IPO Traffic for Week Ending July 17, 2009

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Addus HomeCare (ADUS)
William Blair
      $69.00 n/a
AG Financial Investment Trust (tba)
J.P. Morgan
Wells Fargo Securities
      $300.00 1-Star
CDC Software (CDCS)
Lazard Capital Markets
JMP Securities
4.80 $11.00 $13.00 $57.60 n/a
Ellington Financial LLC (EFC) Credit Suisse       $200.00 1-Star
Ladder Capital Realty Finance (LCG)
J.P. Morgan
Wells Farge Securities
      $400.00 n/a
n.a. (not available)            
SCOOP Ratings From Last week:             
Apollo Commerical Real Estate (tba) J.P. Morgan       $600.00 1-Star
Foursquare Capital (tba)
Merrill Lynch
Morgan Stanley
      $500.00 1-Star
GCL Silicon Technology Holdings (GCL)
Morgan Stanley
Credit Suisse
      $725.00 2-Stars
New Terms            
Cumberland Pharmaceuticals (CPIX)
UBS Investment Bank
Wachovia Securities
5.00 $19.00 $21.00 $100.00 1-Star
PennyMac Investment Trust (PMT)
Merrill Lynch
Credit Suisse
Deutsche Bank Securities
20.00 $20.00 $20.00 $400.00 1-Star
IPOs Priced Lead Shares Amount Offer Close %
Week of July 13, 2009 Manager(s) Offered Raised Price 7/17/09 Change