| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Avenue Financial Holdings (AVNU) | Keefe, Bruyette & Woods (A Stifel Company) | $30.00 | n.a. | |||
| Great Ajax (AJX) | FBR | $100.00 | n.a. | |||
| Invitae (NVTA) | J.P. Morgan | $86.25 | n.a. | |||
| National Commerce (NCOM) | Keefe, Bruyette & Woods (A Stifel Company) | $50.00 | n.a. | |||
| Northern Power Systems (NPS) | Needham & Company | $30.00 | n.a. | |||
| Wowo Ltd (WOWO) | Axiom | $40.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Ariosa Diagnostics (AROS) | J.P. Morgan/ Citigroup | $69.00 | n.a. | |||
| New Terms | ||||||
| Box, Inc. (BOX) | Morgan Stanley/ Credit Suisse/ J.P. Morgan | 12.50 | $11.00 | $13.00 | $150.00 | n.a. |
| County Bancorp (ICBK) | Baird/ Sterne Agee | 1.18 | $16.00 | $18.00 | $20.06 | n.a. |
| Patriot National (PN) | UBS Investment Bank/ BMO Capital Markets/ SunTrust Robinson Humphrey | 8.32 | $16.00 | $18.00 | $141.37 | 2-Stars |
| Sutherland Asset Management (SLD) | J.P. Morgan/ Morgan Stanley/ FBR | 8.06 | $15.00 | $16.00 | $125.00 | 1-Star |
| Zosano Pharma (ZSAN) | Ladenburg Thalmann/ Roth Capital Partners | 3.00 | $10.00 | $12.00 | $33.00 | n.a. |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 5, 2015 | Manager(s) | Offered | Raised | Price | 1/9/15 | Change |
| None | ||||||
