| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| 21Vianet Group (VNET) | Morgan Stanley/ Barclays Capital/ J.P. Morgan Securities | $150.00 | 3-Stars | |||
| Artisan Partners Asset Management (tba) | Citi/ Goldman, Sachs | $250.00 | n.a. | |||
| Blue Wolf Mongolia Holdings (tba)(u) | Deutsche Bank Securities | 7.00 | $10.00 | $10.00 | $70.00 | n.a. |
| Box Ships (TEU) | UBS Investment Bank/ Morgan Stanley | 10.00 | $15.00 | $17.00 | $160.00 | 1-Star |
| PIMCO REIT (PIMR) | Credit Suisse/ Goldman, Sachs/ J.P. Morgan | $600.00 | 1-Star | |||
| Wesco Aircraft Holdings (WAIR) | Barclays Capital/ Morgan Stanley | $300.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week | ||||||
| Ally Financial (tba) | Citi/ Goldman, Sachs/ J.P. Morgan/ Morgan Stanley | $100.00 | 3-Stars | |||
| American Capital Mortgage Investment (MTGE) | Citi | $500.00 | n.a. | |||
| American Midstream Partners, LP (tba) | Cit/ BofA Merrill Lynch | $75.00 | n.a. | |||
| C&J Energy Services (CJES) | Goldman, Sachs/ J.P. Morgan | $225.00 | 3-Stars | |||
| Insys Therapeutics (INRX) | Wells Fargo Securities/ JMP Securities | $55.00 | n.a. | |||
| Neutron Energy (tba) | Roth Capital Partners/ Cormark Securities (U.S.A.) Limited | $57.50 | n.a. | |||
| Oiltanking Partners, L.P. (OTLP) | Citi | $200.00 | 1-Star | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Aldagen (ALDH) | Boenning & Scattergood/ Ladenburg Thalmann | $80.50 | 1-Star | |||
| New Terms | ||||||
| 21Vianet Group (VNET) | Morgan Stanley/ Barclays Capital/ J.P. Morgan Securities | 11.50 | $10.00 | $12.00 | $126.50 | 3-Stars |
| AG Mortgage Investment Trust (MITT) | BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank | 20.00 | $15.00 | $15.00 | $300.00 | 1-Star |
| Air Lease (AL) | J.P. Morgan/ Credit Suisse/ Barclays Capital/ FBR Capital Markets/ RBC Capital Markets/ Wells Fargo Securities | 25.00 | $25.00 | $28.00 | $662.50 | 2-Stars |
| Freescale Semiconductor Holdings I, Ltd (FSL) | Citi/ Deutsche Bank Securities/ Barclays Capital/ Credit Suisse/ JPMorgan | $1,150.00 | 2-Stars | |||
| Lone Pine Resources (LPR) | J.P. Morgan/ Credit Suisse/ TD Securities | $375.00 | 1-Star | |||
| NetQin Mobile (NQ) | Piper Jaffray | 7.14 | $9.50 | $11.50 | $75.00 | 2-Stars |
| Responsys (MKTG) | Morgan Stanley/ Credit Suisse | 6.62 | $8.50 | $10.00 | $61.23 | 2-Stars |
| Sabre Industries (SABR) | Stifel Nicolaus Weisel | $143.75 | 2-Stars | |||
| Sagent Pharmaceuticals (SGNT) | Morgan Stanley/ BofA Merrill Lynch/ Jefferies & Company | 5.00 | $14.00 | $16.00 | $75.00 | 2-Stars |
| Sequans Communications S.A. (SQNS) | UBS Investment Bank/ Jefferies | 9.17 | $11.00 | $13.00 | $110.00 | 2-Stars |
| STAG Industrial (STIR) | BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank | 13.75 | $15.00 | $17.00 | $220.00 | 1-Star |
| Tesoro Logistics LP (TLLP) | Citi/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse | 12.50 | $20.00 | $20.00 | $250.00 | 1-Star |
| TMS International (TMS) | BofA Merrill Lynch/Credit Suisse/J.P. Morgan | 12.50 | $15.00 | $17.00 | $200.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 4, 2011 | Manager(s) | Offered | Raised | Price | 4/8/11 | Change |
| SandRidge Mississippian Trust I (SDT) | Raymond James/ Morgan Stanley | 15.00 | $315.00 | $21.00 | $25.98 | 23.71% |
| Golar LNG Partners LP (GMLP) | Citi/ BofA Merrill Lynch/ Morgan Stanley | 12.00 | $270.00 | $22.50 | $24.85 | 10.44% |
| CVR Partners, LP (UAN) | Morgan Stanley/ Barclays Capital/ Goldman, Sachs & Co. | 19.20 | $307.20 | $16.00 | $17.55 | 9.69% |
| Tranzyme (TZYM) | Citi | 13.50 | $54.00 | $4.00 | $4.05 | 1.25% |
| PennantPark Floating Rate Capital Ltd. (PFLT) | Morgan Stanley/ SunTrust Robinson Humphrey/ UBS Investment Bank | 6.70 | $100.50 | $15.00 | $13.40 | -10.67% |
