| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Addus HomeCare (ADUS) |
Jefferies
William Blair
|
$69.00 | n/a | |||
| AG Financial Investment Trust (tba) |
J.P. Morgan
Wells Fargo Securities
|
$300.00 | 1-Star | |||
| CDC Software (CDCS) |
Lazard Capital Markets
JMP Securities
|
4.80 | $11.00 | $13.00 | $57.60 | n/a |
| Ellington Financial LLC (EFC) | Credit Suisse | $200.00 | 1-Star | |||
| Ladder Capital Realty Finance (LCG) |
J.P. Morgan
Wells Farge Securities
|
$400.00 | n/a | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| Apollo Commerical Real Estate (tba) | J.P. Morgan | $600.00 | 1-Star | |||
| Foursquare Capital (tba) |
Merrill Lynch
Morgan Stanley
|
$500.00 | 1-Star | |||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| GCL Silicon Technology Holdings (GCL) |
Morgan Stanley
Credit Suisse
|
$725.00 | 2-Stars | |||
| New Terms | ||||||
| Cumberland Pharmaceuticals (CPIX) |
UBS Investment Bank
Jefferies
Wachovia Securities
|
5.00 | $19.00 | $21.00 | $100.00 | 1-Star |
| PennyMac Investment Trust (PMT) |
Merrill Lynch
Credit Suisse
Deutsche Bank Securities
|
20.00 | $20.00 | $20.00 | $400.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 13, 2009 | Manager(s) | Offered | Raised | Price | 7/17/09 | Change |
| None |
