IPO Traffic: Week Ending April 6, 2012

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Aquasition  (tba)(u) Rodman & Renshaw, LLC 5.00 $10.00 $10.00 $50.00 n.a.
Bloomin Brands (BLM) BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan     $300.00 n.a.
Palo Alto Networks (TBA) Morgan Stanley/ Goldman, Sachs/ Credit Suisse     $175.00 n.a.
Stemline Therapeutics (STML) Oppenheimer/ JMP Securities       $50.00 n.a.
n.a. (not available)            
u (unit offering)            
BATS Global Markets (BATS) Morgan Stanley/ Citigroup/ Credit Suisse 6.30 $16.00 $18.00 $107.05 2-Stars
Nexsan (NXSN) Piper Jaffray       $69.00 2-Stars
New Terms            
BioAmber (BIOA) Goldman, Sachs & Co./ Credit Suisse/ Barclays     $150.00 1-Star
Envivio (ENVI) Goldman, Sachs/ Deutsche Bank Securities/ Stifel Nicolaus Weisel $69.00 n.a.
EQT Midstream Partners, LP (EQM) Citigroup/ Barclays       $250.00 n.a.
National Bank Holdings (was NBH)   Goldman, Sachs/ Keefe, Bruyette & Woods     $250.00 1-Star
Pacific Coast Oil Trust (ROYT) Barclays/ Citigroup/ BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank/ Wells Fargo Securities $345.00 1-Star
SandRidge Mississippian Trust II (SDR) Morgan Stanley/ Raymond James 26.00 $19.00 $21.00 $520.00 2-Stars
Smith Electric Vehicles (SMTH) UBS Investment Bank/ BofA Merrill Lynch/ Deutsche Bank Securities $125.00 1-Star
IPOs Priced Lead Shares Amount Offer Close %
Weeks of April 2, 2012 Manager(s) Offered Raised Price 4/6/12 Change
Retail Properties of America (RPAI) J.P. Morgan/ Citigroup/ Deutsche Bank Securities/ KeyBanc Capital Markets 31.80 $254.40 $8.00 $8.75 9.38%
TCP Capital (TCPC) Deutsche Bank Securities/ Stifel Nicolaus Weisel 5.75 $84.81 $14.75 $14.71 -0.27%