IPO Traffic: Week Ending April 15, 2016

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
AdvancePierre Foods Holdings (TBA) Barclays/ Credit Suisse/ Morgan Stanley     $100.00 n.a.
AmeriQuest (AMQ) Raymond James/ Stephens       $75.00 n.a.
Intellia Therapeutics (NTLA) Credit Suisse/ Jefferies/ Leerink Partners     $120.00 n.a.
Midland States Bancorp (MSBI) Sandler O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) $120.00 n.a.
n.a. (not available)            
Bavarian Nordic A/S (BAVN) Cowen and Company/ Piper Jaffray       $86.25 N/C
BioCardia (BCDA) Cantor Fitzgerald       $57.50 n.a.
FDO Holdings (FND) BofA Merrill Lynch/ Goldman Sachs/ Barclays/ J.P. Morgan/ Jefferies $100.00 n.a.
GenSight Biologics S.A.  (GNST) Leerink Partners/ Evercore ISI/ Canaccord Genuity 4.65 $13.00 $15.00 $65.10 1-Star
N/C = No Call – Stock is listed on Nasdaq Copenhagen under the symbol BAVA since November 1998 and listed in the US (OTC) under the symbol BVNRY.)
New Terms            
Atkore International Group (ATKR) Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan/ UBS Investment Bank $100.00 n.a.
Bats Global Markets (BATS) Morgan Stanley/ Citigroup 13.30 $17.00 $19.00 $239.40 3-Stars
Global Water Resources (GWRS) Roth Capital Partners 1.00 $5.25 $6.25 $5.75 N/C
Grupo Supervielle S.A. (SUPV) Morgan Stanley/ BofA Merrill Lynch       $100.00 n.a.
Red Rock Resorts (RRR) Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs 27.25 $18.00 $21.00 $531.38 n.a.
SecureWorks (SCWX) BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan 9.00 $15.50 $17.50 $148.50 3-Stars
n.a. (not available)            
N/C = No Call – small-cap – no coverage          
IPOs Priced Lead Shares Amount Offer Close %
Week of April 11, 2016 Manager(s) Offered Raised Price 4/15/16 Change
Bats Global Markets (BATS) Morgan Stanley/ Citigroup 13.30 $252.70 $19.00 $23.00 21.05%