| Lead | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Manager(s) | Shares | Low | High | Volume | Ratings |
| 012 Smile.communications (SMLC) |
CIBC World Markets
Cowen
|
6.68 | $14.00 | $16.00 | $100.13 | n.a. |
| Akela Pharma (AKLA) | Lazard Capital Management | 5.25 | $6.00 | $8.00 | $36.75 | n.a. |
| CNinsure (CISG) | Morgan Stanley | $184.00 | n.a. | |||
| Critical Homecare Solutions Holdings (CHCS) | UBS Investment Bank | $125.00 | 2-Stars | |||
| Giant Interactive Group (GA) |
Merrill Lynch
UBS Investment Bank
|
$100.00 | n.a. | |||
| HCM Acquisition (AMEX: tba) (u) | Citi | 25.00 | $8.00 | $8.00 | $200.00 | n.a. |
| Sapphire Industrials (AMEX: tba) (u) | Citi | 50.00 | $10.00 | $10.00 | $500.00 | n.a. |
| Transoma Medical (TSMA) |
Piper Jaffray
Thomas Weisel Partners
|
$75.00 | n.a. | |||
| (u) unit offering | ||||||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| ASAlliance Biofuels (ASAB) |
UBS Investment Bank
Lehman Brothers
|
$300.00 | 1-Star | |||
| Golub Capital Partners LLC (GCA) | Wachovia | $150.00 | 2-Srars | |||
| New Terms | ||||||
| American Public Education (APEI) |
William Blair
Piper Jaffray
|
4.69 | $15.00 | $17.00 | $75.00 | 2-Sars |
| Atlas Industries (AAAA) |
Ferris Baker Watts
JMP Securities
Oppenheimer
|
13.33 | $14.00 | $16.00 | $200.00 | 1-Star |
| CardTronics (CATM) |
Deutsche Bank
William Blair
Banc of America
|
16.67 | $14.00 | $16.00 | $250.00 | 2-Stars |
| Genoptix Medical Labortory (GXDX) | Lehman Brothers | 5.00 | $14.00 | $16.00 | $75.00 | 2-Stars |
| IGGYS House (IGGY) |
Northland Securities
Bathgate Capital Partners
|
3.00 | $5.00 | $6.00 | $16.50 | 1-Star |
| Longtop Financial Technologies Limited (LFT) | Goldman Sachs/Deutsche Bank | 10.43 | $12.00 | $14.00 | $135.65 | 3-Stars |
| Lumax Acquisition (OTCBB: tba) (u) | Capital Growth Financial | 4.17 | $6.00 | $6.00 | $25.00 | 1-Star |
| Och-Ziff Capital Management Group LLC (OZM) |
Goldman Sachs
Lehman Brothers
|
36.00 | $30.00 | $33.00 | $1,134.00 | 2-Stars |
| Power Medical Interventions (PMII) |
Jefferies
Lazard Capital Markets
|
3.85 | $12.00 | $14.00 | $50.05 | 2-Stars |
| Precision Therapeutics (PRCN) |
JPMorgan
Piper Jaffray
|
$80.50 | 1-Star | |||
| Pzena Investment Management (PZN) |
Goldman Sachs
UBS Investment Bank
|
6.10 | $16.00 | $18.00 | $103.70 | 3-Stars |
| SuccessFactors (SFX) |
Morgan Stanley
Goldman Sachs
|
$125.00 | 2-Stars | |||
| TM Entertainment & Media (AMEX: tba) (u) |
Pali Capital
Maxim Group
|
9.00 | $8.00 | $8.00 | $72.00 | 1- Star |
| ULTA Salon, Cosmetics & Fragrance (ULTA) |
JPMorgan
Wachovia
|
8.54 | $14.00 | $16.00 | $128.09 | 3-Stars |
| United Refining Energy (AMEX: tba) (u) |
Deutsche Bank
Maxim Group
|
25.00 | $20.00 | $20.00 | $500.00 | 1-Star |
| Vanguard Natural Resources (VNR) | Citi | 5.25 | $19.00 | $21.00 | $105.00 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 8, 2007 | Manager(s) | Offered | Raised | Price | 10/12/07 | Change |
| Compellent (CML) | Morgan Stanley | 6.00 | $78.00 | $13.00 | $18.55 | 42.69% |
| Virgin Mobile USA (VM) | Lehman Brothers | 27.50 | $412.50 | $15.00 | $15.16 | 1.07% |
| SP Acquisition (AMEX: DSP-U) (u) |
UBS Investment Bank
Ladenburg Thalmann
|
40.00 | $400.00 | $10.00 | $10.01 | 0.10% |
| Textainer Group Holdings Limited (TGH) |
Credit Suisse
Wachovia
|
9.00 | $148.50 | $16.50 | $16.42 | -0.48% |
| FMG Acquisition (FMGQ-U) (u) |
Pali Capital
Maxim Group
|
4.50 | $36.00 | $8.00 | $7.90 | -1.25% |
| Targanta Therapeutics (TARG) | Credit Suisse | 5.75 | $57.50 | $10.00 | $8.50 | -15.00% |
