| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Boise Cascade, L.L.C., | BofA Merrill Lynch/ Goldman, Sachs | $200.00 | n.a. | |||
| Heatwurx (TBA) | Gilford Securities Incorporated | 1.50 | $5.10 | $5.10 | $7.65 | n.a. |
| n.a. (not available) | ||||||
| Postponed | ||||||
| Energy & Exploration Partners (ENXP) | Canaccord Genuity/ Johnson Rice & Company L.L.C | 15.77 | $14.00 | $16.00 | $236.49 | 1-Star |
| Radius Health (RDUS) | UBS Investment Bank/ Leerink Swann | 6.50 | $8.50 | $10.50 | $61.75 | 1-Star |
| Silvercrest Asset Management Group (SAMG) | Sandler O’Neill & Partners/ Raymond James | 4.62 | $11.00 | $13.00 | $55.40 | 1-Star |
| Withdrawn | ||||||
| Arbolada Capital Management (ACAP) | Deutsche Bank Securities/ Barclays Capital/ Credit Suisse | $300.00 | 1-Star | |||
| Radius Health (RDUS) | UBS Investment Bank/ Leerink Swann | 6.50 | $8.50 | $10.50 | $61.75 | 1-Star |
| Silvercrest Asset Management Group (SAMG) | Sandler O’Neill & Partners/ Raymond James | 4.62 | $11.00 | $13.00 | $55.40 | 1-Star |
| New Terms | ||||||
| Cancer Genetics (CGIX) | Aegis Capital/ Feltl and Company | 5.00 | $6.00 | $8.00 | $35.00 | 1-Star |
| SunCoke Energy Partners, L.P. (SXCP) | Barclays/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ J.P. Morgan | $320.00 | 2-Stars | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 12, 2012 | Manager(s) | Offered | Raised | Price | 11/9/12 | Change |
| Ruckus Wireless (RKUS) | Goldman, Sachs/ Morgan Stanley | 8.40 | $126.00 | $15.00 | $12.25 | -18.33% |