| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Adial Pharmaceuticals (ADIL) | Aegis Capital | 1.40 | $9.00 | $11.00 | $14.00 | n.a. |
| Deciphera Pharmaceutical (DCPH) | J.P. Morgan/ Piper Jaffray | $100.00 | n.a. | |||
| Hancock Jaffe Laboratories (TBA) | Network 1 Financial Securities | $15.00 | n.a. | |||
| Loma Negra (LOMA) | BofA Merrill Lynch/ Bradesco BBI/ Citigroup/ HSBC/ Itaú BBA/ Morgan Stanley | $100.00 | n.a. | |||
| MPM Holdings (MPMH) | TBA | $100.00 | n.a. | |||
| Nightstar Therapeutics (NITE) | Jefferies/ Leerink Partners/ BMO Capital Markets | $86.25 | n.a. | |||
| NuCana plc (NCNA) | Citigroup/ Jefferies/ Cowen | $115.00 | n.a. | |||
| Restoration Robotic (HAIR) | National Securities Corporation | $28.75 | n.a. | |||
| Rhythm Pharmaceuticals (RYTM) | Morgan Stanley/ BofA Merrill Lynch/ Cowen | $115.00 | n.a. | |||
| Roku (ROKU) | Morgan Stanley/ Citigroup | $100.00 | n.a. | |||
| RYB Education (RYB) | Credit Suisse/ Morgan Stanley | $100.00 | n.a. | |||
| Sol-Gel Technologies (SLGL) | Jefferies/ BMO Capital Markets | $86.25 | n.a. | |||
| Switch (SWCH) | Goldman Sachs/ J.P. Morgan/ BMO Capital Markets/ Wells Fargo Securities | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| BEST Inc. (BSTI) | Citigroup/ Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Deutsche Bank | 62.10 | $13.00 | $15.00 | $869.40 | S/O |
| Bicapital (BICA) | BofA Merrill Lynch/ Citigroup/ J.P. Morgan | $345.00 | S/O | |||
| Celcuity (CELC) | Craig-Hallum Capital Group | 2.00 | $8.00 | $10.00 | $18.00 | S/O |
| Despegar.com (DESP) | Morgan Stanley/ Citigroup | 12.77 | $23.00 | $26.00 | $312.87 | S/O |
| Krystal Biotech (KRYS) | Ladenburg Thalmann | 3.00 | $9.00 | $11.00 | $30.00 | S/O |
| Tremont Mortgage Trust (TRMT) | UBS Investment Bank/ Citigroup/ RBC Capital Markets | 4.50 | $20.00 | $20.00 | $90.00 | S/O |
| Zai Lab Ltd. (ZLAB) | J.P. Morgan/ Citigroup/ Leerink Partners | 5.88 | $16.00 | $18.00 | $100.01 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of Aug. 28 andSept. 4 , 2017 | Manager(s) | Offered | Raised | Price | 9/8/17 | Change |
| None | ||||||
