IPO Traffic: Week Ending May 2, 2014

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Ambrx  (AMBX) Stifel/ Wells Fargo Securities       $86.25 n.a.
Aspen Aerogels (ASPN) Barclays/ J.P. Morgan/ Citigroup       $86.25 n.a.
Atento S.A.   (TBA) Morgan Stanley/ Credit Suisse/ Itaú BBA     $300.00 n.a.
ProteinSimple  (PRTN) J.P. Morgan/ BofA Merrill Lynch       $86.25 n.a.
Westlake Chemical Partners LP  (WLKP) Barclays/ UBS Investment Bank       $271.69 n.a.
n.a. (not available)            
             
Postponed            
None            
             
Withdrawn            
Trustwave Holdings (TWAV) Morgan Stanley/ J.P. Morgan Securities/ Barclays Capital 6.25 $15.00 $17.00 $100.00 1-Star
             
New Terms            
Arista Networks (ANET) Morgan Stanley/ Citigroup       $241.00 n.a.
CardioDx (CDX) Jefferies/ Piper Jaffray       $86.25 n.a.
Dorian LPG  (LPG) J.P. Morgan/ UBS Investment Bank 7.11 $18.00 $20.00 $135.00 N/C
ETRE REIT (ECAV) Sandler O’Neill + Partners, L.P. 3.71 $16.00 $16.00 $59.33 n
GasLog Partners LP  (GLOP) Citigroup 8.40 $19.00 $21.00 $168.00 2-Stars
GlobeImmune  (GBIM) Aegis Capital Corp. 2.19 $15.00 $17.00 $35.00 n.a.
Mapi – Pharma Ltd. (MAPI) Aegis Capital Corp. 2.67 $13.00 $15.00 $37.31 n.a.
Medical Transcription Billing  (MTBC) Summer Street Research Partners       $35.00 n.a.
Memorial Resource Development  (MRD) Citigroup/ Barclays/ BofA Merrill Lynch/ BMO Capital Markets/ Goldman Sachs/ Raymond James/ RBC Capital Markets/ Wells Fargo Securities $700.00 n.a.
PBF Logistics LP (PBFX) Barclays/ UBS Investment Bank 13.75 $19.00 $21.00 $275.00 3-Stars
SCYNEXIS (SCYX) RBC Capital Markets/ Canaccord Genuity 6.20 $10.00 $10.00 $62.00 1-Star
SD COMPANY  (SDPI) Roth Capital Partners, LLC 5.00 $5.00 $7.00 $30.00 n.a.
ServisFirst Bancshares (SFBS) Sandler ONeill & Partners 0.63 $91.00 $93.00 $57.50 n.a.
Tuniu (TOUR) Morgan Stanley/ Credit Suisse/ China Renaissance 8.00 $9.00 $11.00 $80.00 2-Stars
N/C = No Call – stock traded on the Norwegian OTC List under the symbol “DORIAN”       
             
IPOs Priced Lead Shares Amount Offer Close %
Week of April 28, 2014 Manager(s) Offered Raised Price 5/2/14 Change
Papa Murphy’s Holdings (FRSH) Jefferies/ Baird/ Wells Fargo Securities 5.83 $64.17 $11.00 $11.05 0.45%
SCYNEXIS (SCYX) RBC Capital Markets/ Canaccord Genuity 6.20 $62.00 $10.00 $9.80 -2.00%
Ares Management, L.P.  (ARES)
 
J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs/ Morgan Stanley/ Wells Fargo Securities 11.36 $215.91 $19.00 $18.60 -2.11%
Aldeyra Therapeutics (ALDX) Aegis Capital Corp 1.50 $12.00 $8.00 $7.20 -10.00%