| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Altisource Residential (RESI) | Citigroup | $100.00 | n.a. | |||
| Omthera Pharmaceuticals (OMTH) | BofA Merrill Lynch/ Barclays/ Leerink Swann | $75.00 | 1-Star | |||
| Rally Software Development (RALY) | Deutsche Bank Securities/ Piper Jaffray | $70.00 | n.a. | |||
| Truett-Hurst (THST) | WR Hambrecht + Co / Sidoti & Company/ CSCA | 2.90 | $11.00 | $15.00 | $37.73 | n.c |
| n.a. (not available) | ||||||
| n.c. (no call – Dutch auction) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Aviv REIT (AVIV) | Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs | 13.20 | $18.00 | $20.00 | $250.80 | 1-Star |
| BioAmber (BIOA) | Credit Suisse | $150.00 | 1-Star | |||
| Cancer Genetics (CGIX) | Aegis Capital/ Feltl and Company | 1.65 | $10.00 | $12.00 | $18.15 | 1-Star |
| EVERTEC (EVTC) | Goldman, Sachs/ J.P. Morgan | $100.00 | 2-Stars | |||
| Five Oaks Investment (OAKS) | Barclays/ Credit Suisse/UBS Investment Bank/ Keefe, Bruyette & Woods | 5.70 | $15.00 | $15.00 | $85.50 | 1-Star |
| Hannon Armstrong Sustainable Infrastructure Capital (HASIC) | BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities | $100.00 | 1-Star | |||
| Intelsat S.A. (I) | Goldman, Sachs/ J.P. Morgan/ Morgan Stanley | $750.00 | 1-Star | |||
| Marin Software (MRIN) | Goldman, Sachs/ Deutsche Bank Securities | 7.00 | $11.00 | $13.00 | $84.00 | 3-Stars |
| NV5 Holdings (NVEE.U)(u) | Roth Capital Partners | 1.00 | $5.00 | $7.00 | $6.00 | 1-Star |
| Pinnacle Foods (PF) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank | 29.00 | $18.00 | $20.00 | $551.00 | 2-Stars |
| West Corporation (WSTC) | Goldman Sachs/Morgan Stanley/JP Morgan | 21.28 | $22.00 | $25.00 | $499.96 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of March 11, 2013 | Manager(s) | Offered | Raised | Price | 3/15/13 | Change |
| Silver Spring Networks (SSNI) | Goldman, Sachs/ Credit Suisse | 4.75 | $80.75 | $17.00 | $21.30 | 25.29% |
IPO Traffic: Weeks Ending March 15, 2013
by admin. Posted on
| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Altisource Residential (RESI) | Citigroup | $100.00 | n.a. | |||
| Omthera Pharmaceuticals (OMTH) | BofA Merrill Lynch/ Barclays/ Leerink Swann | $75.00 | 1-Star | |||
| Rally Software Development (RALY) | Deutsche Bank Securities/ Piper Jaffray | $70.00 | n.a. | |||
| Truett-Hurst (THST) | WR Hambrecht + Co / Sidoti & Company/ CSCA | 2.90 | $11.00 | $15.00 | $37.73 | n.c |
| n.a. (not available) | ||||||
| n.c. (no call – Dutch auction) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Aviv REIT (AVIV) | Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs | 13.20 | $18.00 | $20.00 | $250.80 | 1-Star |
| BioAmber (BIOA) | Credit Suisse | $150.00 | 1-Star | |||
| Cancer Genetics (CGIX) | Aegis Capital/ Feltl and Company | 1.65 | $10.00 | $12.00 | $18.15 | 1-Star |
| EVERTEC (EVTC) | Goldman, Sachs/ J.P. Morgan | $100.00 | 2-Stars | |||
| Five Oaks Investment (OAKS) | Barclays/ Credit Suisse/UBS Investment Bank/ Keefe, Bruyette & Woods | 5.70 | $15.00 | $15.00 | $85.50 | 1-Star |
| Hannon Armstrong Sustainable Infrastructure Capital (HASIC) | BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities | $100.00 | 1-Star | |||
| Intelsat S.A. (I) | Goldman, Sachs/ J.P. Morgan/ Morgan Stanley | $750.00 | 1-Star | |||
| Marin Software (MRIN) | Goldman, Sachs/ Deutsche Bank Securities | 7.00 | $11.00 | $13.00 | $84.00 | 3-Stars |
| NV5 Holdings (NVEE.U)(u) | Roth Capital Partners | 1.00 | $5.00 | $7.00 | $6.00 | 1-Star |
| Pinnacle Foods (PF) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank | 29.00 | $18.00 | $20.00 | $551.00 | 2-Stars |
| West Corporation (WSTC) | Goldman Sachs/Morgan Stanley/JP Morgan | 21.28 | $22.00 | $25.00 | $499.96 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of March 11, 2013 | Manager(s) | Offered | Raised | Price | 3/15/13 | Change |
| Silver Spring Networks (SSNI) | Goldman, Sachs/ Credit Suisse | 4.75 | $80.75 | $17.00 | $21.30 | 25.29% |