| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Alexander Mortgage REIT (tba) | tba | $300.00 | n.a. | |||
| Crescent Capital Finance Group (CCFG) | UBS Investment Bank/ Morgan Stanley | $175.00 | n.a. | |||
| Fusion-io (FIO) | Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Credit Suisse | $150.00 | n.a. | |||
| HomeAway (AWAY) | Morgan Stanley | $230.00 | n.a. | |||
| Newgistics (NEWG) | Stifel Nicolaus Weisel/ Piper Jaffray | $86.25 | n.a. | |||
| Provident Mortgage Capital Associates (PMCA) | UBS Investment Bank/ Credit Suisse/ Deutsche Bank Securities | $300.00 | 1-Star | |||
| TMAC Mortgage Company (TMAC) | Deutsche Bank Securities/ Barclays Capital/ Credit Suisse | $300.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week | ||||||
| Empeiria Acquisition (tba)(u) | Cohen & Company Capital Markets LLC | 10.00 | $10.00 | $10.00 | $100.00 | 1-Star |
| Monroe Capital (MRCC) | tba | $150.00 | 1-Star | |||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| AG Financial Investment Trust (tba) | J.P. Morgan/Wells Fargo Securities | $300.00 | 1-Star | |||
| Trident Resources (TZ) | Deutsche Bank/Jefferies | $460.00 | 1-Star | |||
| New Terms | ||||||
| Air Lease (AL) | J.P. Morgan/ Credit Suisse/ FBR Capital Markets | $100.00 | 2-Stars | |||
| GNC Holdings (GNC) | Goldman, Sachs & Co. / J.P. Morgan/ Deutsche Bank Securities/ Morgan Stanley | 22.50 | $350.00 | n.a. | ||
| ServiceSource International (SREV) | Morgan Stanley/ Deutsche Bank Securities | 11.94 | $7.50 | $9.00 | $98.51 | 2-Stars |
| SMG Indium Resources (tba)(u) | Sunrise Securities/ Rodman & Renshaw | 6.00 | $5.00 | $5.00 | $30.00 | 1-Star |
| TMS International (TMS) | BofA Merrill Lynch/Credit Suisse/J.P. Morgan | 12.50 | $15.00 | $17.00 | $200.00 | 1-Star |
| Tranzyme (TZYM) | Citi | 5.00 | $11.00 | $13.00 | $60.00 | |
| Universal Business Payment Solutions Acquisition (UBPSU)(u) | EarlyBirdCapital/ Rodman & Renshaw | 12.00 | $6.00 | $6.00 | $72.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of March 7, 2011 | Manager(s) | Offered | Raised | Price | 3/11/11 | Change |
| HCA Holdings (HCA) | BofA Merrill Lynch/ Citi/ J.P. Morgan/ Barclays Capital/ Credit Suisse/ Deutsche Bank Securities/ Goldman, Sachs/ Morgan Stanley/ Wells Fargo Securities | 126.30 | $3,789.00 | $30.00 | $31.12 | 3.73% |
| MagnaChip Semiconductor (MX) | Barclays Capital/ Deutsche Bank Securities | 9.50 | $133.00 | $14.00 | $14.01 | 0.07% |
