | 0.10% |
| Galera Therapeutics (GRTX) | BofA Merrill Lynch/ Citigroup/ Credit Suisse | 5.00 | $60.00 | $12.00 | $12.00 | 0.00% |
| Merida Merger (MCMJU) (u) | EarlyBirdCapital | 12.00 | $120.00 | $10.00 | $10.00 | 0.00% |
| Centogene B.V. (CNTG) | SVB Leerink/ Evercore ISI | 4.00 | $56.00 | $14.00 | $12.99 | -7.21% |
| 36Kr Holdings (KRKR) | Credit Suisse/ CICC | 1.38 | $20.01 | $14.50 | $13.06 | -9.93% |
