| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Extended Stay America/ ESH Hospitality (TBA) | Deutsche Bank Securities/ Goldman, Sachs/ J.P. Morgan | $100.00 | n.a. | |||
| Five Prime Therapeutics ( FPRX) | Jefferies/ BMO Capital Markets/ Wells Fargo Securities | $60.00 | n.a. | |||
| Western Refining Logistics, LP (WNRL) | BofA Merrill Lynch/ Barclays | $287.50 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Armstrong Energy (ARMS) | FBR/ Raymond James | $69.00 | 1-Star | |||
| Paratek Pharmaceuticals (PRTK) | UBS Investment Bank/ Leerink Swann | $92.00 | 1-Star | |||
| New Terms | ||||||
| Ardmore Shipping (ASC) | Morgan Stanley/ Jefferies/ Clarkson Capital Markets | 10.00 | $15.00 | $17.00 | $160.00 | 1-Star |
| Athlon Energy (ATHL) | Citigroup | 15.79 | $18.00 | $20.00 | $300.00 | 1-Star |
| Control4 Corporation (CTRL) | BofA Merrill Lynch/ Raymond James | 4.00 | $15.00 | $17.00 | $64.00 | 1-Star |
| Marrone Bio Innovations (MBII) | Jefferies/ Piper Jaffray | 4.20 | $14.00 | $17.00 | $65.10 | 1-Star |
| MiX Telematics Ltd (MIXT) | Raymond James/ William Blair | 6.30 | $14.00 | $16.00 | $94.44 | N/C |
| Silver Eagle Acquisition (EAGLU) | Deutsche Bank Securities | 30.00 | $10.00 | $10.00 | $300.00 | 1-Star |
| Sprouts Farmers Markets (SFM) | Goldman, Sachs/ Credit Suisse/ BofA Merrill Lynch | 18.50 | $14.00 | $16.00 | $277.50 | 3-Stars |
| WCI Communities (WCIC) | Citigroup/ Credit Suisse/ J.P. Morgan | 6.82 | $15.00 | $17.00 | $109.11 | 1-Star |
| YuMe (YUME) | Citigroup/ Deutsche Bank Securities | 5.00 | $12.00 | $14.00 | $65.00 | 2-Stars |
| (N/C – Traded on the Johannesburg Stock Exchange under the symbol “MIX.”) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 22, 2013 | Manager(s) | Offered | Raised | Price | 7/26/13 | Change |
| Agios Pharmaceuticals (AGIO) | J.P. Morgan/ Goldman, Sachs & Co. | 5.89 | $106.00 | $18.00 | $28.53 | 58.50% |
| Phillips 66 Partners LP (PSXP) | J.P. Morgan/ Morgan Stanley | 16.43 | $377.78 | $23.00 | $34.34 | 49.30% |
| Onconova Therapeutics (ONTX) | Citigroup/ Leerink Swann | 5.17 | $77.50 | $15.00 | $20.02 | 33.47% |
| WCI Communities (WCIC) | Citigroup/ Credit Suisse/ J.P. Morgan | 6.82 | $102.29 | $15.00 | $15.59 | 3.93% |
| Silver Eagle Acquisition (EAGLU) | Deutsche Bank Securities | 30.00 | $300.00 | $10.00 | $10.03 | 0.30% |
| Graña y Montero S.A.A (GRAM) | Credit Suisse/ J.P. Morgan/ Morgan Stanley / BTG Pactual | 16.28 | $343.98 | $21.13 | $20.98 | -0.71% |
| Marlin Midstream Partners, LP (FISH) | Stifel/ Baird/ Oppenheimer | 6.88 | $137.50 | $20.00 | $19.50 | -2.50% |
| Jones Energy (JONE) | J.P. Morgan/ Barclays/ Wells Fargo Securities | 12.50 | $187.50 | $15.00 | $14.00 | -6.67% |
| Heat Biologics (HEAX) | Aegis Capital Corp. | 2.50 | $25.00 | $10.00 | $9.28 | -7.20% |
| Conatus Pharmaceuticals (CNAT) | Stifel/ Piper Jaffray | 6.00 | $66.00 | $11.00 | $9.60 | -12.73% |
| Liquid Holdings Group (LIQD) | Sandler ONeill & Partners | 3.18 | $28.58 | $9.00 | $7.64 | -15.11% |
| Cellular Dynamics International (ICEL) | J.P. Morgan | 3.85 | $46.15 | $12.00 | $10.14 | -15.50% |
