IPO Traffic: Week Ending July 4, 2014

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Albéa S.A. (TBA) BofA Merrill Lynch/ J.P. Morgan/ Goldman Sachs     $150.00 n.a.
Auris Medical Holding AG  (EARS) Jefferies/ Leerink Partners       $86.25 n.a.
Avalanche Biotechnologies (AAVL) Jefferies/ Cowen and Company/ Piper Jaffray     $86.25 n.a.
Diplomat Pharmacy  (TBA) Credit Suisse/ Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities/ William Blair/ Leerink Partners $100.00 n.a.
DT Asia Investments Ltd  (CADTU) (u) EarlyBirdCapital 6.00 $10.00 $10.00 $60.00 n.a.
Expro Oilfield Services PLC (TBA) TBA       $100.00 n.a.
Hoegh LNG Partners LP (TBA) Citigroup/ BofA Merrill Lynch/ Morgan Stanley     $100.00 n.a.
iDreamSky Technology (DSKY) Credit Suisse/ J.P. Morgan       $115.00 n.a.
Loxo Oncology (LOXO) Cowen and Company/ Stifel       $69.00 n.a.
OM Asset Management Ltd (OMAM) BofA Merrill Lynch/ Morgan Stanley/ Citigroup/ Credit Suisse   $100.00 n.a.
T2 Biosystems (TTOO) Goldman Sachs/ Morgan Stanley       $69.00 n.a.
Viamet Pharmaceuticals (VIAM) Piper Jaffray/ Stifel/ Wells Fargo Securities     $86.25 n.a.
Viking Therapeutics (VKTX) Oppenheimer/ Roth Capital Partners       $57.50 n.a.
Yodlee  (YDLE) Goldman Sachs/ Credit Suisse/ BofA Merrill Lynch   $75.00 n.a.
Zayo Group Holdings (TBA) Morgan Stanley/ Barclays/ Goldman Sachs     $100.00 n.a.
n.a. (not available)            
Ambrx  (AMBX) Stifel/ Wells Fargo Securities 5.40 $12.00 $14.00 $86.25 2-Stars
Gates Global (TBA) BofA Merrill Lynch/ Citigroup/ Goldman Sachs/ Barclays/ Credit Suisse/ J.P. Morgan/ RBC Capital Markets $100.00 n.a.
Transport America  (TRAM) Baird/ Stifel       $75.00 n.a.
Taggares Agriculture  (TAG) Janney Montgomery Scott/ ROTH Capital Partners 7.00 $6.00 $7.00 $45.50 1-Star
New Terms            
ContraFect (CFRXU) (u) Maxim Group LLC 3.64 $5.00 $6.00 $20.00 n.a.
GlobeImmune  (GBIM) Aegis Capital Corp. 1.00 $15.00 $15.00 $15.00 1-Star
Microlin Bio (MCLB) Brean Capital/ Sunrise Securities 5.50 $4.50 $5.50 $27.50 1-Star
Minerva Neurosciences (NERV) Jefferies 5.45 $6.00 $6.00 $32.73 1-Star
TerraForm Power (TERP) Goldman Sachs/Barclays/ Citigroup/J.P. Morgan/ Macquarie Capital $550.00 n.a.
Westlake Chemical Partners LP  (WLKP) Barclays/ UBS Investment Bank/ BofA Merrill Lynch/ Deutsche Bank Securities/ Morgan Stanley $271.69 n.a.
n.a. (not available)            
u (unit offering)            
IPOs Priced Lead Shares Amount Offer Close %
Week of June 30, 2014 Manager(s) Offered Raised Price 7/3/14 Change
GlobeImmune  (GBIM) Aegis Capital Corp. 1.50 $15.00 $10.00 $11.85 18.50%
Minerva Neurosciences (NERV) Jefferies 5.45 $32.73 $6.00 $6.13 2.17%
Investar Holding  (ISTR) Sandler O’Neill + Partners/ Sterne Agee 2.88 $40.25 $14.00 $14.05 0.36%