IPO Traffic: Week Ending May 16, 2014

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Citizens Financial Group   (CFG) Morgan Stanley/ Goldman Sachs       $100.00 n.a.
Good Technology   (TBA) Morgan Stanley/ Barclays/ BofA Merrill Lynch/ Citigroup   $100.00 n.a.
Investar Holding  (ISTR) Sandler O’Neill + Partners/ Sterne Agee     $45.00 n.a.
Marinus Pharmaceuticals   (MRNS) Stifel/ JMP Securities       $63.25 n.a.
ZS Pharma  (ZSPH) J.P. Morgan/ Credit Suisse       $86.25 n.a.
             
Postponed            
ETRE REIT (ECAV) Sandler O’Neill + Partners, L.P. 3.71 $16.00 $16.00 $59.33 1-Star
             
Withdrawn            
ILFC Holdings (ILFC) Citigroup/ J.P. Morgan/ Morgan Stanley     $100.00  n.a.
             
New Terms            
Bankwell Financial Group (BWFG) Sandler O’Neill + Partners, L.P. 2.70 $18.00 $19.00 $50.00 N/C
Chukong Holdings Ltd  (NEXT) Morgan Stanley/ Deutsche Bank Securities/ China Renaissance Securities $150.00 n.a.
Heritage Insurance Holdings   (HRTG) Citigroup 6.00 $14.00 $16.00 $90.00 1-Star
KineMed (KNMD) Feltl and Company       $48.30 n.a.
Parsley Energy (PE) Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Wells Fargo Securities 43.90 $15.00 $18.00 $724.35 3-Stars
Signal Genetics (SGNL) Aegis Capital Corp 0.91 $10.00 $12.00 $10.00 n.a.
SunEdison Semiconductor  (WFR) Deutsche Bank Securities/ Goldman Sachs/ Wells Fargo Securities 7.20 $13.00 $15.00 $100.80 2-Stars
Superior Drilling Products   (SDPI) Roth Capital Partners, LLC 5.00 $5.00 $7.00 $30.00 1-Star
n.a. (not available)            
N/C = No Call – Bankwell traded on the OTC BB          
             
IPOs Priced Lead Shares Amount Offer Close %
Week of May 12, 2014 Manager(s) Offered Raised Price 5/16/14 Change
Zendesk (ZEN) Goldman Sachs/ Morgan Stanley/ Credit Suisse 11.11 $100.00 $9.00 $15.25 69.44%
TrueCar (TRUE) Goldman Sachs/ J.P. Morgan 7.78 $69.98 $9.00 $10.06 11.78%
Jumei International Holding  (JMEI) Goldman Sachs (Asia)/ Credit Suisse/ J.P. Morgan 11.14 $245.08 $22.00 $24.18 9.91%
Bankwell Financial Group (BWFG) Sandler O’Neill + Partners, L.P. 2.70 $48.65 $18.00 $18.00 0.00%
ServisFirst Bancshares (SFBS) Sandler ONeill & Partners 0.63 $56.88 $91.00 $82.70 -9.12%