IPO Traffic: Week Ending March 11, 2011

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Alexander Mortgage REIT (tba) tba       $300.00 n.a.
Crescent Capital Finance Group (CCFG) UBS Investment Bank/ Morgan Stanley     $175.00 n.a.
Fusion-io (FIO) Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Credit Suisse   $150.00 n.a.
HomeAway (AWAY) Morgan Stanley       $230.00 n.a.
Newgistics (NEWG) Stifel Nicolaus Weisel/ Piper Jaffray       $86.25 n.a.
Provident Mortgage Capital Associates (PMCA) UBS Investment Bank/ Credit Suisse/ Deutsche Bank Securities $300.00 1-Star
TMAC Mortgage Company (TMAC) Deutsche Bank Securities/ Barclays Capital/ Credit Suisse   $300.00 n.a.
n.a. (not available)            
SCOOP Ratings From Previous Week          
Empeiria Acquisition (tba)(u) Cohen & Company Capital Markets LLC 10.00 $10.00 $10.00 $100.00 1-Star
Monroe Capital (MRCC) tba       $150.00 1-Star
AG Financial Investment Trust (tba) J.P. Morgan/Wells Fargo Securities       $300.00 1-Star
Trident Resources (TZ) Deutsche Bank/Jefferies       $460.00 1-Star
New Terms            
Air Lease (AL) J.P. Morgan/ Credit Suisse/ FBR Capital Markets     $100.00 2-Stars
GNC Holdings (GNC) Goldman, Sachs & Co. / J.P. Morgan/ Deutsche Bank Securities/ Morgan Stanley 22.50     $350.00 n.a.
ServiceSource International (SREV) Morgan Stanley/ Deutsche Bank Securities 11.94 $7.50 $9.00 $98.51 2-Stars
SMG Indium Resources (tba)(u) Sunrise Securities/ Rodman & Renshaw 6.00 $5.00 $5.00 $30.00 1-Star
TMS International (TMS) BofA Merrill Lynch/Credit Suisse/J.P. Morgan 12.50 $15.00 $17.00 $200.00 1-Star
Tranzyme   (TZYM) Citi 5.00 $11.00 $13.00 $60.00  
Universal Business Payment Solutions Acquisition  (UBPSU)(u) EarlyBirdCapital/ Rodman & Renshaw 12.00 $6.00 $6.00 $72.00 1-Star
IPOs Priced Lead Shares Amount Offer Close %
Week of March 7, 2011 Manager(s) Offered Raised Price 3/11/11 Change
HCA Holdings  (HCA) BofA Merrill Lynch/ Citi/ J.P. Morgan/ Barclays Capital/ Credit Suisse/ Deutsche Bank Securities/ Goldman, Sachs/ Morgan Stanley/ Wells Fargo Securities 126.30 $3,789.00 $30.00 $31.12 3.73%
MagnaChip Semiconductor (MX) Barclays Capital/ Deutsche Bank Securities 9.50 $133.00 $14.00 $14.01 0.07%