| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Abengoa, S.A. (ABGB) | Citigroup HSBC | 36.50 | $621.23 | n.a. | ||
| Arc Logistics Partners LP (ARCX) | Citigroup/ Barclays | $100.00 | n.a. | |||
| Barracuda Networks (CUDA) | Morgan Stanley/ J.P. Morgan Securities/ BofA Merrill Lynch | $100.00 | n.a. | |||
| Container Store Group (TCS) | J.P. Morgan/ Barclays/ Credit Suisse | $200.00 | n.a. | |||
| GlycoMimetics (GLYC) | Jefferies/ Barclays | $86.25 | n.a. | |||
| Karyopharm Therapeutics (KPTI) | BofA Merrill Lynch/ Leerink Swann | $80.00 | n.a. | |||
| Kofax Limited (KFX) | Craig-Hallum Capital Group | $5.75 | n.a. | |||
| Mavenir Systems (MVNR) | Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities | $86.25 | n.a. | |||
| Qunar Cayman Islands Ltd. (QUNR) | Goldman Sachs (Asia)/ Deutsche Bank Securities | $125.00 | n.a. | |||
| Twitter (TWTR) | Goldman Sachs/ Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Deutsche Bank Securities | $1,000.00 | n.a. | |||
| Wix.com Ltd. (WIX) | J.P. Morgan/ BofA Merrill Lynch/ RBC Capital Markets | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| InterCloud Systems (ICLD) (u) | Aegis Capital Corp | 2.00 | $9.00 | $11.00 | $20.00 | No Call |
| Withdrawn | ||||||
| Tecogen (TGEN) | Northland Securities/ Scarsdale Equities LLC | 3.00 | $5.50 | $7.50 | $19.50 | n.a. |
| New Terms | ||||||
| Antero Resources (AR) | Barclays/ Citigroup/ J.P. Morgan | 30.00 | $38.00 | $42.00 | $1,200.00 | 3-Stars |
| MacroGenics (MGNX) | BofA Merrill Lynch/ Leerink Swann | 4.00 | $14.00 | $16.00 | $60.00 | 2-Stars |
| Potbelly Corporation (PBPB) | BofA Merrill Lynch/ Goldman, Sachs | 7.50 | $11.00 | $12.00 | $86.25 | 3-Stars |
| Springleaf Holdings (LEAF) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse | $50.00 | n.a. | |||
| Stonegate Mortgage (SGM) | BofA Merrill Lynch/ Credit Suisse/ Barclays/ FBR | 7.10 | $20.00 | $22.00 | $149.10 | 1-Star |
| Surgical Care Affiliates (SCAI) | J.P. Morgan/ Citigroup | $100.00 | n.a. | |||
| Veeva Systems (VEEV) | Morgan Stanley/ Deutsche Bank Securities | 13.05 | $12.00 | $14.00 | $169.59 | 3-Stars |
| Western Refining Logistics, LP (WNRL) | BofA Merrill Lynch/ Barclays/ Goldman Sachs/ Wells Fargo Securities | 12.50 | $19.00 | $21.00 | $250.00 | 3-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 30, 2013 | Manager(s) | Offered | Raised | Price | 10/4/13 | Change |
| Potbelly Corporation (PBPB) | BofA Merrill Lynch/ Goldman, Sachs | 7.50 | $105.00 | $14.00 | $30.77 | 119.79% |
| Burlington Holdings (BURL) | J.P. Morgan/ Goldman, Sachs/ Morgan Stanley/ BofA Merrill Lynch/ Wells Fargo Securities | 13.33 | $226.67 | $17.00 | $25.89 | 52.29% |
| RE/MAX Holdings (RMAX) | Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan | 10.00 | $220.00 | $22.00 | $31.65 | 43.86% |
| Fate Therapeutics (FATE) | Cowen and Company/ BMO Capital Markets | 6.67 | $40.00 | $6.00 | $7.15 | 19.17% |
| OCI Partners LP. (OCIP) | BofA Merrill Lynch/ Barclays/ Citigroup | 17.50 | $315.00 | $18.00 | $18.80 | 4.44% |
| Empire State Realty Trust (ESRT) | Goldman, Sachs/ BofA Merrill Lynch | 71.50 | $929.50 | $13.00 | $13.15 | 1.15% |
| Cherry Hill Mortgage Investment (CHMI) | Barclays/ Morgan Stanley/ Citigroup/ UBS Investment Bank | 6.50 | $130.00 | $20.00 | $18.48 | -7.60% |
