| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Codexis (CDXS) |
Credit Suisse
Goldman Sachs
|
$100.00 | n.a. | |||
| Excel Trust (tba) |
Morgan Stanley
Barclays Capital
UBS Investment Bank
|
$300.00 | 1-Star | |||
| Midas Medici (tba) | National Securities | 1.00 | $5.50 | $6.50 | $6.00 | n/c |
| Mitel Networks (tba) |
BofA Merrill Lynch
J.P. Morgan
UBS Investment Bank
|
$230.00 | 1-Star | |||
| ReachLocal (tba) |
J.P. Morgan
BofA Merrill Lynch
|
$100.00 | 2-Stars | |||
| Rules-Based Medicine (RULE) | Jefferies | $90.00 | 1-Star | |||
| Smile Brands Group (tba) |
Credit Suisse
Jefferies
|
$143.75 | 1-Star | |||
| SS&C Technologies Holdings (tba) | J.P. Morgan | $300.00 | n.a. | |||
| SurgiVision (SRGV) | Rodman & Renshaw | $30.00 | n/c | |||
| Tengion TNGN) | Piper Jaffray | $40.25 | 2-Stars | |||
| n.a. (not available) | ||||||
| n/c (no call) | ||||||
| SCOOP Ratings FromPrevious Weeks: | ||||||
| Americold Realty Trust (tba) |
Goldman Sachs
JP Morgan
|
$690.00 | 1-Star | |||
| Aveo Pharmaceuticals (AVEO) |
J.P. Morgan
Morgan Stanley
|
$86.25 | 1-Star | |||
| China Hydroelectric (CHC) | Broadband Capital Management | 3.13 | $15.00 | $17.00 | $50.00 | n/c |
| Financial Engines (FNGN) | Goldman Sachs | $100.00 | n.a. | |||
| Halvern Realty (tba) |
J.P. Morgan
Citi
Deutsche Bank
|
$400.00 | 1-Star | |||
| Language Services Holdings (tba) |
Morgan Stanley
Credit Suisse
BofA Merrill Lynch
|
$400.00 | 2-Satrs | |||
| Meru Networks (MERU) | BofA Merrill Lynch | $86.25 | 2-Satrs | |||
| NorthStar Healthcare Investors (NRH) | n.a. | $200.00 | n.a. | |||
| Solyndra (SOLY) |
Goldman Sachs
Morgan Stanley
|
$300.00 | 3-Stars | |||
| The Film Department Holding (TFD) | Girard Securities, Inc., d/b/a IPO Solutions | 7.08 | $12.00 | $14.00 | $92.08 | n/c |
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| BHG Acquisition (AMEX: tba) (u) |
Credit Suisse
Deutsche Bank
|
35.00 | $10.00 | $10.00 | $350.00 | 1-Star |
| New Terms | ||||||
| First Winds Holdings (WNDY) | n.a. | $450.00 | ||||
| Graham Packaging (GRM) | n.a. | $350.00 | ||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of Dec. 21 and 28, 2009 | Manager(s) | Offered | Raised | Price | 12/31/09 | Change |
| None | ||||||
