| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Angion Biomedica (ANGN) | Aegis Capital Corp | $34.50 | n.a. | |||
| Chukong Holdings Ltd (TBA) | Morgan Stanley/ Deutsche Bank Securities/ China Renaissance Securities | $150.00 | n.a. | |||
| ContraFect (CFRX/CFRXW)(u) | Maxim Group LLC | $23.00 | n.a. | |||
| First Foundation (FFWM) | Sandler ONeill + Partners/ Keefe, Bruyette & Woods A Stifel Company | $58.00 | n.a. | |||
| Live Oak Bancshares (LOB) | Keefe, Bruyette & Woods (A Stifel Company) | $86.25 | n.a. | |||
| ServisFirst Bancshares (SFBS) | Sandler ONeill & Partners | $72.00 | n.a. | |||
| Taggares Agriculture (TAG) | Janney Montgomery Scott/ ROTH Capital Partners | 7.00 | $48.30 | n.a. | ||
| Vyrix Pharmaceuticals (VYRX) | Aegis Capital Corp/ Fordham Financial Management | $28.75 | n.a. | |||
| ZAFGEN (ZFGN) | Leerink Partners/ Cowen and Company | $86.25 | n.a. | |||
| ZOOSK (ZSK) | BofA Merrill Lynch/ Citigroup/ RBC Capital Markets | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Associated Materials Group (TBA) | Goldman, Sachs/ Barclays/ UBS Investment Bank | $100.00 | n.a. | |||
| Sundance Energy Australia Limited (SNDE) | Wells Fargo Securities/ Canaccord Genuity/ UBS Investment Bank | 7.75 | $16.50 | $18.50 | $135.63 | n/c |
| n/c (no call) | ||||||
| New Terms | ||||||
| Dorian LPG (LPG) | J.P. Morgan/ UBS Investment Bank | $150.00 | n.a. | |||
| JD.com (JD) | BofA Merrill Lynch/ UBS Investment Bank | $1,500.00 | n.a. | |||
| Quotient (QTNT) | UBS Investment Bank/ Baird/ Cowen | 5.00 | $9.00 | $11.00 | $50.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 14, 2014 | Manager(s) | Offered | Raised | Price | 4/17/14 | Change |
| TriVascular Technologies (TRIV) | J.P. Morgan/ Credit Suisse | 6.50 | $78.00 | $12.00 | $14.32 | 19.33% |
| Weibo (WB) | Goldman Sachs (Asia)/ Credit Suisse | 16.80 | $285.60 | $17.00 | $20.24 | 19.06% |
| Leju Holdings Limited (LEJU) | Credit Suisse/ J.P. Morgan | 10.00 | $100.00 | $10.00 | $11.86 | 18.60% |
| Paycom Software (PAYC) | Barclays/ J.P. Morgan | 6.65 | $99.68 | $15.00 | $16.25 | 8.33% |
| Moelis (MC) | Goldman Sachs/ Morgan Stanley/ Moelis & Company | 6.50 | $162.50 | $25.00 | $26.09 | 4.36% |
| Sabre (SABR) | Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch/ Deutsche Bank Securities | 39.20 | $627.20 | $16.00 | $16.50 | 3.13% |
| Sportsmans Warehouse Holdings (SPWH) | Credit Suisse/ Goldman Sachs | 12.50 | $118.75 | $9.50 | $9.75 | 2.63% |
| Vital Therapies (VTL) | BofA Merrill Lynch/ Credit Suisse | 4.50 | $54.00 | $12.00 | $12.25 | 2.08% |
| City Office REIT (CIO) | Janney Montgomery Scott/ Wunderlich Securities/ Oppenheimer | 5.80 | $72.50 | $12.50 | $12.40 | -0.80% |
| Opus Bank (OPB) | J.P. Morgan Securities/ Credit Suisse/ Sandler ONeill & Partners/ Keefe, Bruyette & Woods, Inc. (A Stifel Company) | 5.13 | $153.78 | $30.00 | $29.44 | -1.87% |
