| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| ClubCorp Holdings (TBA) | Goldman, Sachs/ Jefferies/ Citigroup | $100.00 | n.a. | |||
| Cvent (CVT) | J.P. Morgan/ Goldman, Sachs/ Morgan Stanley/ BofA Merrill Lynch/ Wells Fargo Securities | $100.00 | n.a. | |||
| Fox Factory Holding (FOXF) | Baird/ William Blair/ Piper Jaffray | $120.00 | n.a. | |||
| Intrexon (XON) | J.P. Morgan/ Barclays | $125.00 | n.a. | |||
| OCI Resources LP (OCIR) | Citigroup/ Goldman, Sachs | $115.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Cloudary (READ) | BofA Merrill Lynch | $200.00 | 1-Star | |||
| New Terms | ||||||
| Ally Financial (ALLY) | Citigroup/ Goldman, Sachs/ Morgan Stanley/ Barclays/ Deutsche Bank Securities | $100.00 | 2-Stars | |||
| Cellular Dynamics International (ICEL) | J.P. Morgan | 3.85 | $12.00 | $14.00 | $50.00 | n.a. |
| Conatus Pharmaceuticals (CNAT) | Stifel/ Piper Jaffray | 5.00 | $10.00 | $12.00 | $55.00 | 1-Star |
| Diamond Resorts International (DRII) | Credit Suisse/ BofA Merrill Lynch/ J.P. Morgan/ Guggenheim Securities | 15.50 | $16.00 | $18.00 | $263.50 | 2-Stars |
| Graña y Montero S.A.A (GRAM) | Credit Suisse/ J.P. Morgan/ Morgan Stanley / BTG Pactual | 16.28 | $19.70 | $22.30 | $341.86 | N/C |
| Heat Biologics (HEAX) | Aegis Capital Corp. | 2.27 | $10.00 | $12.00 | $25.00 | 1-Star |
| Iroko Pharmaceuticals (IRKO) | Jefferies/ William Blair | $128.75 | n.a. | |||
| Jones Energy (JONE) | J.P. Morgan/ Barclays/ Wells Fargo Securities | 14.00 | $17.00 | $19.00 | $252.00 | 1-Star |
| Liquid Holdings Group (LIQD) | Sandler ONeill & Partners | 5.00 | $9.00 | $11.00 | $50.00 | n.a. |
| NRG Yield (NYLD) | BofA Merrill Lynch | 19.75 | $19.00 | $21.00 | $395.00 | 2-Stars |
| OncoMed Pharmaceuticals (OMED) | Jefferies/ Leerink Swann | 4.00 | $14.00 | $16.00 | $60.00 | 2-Stars |
| Onconova Therapeutics (ONTX) | Citigroup/ Leerink Swann | 4.62 | $12.00 | $14.00 | $60.00 | n.a. |
| RetailMeNot (SALE) | Morgan Stanley/ Goldman Sachs/ Credit Suisse | 9.09 | $20.00 | $22.00 | $190.91 | 1-Star |
| Rexford Industrial Realty (REXR) | BofA Merrill Lynch/ Wells Fargo Securities/ FBR | 16.00 | $13.00 | $15.00 | $224.00 | 1-Star |
| UCP (UCP) | Citigroup/ Deutsche Bank Securities/ Zelman Partners LLC | 7.75 | $15.00 | $17.00 | $124.00 | 2-Stars |
| n.a. (not available) | ||||||
| n/c (no call) (Shares are traded on The Lima Stock Exchange) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 8, 2013 | Manager(s) | Offered | Raised | Price | 7/12/13 | Change |
| Fifth Street Senior Floating Rate ( FSFR) | Morgan Stanley/ Deutsche Bank Securities/ UBS Investment Bank/ Barclays/ RBC Capital Markets/ Oppenheimer | 6.67 | $100.00 | $15.00 | $14.15 | -5.67% |
