| Lead | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Manager(s) | Shares | Low | High | Volume | Ratings |
| AirMedia Group (AMCN) |
Morgan Stanley
Lehman Brothers
|
$100.00 | n.a. | |||
| BBV Vietnam S.E.A. Acuisition (OTCBB: tba) (u) |
Ladenburg Thalmann
Chardan Capital Markets
|
4.50 | $8.00 | $8.00 | $36.00 | n.a. |
| China Nepstar Chain Drugstore Ltd. (NPD) |
Goldman Sachs (Asia)/
Merrill Lynch
|
$250.00 | 3-Stars | |||
| Forum Oilfield Technologies (FOT) |
Credit Suisse
JPMorgam
|
$345.00 | 2-Stars | |||
| Western Gas Partners LP (WES) | UBS Investment Bank | 18.75 | $452.81 | 2-Stars | ||
| (u) unit offering | ||||||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| 012 Smile.communications (SMLC) |
CIBC World Markets
Cowen
|
6.68 | $14.00 | $16.00 | $100.13 | 2-Stars |
| Akela Pharma (AKLA) | Lazard Capital Management | 5.25 | $6.00 | $8.00 | $36.75 | 1-Star |
| CNinsure (CISG) | Morgan Stanley | $184.00 | 2-Stars | |||
| Giant Interactive Group (GA) |
Merrill Lynch
UBS Investment Bank
|
$100.00 | 3-Stars | |||
| HCM Acquisition (AMEX: tba) (u) | Citi | 25.00 | $8.00 | $8.00 | $200.00 | 1-Star |
| Sapphire Industrials (AMEX: tba) (u) | Citi | 50.00 | $10.00 | $10.00 | $500.00 | 1-Star |
| Transoma Medical (TSMA) |
Piper Jaffray
Thomas Weisel Partners
|
$75.00 | 1-Star | |||
| (u) unit offering | ||||||
| Postponed | ||||||
| SoundBite Communications (SDBT) |
Cowen
Thomas Weisel Partners
|
6.00 | $12.00 | $14.00 | $78.00 | 1-Star |
| Withdrawn | ||||||
| Adnexus Therapeutics (ADNX) |
Lehman Brothers
UBS Investment Bank
|
$86.25 | ||||
| New Terms | ||||||
| Approach Resources (AREX) | JPMorgan | 7.67 | $14.00 | $16.00 | $115.00 | 2-Stars |
| CNinsure (CISG) | Morgan Stanley | 11.64 | $11.00 | $13.00 | $139.73 | 2-Stars |
| Deltek (PROJ) | Credit Suisse | 9.00 | $17.00 | $19.00 | $162.00 | 3-Stars |
| ElPaso Pipeline Partners (EPB) |
Lehman Brothers
Citi
Goldman Sachs
UBS Investment Bank
|
25.00 | $19.00 | $21.00 | $500.00 | 2-Stars |
| Giant Interactive Group (GA) |
Merrill Lynch
UBS Investment Bank
|
57.20 | $12.00 | $14.00 | $743.57 | 3-Stars |
| Longtop Financial Technologies Limited (LFT) |
Goldman Sachs
Deutsche Bank
|
10.43 | $14.00 | $16.00 | $156.52 | 3-Stars |
| Lumber Liquidators (LL) |
Goldman Sachs
Merrill Lynch
|
11.50 | $12.00 | $14.00 | $149.50 | 2-Stars |
| Nanosphere (NSPH) | Credit Suisse | 7.00 | $14.00 | $16.00 | $105.00 | 1-Star |
| Neutral Tandem (TNDM) |
Morgan Stanley
CIBC World Markets
|
6.65 | $11.00 | $13.00 | $79.82 | 3-Stars |
| The Ensign Group (ENSG) |
D.A. Davidson
Stifel Nicolas
|
4.00 | $18.00 | $20.00 | $76.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 15, 2007 | Manager(s) | Offered | Raised | Price | 10/19/07 | Change |
| TranS1 (TSON) |
Lehman Brothers
Piper Jaffray
|
5.50 | $82.50 | $15.00 | $23.20 | 54.67% |
| Noah Education Holdings (NED) | Deutsche Bank | 9.85 | $137.86 | $14.00 | $19.85 | 41.79% |
| DuPont Fabros Technology (DFT) |
Lehman Brothers
UBS Investment Bank
|
30.50 | $640.50 | $21.00 | $22.71 | 8.14% |
| Maxcom Telecommunications (MXT) | Morgan Stanley | 9.70 | $169.70 | $17.50 | $18.59 | 6.23% |
| NRDC Acquisition (AMEX: NAQ-U) (u) | Banc of America | 36.00 | $360.00 | $10.00 | $10.05 | 0.50% |
| Global BPO Services (OOO-U) (u) | Deutsche Bank | 31.25 | $250.00 | $8.00 | $8.00 | 0.00% |
| Stone Tan China Acquisition (STTAU) (u) | Morgan Joseph | 30.00 | $240.00 | $8.00 | $8.00 | 0.00% |
