| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| AAC Holdings (AAC) | William Blair/ Wells Fargo Secu | $75.00 | n.a. | |||
| C1 Financial (BNK) | Keefe, Bruyette & Woods (A Stifel Company)/ Raymond James | $50.00 | n.a. | |||
| Harmony Merger (TBA) (u) | Cantor Fitzgerald & Co. | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Otonomy (OTIC) | J.P. Morgan/ BofA Merrill Lynch | $86.25 | n.a. | |||
| ReWalk Robotics (RWLK) | Barclays/ Jefferies | $57.50 | n.a. | |||
| Vantage Energy (VEI) | Barclays/ Goldman Sachs | $400.00 | n.a. | |||
| Yodle (YO) | Credit Suisse/ Deutsche Bank Securities/ Jefferies/ Piper Jaffray | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Atara Biotherapeutics (ATRA) | Goldman Sachs/ Citigroup | 5.00 | $14.00 | $16.00 | $75.00 | n.a. |
| Box, Inc. (BOX) | Morgan Stanley/ Credit Suisse/ J.P. Morgan | $150.00 | n.a. | |||
| CareDx (CDNA) | Piper Jaffray/ Leerink Partners/ Raymond James/ Mizuho Securities | 3.13 | $15.00 | $17.00 | $50.00 | 1-Star |
| Globant S.A. (GLOB) | J.P. Morgan/ Citigroup/ Credit Suisse | 6.30 | $11.00 | $13.00 | $75.60 | 2-Stars |
| GWG Holdings (GWGH) | MLV & Co. LLC | 1.60 | $11.50 | $13.50 | $20.00 | n.a. |
| iRadimed (IRMD) | Roth Capital Partners | 1.75 | $5.00 | $6.00 | $9.63 | 1-Star |
| Ocular Therapeutix (OCUL) | Morgan Stanley/ Cowen and Company/ RBC Capital Markets | 5.00 | $14.00 | $16.00 | $75.00 | n.a. |
| Pfenex (PFNX) | William Blair/ JMP Securities | 5.00 | $12.00 | $14.00 | $65.00 | 2-Stars |
| Roka Bioscience (ROKA) | BofA Merrill Lynch/ Leerink Partners | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Sage Therapeutics (SAGE) | J.P. Morgan/ Goldman Sachs | 4.00 | $14.00 | $16.00 | $60.00 | 1-Star |
| Spark Energy (SPKE) | Baird/ Stifel | 3.00 | $19.00 | $21.00 | $60.00 | n.a. |
| TerraForm Power (TERP) | Goldman Sachs/Barclays/ Citigroup/J.P. Morgan/ Macquarie Capital | 20.07 | $19.00 | $21.00 | $401.30 | 3-Stars |
| Trupanion (TRUP) | RBC Capital Markets/ Barclays/ Stifel | 7.13 | $13.00 | $15.00 | $99.75 | 3-Stars |
| TubeMogul (TUBE) | BofA Merrill Lynch/ Citigroup/ RBC Capital Markets | 6.25 | $11.00 | $13.00 | $75.00 | n.a. |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 7, 2014 | Manager(s) | Offered | Raised | Price | 7/11/14 | Change |
| None | ||||||
