| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Dance Biopharm (DNCE) | Wells Fargo Securities/ Stifel | $75.00 | n.a. | |||
| GasLog Partners LP (GLOP) | Citigroup | $150.00 | n.a. | |||
| Goodman Networks (GNET) | BofA Merrill Lynch/ Jefferies | $100.00 | n.a. | |||
| Jumei International Holding (JMEI) | Goldman Sachs (Asia)/ Credit Suisse/ J.P. Morgan | $400.00 | n.a. | |||
| Minerva Neurosciences (NERV) | Jefferies | $69.00 | n.a. | |||
| Mobile Iron (MOBL) | Morgan Stanley/ Goldman Sachs/ Deutsche Bank Securitie/ Barclays | $100.00 | n.a. | |||
| Parsley Energy (PE) | Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Wells Fargo Securities | $400.00 | n.a. | |||
| Principal Maritime Tankers (PMAR) | UBS Investment Bank | $100.00 | n.a. | |||
| SD COMPANY (SDPI) | Roth Capital Partners, LLC | $34.50 | n.a. | |||
| Zendesk (ZEN) | Goldman Sachs/ Morgan Stanley/ Credit Suisse | $150.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Lombard Medical (EVAR) | Jefferies/ Barclays | 3.64 | $15.00 | $18.00 | $60.00 | n/c |
| Stalwart Tankers (STST) | Jefferies/ Wells Fargo Securities/ Global Hunter Securities | 12.50 | $11.00 | $13.00 | $150.00 | 1-Star |
| N/C – no call – transplant from London AIM | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Resonant (RESN) | MDB Capital Group LLC | 2.25 | $6.00 | $6.00 | $13.50 | n.a. |
| Vital Therapies (VTL) | BofA Merrill Lynch/ Credit Suisse | 4.50 | $13.00 | $15.00 | $63.00 | n.a. |
| Sportsmans Warehouse Holdings (SPWH) | Credit Suisse/ Goldman Sachs | 12.50 | $11.00 | $13.00 | $150.00 | n.a. |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 7, 2014 | Manager(s) | Offered | Raised | Price | 4/11/14 | Change |
| Zoe’s Kitchen (ZOES) | Jefferies/ Piper Jaffray/ Baird | 5.83 | $87.50 | $15.00 | $24.72 | 64.80% |
| Phibro Animal Health (PAHC) | BofA Merrill Lynch/ Morgan Stanley/ Barclays | 12.75 | $191.18 | $15.00 | $17.00 | 13.33% |
| Enable Midstream Partners, LP (ENBL) | Morgan Stanley/ Barclays/ Goldman Sachs | 25.00 | $500.00 | $20.00 | $22.20 | 11.00% |
| iKang Healthcare Group (KANG) | BofA Merrill Lynch/ UBS Investment Bank | 10.90 | $152.67 | $14.00 | $14.05 | 0.36% |
| La Quinta Holdings (LQ) | J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ Wells Fargo Securities | 38.25 | $650.25 | $17.00 | $16.86 | -0.82% |
| Cerulean Pharma (CERU) | Leerink Partners | 8.50 | $59.50 | $7.00 | $6.85 | -2.14% |
| Ally Financial (ALLY) | Citigroup/ Goldman, Sachs/ Morgan Stanley/ Barclays/ Deutsche Bank Securities | 95.00 | $2,375.00 | $25.00 | $24.20 | -3.20% |
| Farmland Partners (FPI) | Baird, BMO Capital Markets, Janney Montgomery Scott | 3.80 | $53.20 | $14.00 | $12.98 | -7.29% |
| Adamas Pharmaceuticals (ADMS) | Credit Suisse/ Piper Jaffray | 3.00 | $48.00 | $16.00 | $13.00 | -18.75% |
