| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Abengoa Yield plc (ABY) | Citigroup/ BofA Merrill Lynch | $600.00 | n.a. | |||
| Advanced Drainage Systems (WMS) | Barclays/ Deutsche Bank Securities | $100.00 | n.a. | |||
| Ares Management, L.P. (ARES) | J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ Wells Fargo Securities | $100.00 | n.a. | |||
| Arista Networks (ANET) | Morgan Stanley/ Citigroup | $200.00 | n.a. | |||
| Bankwell Financial Group (BWFG) | Sandler O’Neill + Partners, L.P. | $50.00 | n.a. | |||
| Cheetah Mobile (TBA) | Morgan Stanley/ J.P. Morgan/ Credit Suisse | $300.00 | n.a. | |||
| ECM Energy Services (ECME) | Maxim Group LLC | 2.50 | $7.00 | $9.00 | $20.00 | n.a. |
| Imprivata (IMPR) | J.P. Morgan/ Piper Jaffray | $115.00 | n.a. | |||
| Lumena Pharmaceuticals (LIVR) | Citigroup/ Cowen and Company/ Leerink Partners | $75.00 | n.a. | |||
| Materialise NV (TBA) | Piper Jaffray/ Credit Suisse | $300.00 | n.a. | |||
| Memorial Resource Development (MRD) | Citigroup | $700.00 | n.a. | |||
| NW18 HSN Holdings Plc (HS) | Citigroup/ Credit Suisse | $75.00 | n.a. | |||
| PBF Logistics LP (PBFX) | Barclays/ UBS Investment Bank | $100.00 | n.a. | |||
| Quintana Shipping Ltd. (QSP) | Morgan Stanley/ Deutsche Bank Securities/ Jefferies | $100.00 | n.a. | |||
| TrueCar (TRUE) | Goldman Sachs/ J.P. Morgan | $125.00 | n.a. | |||
| Tuniu (TOUR) | Morgan Stanley/ Credit Suisse/ China Renaissance | $120.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Mountain Valley Spring (WATR) | Rodman & Renshaw | $23.00 | 1-Star | |||
| New Terms | ||||||
| Cerulean Pharma (CERU) | Leerink Partners | 5.00 | $11.00 | $13.00 | $60.00 | 1-Star |
| Enable Midstream Partners, LP (ENBL) | Morgan Stanley/ Barclays/ Goldman Sachs | 25.00 | $19.00 | $21.00 | $500.00 | 2-Stars |
| Leju Holdings Limited (LEJU) | Credit Suisse/ J.P. Morgan | 17.70 | $10.00 | $12.00 | $194.70 | n.a |
| Lombard Medical (LMT) | Jefferies/ Barclays | 3.64 | $15.00 | $18.00 | $60.00 | N/C |
| Moelis (MC) | Goldman Sachs/ Morgan Stanley/ Moelis & Company | 7.30 | $26.00 | $29.00 | $200.75 | n.a |
| Paycom Software (PAYC) | Barclays/ J.P. Morgan | 6.65 | $18.00 | $20.00 | $126.26 | 3-Stars |
| Phibro Animal Health (PAHC) | BofA Merrill Lynch/ Morgan Stanley/ Barclays | 11.77 | $16.00 | $18.00 | $200.01 | 2-Stars |
| Quotient (QTNT) | UBS Investment Bank/ Baird/ Cowen | 5.00 | $14.00 | $16.00 | $75.00 | n.a |
| Sabre (SABR) | Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch/ Deutsche Bank Securities | 44.74 | $18.00 | $20.00 | $850.00 | n.a |
| TriVascular Technologies (TRIV) | J.P. Morgan/ Credit Suisse | 6.50 | $13.00 | $15.00 | $91.00 | n.a |
| Weibo (WB) | Goldman Sachs (Asia)/ Credit Suisse | 20.00 | $17.00 | $19.00 | $360.00 | n.a |
| Zoe’s Kitchen (ZOES) | Jefferies/ Piper Jaffray/ Baird | 5.83 | $11.00 | $13.00 | $70.00 | 3-Stars |
| N/C – no call – transplant from London AIM | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of March 31, 2014 | Manager(s) | Offered | Raised | Price | 4/4/14 | Change |
| Grubhub (GRUB) | Citigroup/ Morgan Stanley | 7.03 | $182.78 | $26.00 | $34.00 | 30.77% |
| Rubicon Project (The) (RUBI) | Morgan Stanley/ Goldman Sachs/ RBC Capital Markets, LLC | 6.77 | $101.56 | $15.00 | $19.00 | 26.67% |
| Opower (OPWR) | Morgan Stanley/ Goldman Sachs | 6.10 | $115.90 | $19.00 | $23.00 | 21.05% |
| IMS Health Holdings (IMS) | J.P. Morgan/ Goldman Sachs/ Morgan Stanley | 65.00 | $1,300.00 | $20.00 | $23.00 | 15.00% |
| Five9 (FIVN) | J.P. Morgan/ Barclays/ BofA Merrill Lynch | 10.00 | $70.00 | $7.00 | $7.64 | 9.14% |
| 1347 Property Insurance Holdings (PIH) | Aegis Capital Corp | 1.89 | $15.10 | $8.00 | $8.69 | 8.62% |
| Tarena International (TEDU) | Goldman Sachs (Asia)/ Credit Suisse | 15.30 | $137.70 | $9.00 | $9.04 | 0.44% |
| Corium International (CORI) | Jefferies/ Leerink Partners | 6.50 | $52.00 | $8.00 | $7.95 | -0.62% |
