Eloxx Pharmaceuticals (Uplist/Re-List)

Note: This is NOT an IPO. This a NASDAQ Uplisting – a public offering. Eloxx Pharmaceuticals’ common stock is quoted the OTC Pink Limited Market under the symbol “ELOX” – according to the prospectus. (Incorporated in Delaware)  We are a clinical-stage biopharmaceutical company developing novel, small molecule product candidates designed to modulate the ribosome and […]

June 2, 2026 Read More

First Carolina Financial Services

(Incorporated in North Carolina) We are a community bank holding company whose flagship bank has branches in North and South Carolina, Georgia and Virginia. First Carolina Bank, our flagship, offers consumer banking services as well as commercial banking services. Our customers range from individuals, including professionals, to small to medium-sized businesses as well as to […]

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Forbright

(Incorporated in Delaware)  We are a digital-first bank that offers a financial services platform. We are also a commercial lender that specializes in sustainable finance. Our services include middle-market lending, asset management services and strategic advisory services. Forbright operates at the intersection of two powerful, structural forces reshaping the U.S. banking sector: the rapidly evolving […]

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Bridge III Acquisition

(Incorporated in the British Virgin Islands) We are a newly organized blank check company. We intend to focus our search for a target company on businesses involved in sustainability, AI, software and healthcare. Our focus will be on small-cap companies that run a green and sustainable business or that are involved in new energy, cutting-edge […]

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Joybyte Holdings Ltd.

(Incorporated in the Cayman Islands) Our mission is to distribute captivating leisure mobile games and bring a smile to everyone who plays our games. Headquartered in Hong Kong, we are a holding company. We operate our business primarily through Grand Universe, our indirectly wholly owned operating subsidiary. Grand Universe distributes leisure mobile games globally (except in […]

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KLA-iBotics

(Incorporated in the British Virgin Islands) We provide automated logistics solutions and related services to logistics service providers and other business operators in Hong Kong.  We are exceptionally well-positioned to harness the significant growth potential in the logistics solutions industry through our three core business lines: logistics consultancy, design and installation of storage systems, and […]

June 1, 2026 Read More

Wilco 63

(Incorporated in the Cayman Islands) We are a newly organized blank check company. We intend to focus our search for a target company on the AI, automation and robotics industries. We plan to target tech-enabled businesses operating within sectors undergoing structural transformation driven by AI, automation, robotics, advanced analytics, sensor fusion, cloud intelligence and remote […]

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Envoy Technologies (Withdrawn – Direct Listing)

Note: Envoy Technologies withdrew its plans for a NASDAQ Direct Listing in a letter to the SEC on June 1, 2026. Roth Capital Partners was set to serve as the financial advisor for Envoy’s NASDAQ Direct Listing. The company had filed its plan for a direct listing in May 2025. Initially the company had filed […]

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Entrata

(Incorporated in Delaware) Our focus is on our multifamily real estate clients. Home is tied to life’s most important moments, whether forming a household, welcoming a child, starting a new job, navigating major life changes, or seeking a fresh start. Entrata’s technology empowers property owners and operators to run tens of thousands of thriving residential […]

May 28, 2026 Read More

Powerlaw (Direct Listing)

Note: This is NOT an IPO. This is a NASDAQ Direct Listing. Stifel is the financial advisor.  A Direct Listing does not have an underwriter. We are a newly organized externally managed and non-diversified closed-end management investment company that is registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 […]

May 27, 2026 Read More