| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| BancTec (BTEC) | William Blair | $75.00 | n.a. | |||
| BATS Global Markets (BATS) | Morgan Stanley/ Citi/ Credit Suisse | $100.00 | n.a. | |||
| Carbonite (CARB) | BofA Merrill Lynch/ J.P. Morgan | $100.00 | n.a. | |||
| Glacier Water Services (DRNK) | William Blair & Company/ SunTrust Robinson Humphrey | $86.25 | n.a. | |||
| Grand Farm (GRFM) | Newbridge Securities | $30.00 | n.a. | |||
| IntelePeer (PEER) | J.P. Morgan/ Deutsche Bank Securities/ Barclays Capital | $100.00 | 2-Stars | |||
| Midland States Bancorp (MSBI) | Sandler O’Neill + Partners/ Stifel Nicolaus Weisel | $75.00 | n.a. | |||
| Springleaf REIT (tba) | tba | $500.00 | n.a. | |||
| SRAM International (SRAM) | J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley | $300.00 | n.a. | |||
| WhiteSmoke (WHSM) | Rodman & Renshaw/ EarlyBirdCapital | $23.00 | 1-Star | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week | ||||||
| ConvergEx (CVGX) | J.P. Morgan/ Citi/ Barclays Capital/ Goldman, Sachs | $400.00 | 2-Stars | |||
| HomeStreet (HMST) | FBR Capital Markets | $210.00 | n.a. | |||
| Hyde Park Acquisition Corp. II (tba)(u) | Deutsche Bank Securities | 10.00 | $10.00 | $10.00 | $100.00 | 1-Star |
| LRR Energy, L.P. (LRE) | Wells Fargo Securities | $281.75 | n.a. | |||
| Nobao Renewable Energy Holdings (NRE) | Citi/ Deutsche Bank Securities/ Goldman Sachs/ UBS Investment Bank | $300.00 | 2-Stars | |||
| Sinocom Pharmaceutical (tba) | Cowen/ Macquarie Capital | $57.50 | n.a. | |||
| WhiteGlove House Call Health (WHCH) | WR Hambrecht + Co/ Rodman & Renshaw | 2.50 | $9.00 | $13.00 | $27.50 | n/c |
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| ArborGen (ARBR) | Goldman, Sachs/ Citi | 5.12 | $16.00 | $18.00 | $87.04 | 1-Star |
| Withdrawn | ||||||
| ArborGen (ARBR) | Goldman, Sachs/ Citi | 5.12 | $16.00 | $18.00 | $87.04 | 1-Star |
| BancTec (BTEC) | FBR Capital Markets | 7.90 | $8.00 | $8.00 | $63.19 | 1-Star |
| FineTech Acquisition (FAQ.U) (u) | UBS Investment Bank | 10.00 | $10.00 | $10.00 | $100.00 | 1-Star |
| Prommis Solutions Holdings (PRMS) | Credit Suisse/Deutsche Bank | $150.00 | 2-Stars | |||
| New Terms | ||||||
| Active Network (The) (ACTV) | BofA Merrill Lynch/ Citi | 11.00 | $16.00 | $18.00 | $187.00 | 2-Stars |
| C&J Energy Services (CJES) | Goldman, Sachs/ J.P. Morgan/ Citi | $225.00 | 3-Stars | |||
| Force 10 Networks (FCTN) | J.P. Morgan/Deutsche Bank | $100.00 | 2-Stars | |||
| Freescale Semiconductor Holdings I, Ltd (FSL) | Citi/ Deutsche Bank Securities/ Barclays Capital/ Credit Suisse/ JPMorgan | 43.50 | $22.00 | $24.00 | $1,000.50 | 2-Stars |
| Great White Energy Services (JAWS ) | Raymond James | $50.00 | n.a. | |||
| LinkedIn (LNKD) | Morgan Stanley/ BofA Merrill Lynch /J..P. Morgan Securities | 7.84 | $32.00 | $35.00 | $262.64 | 3-Stars |
| Lone Pine Resources (LPR) | J.P. Morgan/ Credit Suisse/ TD Securities | 15.00 | $18.00 | $20.00 | $285.00 | 2-Stars |
| Sabre Industries (SABR) | Stifel Nicolaus Weisel | 7.00 | $12.00 | $14.00 | $91.00 | 2-Stars |
| Solazyme (SZYM) | Morgan Stanley/ Goldman, Sachs | 9.98 | $15.00 | $17.00 | $159.60 | 2-Stars |
| Spirit Airlines (SAVE) | Citi/ Morgan Stanley | 20.00 | $14.00 | $16.00 | $300.00 | 2-Stars |
| Yandex N.V. (YNDX) | Morgan Stanley/ Deutsche Bank Securities/ Goldman, Sachs | 52.17 | $20.00 | $22.00 | $1,095.66 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of May 9, 2011 | Manager(s) | Offered | Raised | Price | 5/13/11 | Change |
| Phoenix New Media (FENG) | Morgan Stanley/ Deutsche Bank Securities/ Macquarie Capital | 12.77 | $140.44 | $11.00 | $13.10 | 19.09% |
| China Zenix Auto International (ZX) | Morgan Stanley | 12.90 | $77.40 | $6.00 | $6.25 | 4.17% |
| Kosmos Energy (KOS) | Credit Suisse/ Barclays Capital / Citi/ | 33.00 | $594.00 | $18.00 | $18.13 | 0.72% |
| Global Eagle Acquisition (EAGLU) | Citi | 17.50 | $175.00 | $10.00 | $10.02 | 0.20% |
| RLJ Lodging Trust (RLJ) | BofA Merrill Lynch/ Barclays Capital/ Wells Fargo Securities | 27.50 | $495.00 | $18.00 | $17.98 | -0.11% |
| Universal Business Payment Solutions Acquisition (UBPSU)(u) | EarlyBirdCapital/ Rodman & Renshaw | 12.00 | $72.00 | $6.00 | $5.98 | -0.33% |
| NGL Energy Partners LP (NGL) | Wells Fargo Securities/ RBC Capital Markets/ SunTrust Robinson Humphrey/ BMO Capital Markets | 3.50 | $73.50 | $21.00 | $20.75 | -1.19% |
| Jiayuan.com International (DATE) | BofA Merrill Lynch/ Citi | 7.10 | $78.10 | $11.00 | $10.70 | -2.73% |
| FriendFinder Network (FFN) | Imperial Capital/ Ladenburg Thalmann & Co. Inc. | 5.00 | $50.00 | $10.00 | $7.66 | -23.40% |
